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Henderson Group - Director/PDMR Shareholding

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RNS Number : 3799M
Henderson Group plc
06 May 2015
 



Rule 3.19A.2

 

Change of Director's Interest Notice

 

Information or documents not available now must be given to ASX as soon as available.  Information and documents given to ASX become ASX's property and may be made public.

Introduced 30/09/01  Amended 01/01/11

 

Name of entity      HENDERSON GROUP PLC.

ABN                      67 133 992 766

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. 

 

Name of Director

Andrew James Formica

Date of last notice

1 May 2015

 

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

 

Direct or indirect interest

Indirect

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

Ordinary shares held in a self-invested

personal pension (SIPP) - registered holder:

Hargreaves Lansdown Pension Trustees

Limited

CDIs - registered holder HSBC PBCI

 

Date of change

5 May 2015

No. of securities held prior to change

413,719 ordinary shares in SIPP

6,307,530 CDIs representing ordinary shares

Class

Ordinary shares

Number acquired

307,905 ordinary shares

Number disposed

307,905 ordinary shares

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

 

Shares acquired on vesting of a share plan and at no cost to the Director.

Shares disposed on-market at an average price of 284.74 pence per share.

No. of securities held after change

413,719 ordinary shares in SIPP

6,307,530 CDIs representing ordinary shares

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Shares acquired on vesting of 2011 ESOP.

Shares disposed on-market to fund UK tax and national insurance costs and for financial planning.

 

Part 2 - Change of director's interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.

 

Detail of contract

Henderson Group Deferred Equity Plan - communicated to employees as the Employee Share Ownership Plan (ESOP)

Nature of interest

 

 

2011 ESOP: Shares purchased with part of pre-tax STI and held in trust, 33.3% capable of vesting in each of March 2014 (vested), 2015 (vested) and 2016, and potential matching shares dependent on performance conditions.

 

Name of registered holder

(if issued securities)

 

Greenwood Nominees Limited

Date of change

5 May 2015

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 

2011 ESOP: 410,542 shares and potential matching shares dependent on performance conditions.

 

Interest acquired

2011 ESOP: 102,635 matching shares awarded under the plan at 284.74 pence per share as part of the 2015 vesting.

Interest disposed

2011 ESOP: 307,905 shares (205,270 shares vested, being 33.3% of 2011 ESOP award, plus 102,635 matching shares)

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 

-

Interest after change

2011 ESOP: 205,272 shares and potential matching shares dependent on performance conditions.

 

 

Part 3 - +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No

If so, was prior written clearance provided to allow the trade to proceed during this period?

N/A

If prior written clearance was provided, on what date was this provided?

N/A

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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