FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 08 October 2015 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
disclosures in respect of any other party to the offer? | SABMILLER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 11,666,508 | 0.73% | 10,775,183 | 0.67% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
2,986,107 | 0.19% | 461,935 | 0.03% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 1,258,531 | 0.08% | 298,331 | 0.02% | |||||||
(4) | |||||||||||
TOTAL: | 15,911,146 | 1.00% | 11,535,449 | 0.72% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ORD | Purchase | 10 | 97.7500 EUR | ||||
ORD | Purchase | 10 | 97.7400 EUR | ||||
ORD | Purchase | 66 | 97.5950 EUR | ||||
ORD | Purchase | 66 | 97.6650 EUR | ||||
ORD | Purchase | 66 | 97.6800 EUR | ||||
ORD | Purchase | 66 | 97.6150 EUR | ||||
ORD | Purchase | 67 | 97.3250 EUR | ||||
ADR | Purchase | 75 | 109.8200 USD | ||||
ADR | Purchase | 100 | 110.1200 USD | ||||
ORD | Purchase | 100 | 97.2736 EUR | ||||
ADR | Purchase | 120 | 110.4717 USD | ||||
ORD | Purchase | 176 | 97.6100 EUR | ||||
ADR | Purchase | 300 | 110.4900 USD | ||||
ADR | Purchase | 300 | 109.6450 USD | ||||
ADR | Purchase | 300 | 110.1624 USD | ||||
ORD | Purchase | 330 | 97.6598 EUR | ||||
ORD | Purchase | 373 | 97.6596 EUR | ||||
ADR | Purchase | 375 | 110.1446 USD | ||||
ORD | Purchase | 400 | 97.6138 EUR | ||||
ADR | Purchase | 450 | 109.9688 USD | ||||
ADR | Purchase | 500 | 110.0960 USD | ||||
ADR | Purchase | 500 | 110.0000 USD | ||||
ORD | Purchase | 500 | 97.9700 EUR | ||||
ADR | Purchase | 600 | 110.4152 USD | ||||
ADR | Purchase | 600 | 110.5800 USD | ||||
ADR | Purchase | 600 | 109.8400 USD | ||||
ADR | Purchase | 655 | 109.9465 USD | ||||
ADR | Purchase | 700 | 109.9760 USD | ||||
ORD | Purchase | 790 | 97.7450 EUR | ||||
ADR | Purchase | 850 | 110.1758 USD | ||||
ADR | Purchase | 901 | 109.8266 USD | ||||
ORD | Purchase | 967 | 97.5000 EUR | ||||
ADR | Purchase | 1,000 | 109.9030 USD | ||||
ADR | Purchase | 1,170 | 110.5510 USD | ||||
ADR | Purchase | 1,200 | 110.9600 USD | ||||
ADR | Purchase | 1,976 | 109.8818 USD | ||||
ORD | Purchase | 2,067 | 97.8339 EUR | ||||
ORD | Purchase | 2,123 | 97.7660 EUR | ||||
ADR | Purchase | 2,225 | 110.0461 USD | ||||
ADR | Purchase | 2,327 | 109.9072 USD | ||||
ORD | Purchase | 2,889 | 97.5725 EUR | ||||
ADR | Purchase | 3,200 | 110.1250 USD | ||||
ADR | Purchase | 3,465 | 110.0571 USD | ||||
ORD | Purchase | 3,600 | 110.2166 USD | ||||
ADR | Purchase | 3,600 | 110.2166 USD | ||||
ORD | Purchase | 3,661 | 97.6147 EUR | ||||
ADR | Purchase | 4,100 | 109.8616 USD | ||||
ORD | Purchase | 4,118 | 97.6324 EUR | ||||
ORD | Purchase | 5,391 | 97.6823 EUR | ||||
ADR | Purchase | 5,680 | 109.9078 USD | ||||
ADR | Purchase | 5,799 | 110.0108 USD | ||||
ORD | Purchase | 6,107 | 97.6291 EUR | ||||
ORD | Purchase | 6,897 | 97.8857 EUR | ||||
ADR | Purchase | 7,595 | 109.8715 USD | ||||
ADR | Purchase | 8,446 | 110.1106 USD | ||||
ADR | Purchase | 8,581 | 109.9595 USD | ||||
ADR | Purchase | 8,588 | 110.0585 USD | ||||
ORD | Purchase | 13,269 | 97.6326 EUR | ||||
ADR | Purchase | 13,731 | 110.1074 USD | ||||
ORD | Purchase | 14,296 | 110.0090 USD | ||||
ADR | Purchase | 14,296 | 110.0090 USD | ||||
ORD | Purchase | 14,412 | 98.3253 EUR | ||||
ORD | Purchase | 15,897 | 97.7221 EUR | ||||
ORD | Purchase | 16,282 | 97.6636 EUR | ||||
ORD | Purchase | 19,217 | 97.7722 EUR | ||||
ORD | Purchase | 45,843 | 98.0011 EUR | ||||
ORD | Purchase | 50,000 | 97.2746 EUR | ||||
ADR | Purchase | 55,200 | 109.6903 USD | ||||
ORD | Sale | 5 | 97.7500 EUR | ||||
ORD | Sale | 7 | 97.7900 EUR | ||||
ORD | Sale | 10 | 97.7400 EUR | ||||
ADR | Sale | 30 | 110.0000 USD | ||||
ORD | Sale | 56 | 97.7450 EUR | ||||
ORD | Sale | 66 | 97.6650 EUR | ||||
ORD | Sale | 66 | 97.6150 EUR | ||||
ORD | Sale | 66 | 97.5950 EUR | ||||
ORD | Sale | 66 | 97.6800 EUR | ||||
ORD | Sale | 72 | 97.3545 EUR | ||||
ADR | Sale | 100 | 109.6200 USD | ||||
ADR | Sale | 100 | 109.8803 USD | ||||
ADR | Sale | 100 | 110.1200 USD | ||||
ADR | Sale | 100 | 110.4000 USD | ||||
ADR | Sale | 100 | 110.5600 USD | ||||
ADR | Sale | 100 | 110.7300 USD | ||||
ORD | Sale | 110 | 97.3300 EUR | ||||
ADR | Sale | 120 | 110.4716 USD | ||||
ORD | Sale | 179 | 97.2000 EUR | ||||
ADR | Sale | 200 | 110.5500 USD | ||||
ADR | Sale | 200 | 110.5004 USD | ||||
ORD | Sale | 243 | 97.5033 EUR | ||||
ORD | Sale | 245 | 97.3250 EUR | ||||
ORD | Sale | 251 | 98.3045 EUR | ||||
ADR | Sale | 300 | 109.6450 USD | ||||
ADR | Sale | 300 | 110.4900 USD | ||||
ADR | Sale | 380 | 110.2931 USD | ||||
ADR | Sale | 400 | 109.9475 USD | ||||
ORD | Sale | 400 | 97.6137 EUR | ||||
ADR | Sale | 400 | 110.3403 USD | ||||
ADR | Sale | 600 | 110.5800 USD | ||||
ADR | Sale | 600 | 109.9338 USD | ||||
ADR | Sale | 628 | 109.9778 USD | ||||
ADR | Sale | 700 | 110.3457 USD | ||||
ADR | Sale | 700 | 110.4871 USD | ||||
ORD | Sale | 701 | 97.6576 EUR | ||||
ADR | Sale | 750 | 110.1446 USD | ||||
ORD | Sale | 846 | 97.2382 EUR | ||||
ADR | Sale | 865 | 110.1665 USD | ||||
ADR | Sale | 870 | 110.5502 USD | ||||
ORD | Sale | 896 | 97.3319 EUR | ||||
ADR | Sale | 1,100 | 109.9590 USD | ||||
ADR | Sale | 1,200 | 110.9600 USD | ||||
ADR | Sale | 1,300 | 110.0731 USD | ||||
ADR | Sale | 1,400 | 110.4776 USD | ||||
ORD | Sale | 1,410 | 97.4784 EUR | ||||
ADR | Sale | 1,500 | 110.0254 USD | ||||
ORD | Sale | 1,823 | 97.6523 EUR | ||||
ADR | Sale | 2,400 | 110.1104 USD | ||||
ORD | Sale | 3,182 | 97.6012 EUR | ||||
ORD | Sale | 3,235 | 97.3512 EUR | ||||
ORD | Sale | 3,379 | 98.0549 EUR | ||||
ADR | Sale | 3,600 | 110.2166 USD | ||||
ORD | Sale | 3,600 | 110.2166 USD | ||||
ORD | Sale | 3,739 | 97.3616 EUR | ||||
ORD | Sale | 3,843 | 98.3612 EUR | ||||
ADR | Sale | 4,800 | 109.9173 USD | ||||
ADR | Sale | 5,900 | 109.9816 USD | ||||
ORD | Sale | 6,077 | 97.5000 EUR | ||||
ADR | Sale | 7,048 | 110.0145 USD | ||||
ORD | Sale | 7,148 | 110.0090 USD | ||||
ORD | Sale | 12,555 | 97.4325 EUR | ||||
ADR | Sale | 13,731 | 110.0973 USD | ||||
ORD | Sale | 17,420 | 97.5155 EUR | ||||
ADR | Sale | 25,908 | 110.0527 USD | ||||
ORD | Sale | 25,995 | 97.8805 EUR | ||||
ADR | Sale | 50,000 | 109.6600 USD | ||||
ORD | Sale | 58,137 | 98.0778 EUR | ||||
ADR | Sale | 84,227 | 109.7651 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
ORD | SWAP | Long | 51 | 98.0952 EUR | |||||
ORD | SWAP | Long | 94 | 97.9938 EUR | |||||
ORD | SWAP | Long | 200 | 98.3579 EUR | |||||
ORD | SWAP | Long | 243 | 97.5033 EUR | |||||
ORD | SWAP | Long | 552 | 98.1449 EUR | |||||
ORD | SWAP | Long | 1,210 | 99.0616 EUR | |||||
ORD | SWAP | Long | 1,246 | 98.3626 EUR | |||||
ORD | SWAP | Long | 3,366 | 98.2064 EUR | |||||
ORD | SWAP | Long | 5,560 | 98.1466 EUR | |||||
ORD | SWAP | Short | 63 | 97.5895 EUR | |||||
ORD | CFD | Short | 100 | 97.2736 EUR | |||||
ORD | SWAP | Short | 100 | 97.5600 EUR | |||||
ORD | SWAP | Short | 104 | 97.6584 EUR | |||||
ORD | SWAP | Short | 113 | 97.6800 EUR | |||||
ORD | SWAP | Short | 200 | 97.5850 EUR | |||||
ORD | SWAP | Short | 1,235 | 97.8235 EUR | |||||
ORD | SWAP | Short | 2,785 | 97.5693 EUR | |||||
ORD | SWAP | Short | 3,642 | 97.5393 EUR | |||||
ORD | CFD | Short | 6,757 | 97.6914 EUR | |||||
ORD | SWAP | Short | 17,527 | 97.8910 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
Date of disclosure: | 9 Oct 2015 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | ||||||
of | description | purchasing, | of | price | |||||||
relevant | selling, | securities | per unit | ||||||||
security | varying etc | to which | |||||||||
option | |||||||||||
relates | |||||||||||
ORD | Call Options | Written | -100,000 | 105.0000 | American | ||||||
ORD | Call Options | Written | -25,000 | 110.0000 | American | ||||||
ORD | Call Options | Purchased | 6,606 | 120.0000 | European | ||||||
ORD | Put Options | Written | 25,000 | 96.0000 | American | ||||||
ORD | Put Options | Purchased | -103,000 | 86.0900 | American | ||||||
ORD | Put Options | Purchased | -11,493 | 110.0000 | European | ||||||
ORD | Call Options | Written | -6,606 | 120.0000 | European | ||||||
ORD | Put Options | Written | 11,493 | 110.0000 | European | ||||||
ORD | Call Options | Purchased | 2,232 | 110.0000 | European | ||||||
ORD | Put Options | Written | 25,000 | 100.0000 | American | ||||||
ORD | Put Options | Written | 150,000 | 94.0000 | American | ||||||
ORD | Call Options | Purchased | 150,000 | 110.0000 | American | ||||||
ORD | Put Options | Purchased | -50,000 | 90.0000 | American | ||||||
ORD | Call Options | Written | -2,232 | 110.0000 | European | ||||||
ORD | Call Options | Purchased | 30,000 | 100.0000 | American | ||||||
ORD | Call Options | Purchased | 103,000 | 105.2200 | American |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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