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Form 8.3 - ANHEUSER-BUSCH INBEV

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 08 October 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? SABMILLER PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 11,666,508 0.73% 10,775,183 0.67%
           
(2) Cash-settled derivatives:
2,986,107 0.19% 461,935 0.03%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,258,531 0.08% 298,331 0.02%
           
(4)
TOTAL: 15,911,146 1.00% 11,535,449 0.72%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 10 97.7500 EUR
ORD Purchase 10 97.7400 EUR
ORD Purchase 66 97.5950 EUR
ORD Purchase 66 97.6650 EUR
ORD Purchase 66 97.6800 EUR
ORD Purchase 66 97.6150 EUR
ORD Purchase 67 97.3250 EUR
ADR Purchase 75 109.8200 USD
ADR Purchase 100 110.1200 USD
ORD Purchase 100 97.2736 EUR
ADR Purchase 120 110.4717 USD
ORD Purchase 176 97.6100 EUR
ADR Purchase 300 110.4900 USD
ADR Purchase 300 109.6450 USD
ADR Purchase 300 110.1624 USD
ORD Purchase 330 97.6598 EUR
ORD Purchase 373 97.6596 EUR
ADR Purchase 375 110.1446 USD
ORD Purchase 400 97.6138 EUR
ADR Purchase 450 109.9688 USD
ADR Purchase 500 110.0960 USD
ADR Purchase 500 110.0000 USD
ORD Purchase 500 97.9700 EUR
ADR Purchase 600 110.4152 USD
ADR Purchase 600 110.5800 USD
ADR Purchase 600 109.8400 USD
ADR Purchase 655 109.9465 USD
ADR Purchase 700 109.9760 USD
ORD Purchase 790 97.7450 EUR
ADR Purchase 850 110.1758 USD
ADR Purchase 901 109.8266 USD
ORD Purchase 967 97.5000 EUR
ADR Purchase 1,000 109.9030 USD
ADR Purchase 1,170 110.5510 USD
ADR Purchase 1,200 110.9600 USD
ADR Purchase 1,976 109.8818 USD
ORD Purchase 2,067 97.8339 EUR
ORD Purchase 2,123 97.7660 EUR
ADR Purchase 2,225 110.0461 USD
ADR Purchase 2,327 109.9072 USD
ORD Purchase 2,889 97.5725 EUR
ADR Purchase 3,200 110.1250 USD
ADR Purchase 3,465 110.0571 USD
ORD Purchase 3,600 110.2166 USD
ADR Purchase 3,600 110.2166 USD
ORD Purchase 3,661 97.6147 EUR
ADR Purchase 4,100 109.8616 USD
ORD Purchase 4,118 97.6324 EUR
ORD Purchase 5,391 97.6823 EUR
ADR Purchase 5,680 109.9078 USD
ADR Purchase 5,799 110.0108 USD
ORD Purchase 6,107 97.6291 EUR
ORD Purchase 6,897 97.8857 EUR
ADR Purchase 7,595 109.8715 USD
ADR Purchase 8,446 110.1106 USD
ADR Purchase 8,581 109.9595 USD
ADR Purchase 8,588 110.0585 USD
ORD Purchase 13,269 97.6326 EUR
ADR Purchase 13,731 110.1074 USD
ORD Purchase 14,296 110.0090 USD
ADR Purchase 14,296 110.0090 USD
ORD Purchase 14,412 98.3253 EUR
ORD Purchase 15,897 97.7221 EUR
ORD Purchase 16,282 97.6636 EUR
ORD Purchase 19,217 97.7722 EUR
ORD Purchase 45,843 98.0011 EUR
ORD Purchase 50,000 97.2746 EUR
ADR Purchase 55,200 109.6903 USD
ORD Sale 5 97.7500 EUR
ORD Sale 7 97.7900 EUR
ORD Sale 10 97.7400 EUR
ADR Sale 30 110.0000 USD
ORD Sale 56 97.7450 EUR
ORD Sale 66 97.6650 EUR
ORD Sale 66 97.6150 EUR
ORD Sale 66 97.5950 EUR
ORD Sale 66 97.6800 EUR
ORD Sale 72 97.3545 EUR
ADR Sale 100 109.6200 USD
ADR Sale 100 109.8803 USD
ADR Sale 100 110.1200 USD
ADR Sale 100 110.4000 USD
ADR Sale 100 110.5600 USD
ADR Sale 100 110.7300 USD
ORD Sale 110 97.3300 EUR
ADR Sale 120 110.4716 USD
ORD Sale 179 97.2000 EUR
ADR Sale 200 110.5500 USD
ADR Sale 200 110.5004 USD
ORD Sale 243 97.5033 EUR
ORD Sale 245 97.3250 EUR
ORD Sale 251 98.3045 EUR
ADR Sale 300 109.6450 USD
ADR Sale 300 110.4900 USD
ADR Sale 380 110.2931 USD
ADR Sale 400 109.9475 USD
ORD Sale 400 97.6137 EUR
ADR Sale 400 110.3403 USD
ADR Sale 600 110.5800 USD
ADR Sale 600 109.9338 USD
ADR Sale 628 109.9778 USD
ADR Sale 700 110.3457 USD
ADR Sale 700 110.4871 USD
ORD Sale 701 97.6576 EUR
ADR Sale 750 110.1446 USD
ORD Sale 846 97.2382 EUR
ADR Sale 865 110.1665 USD
ADR Sale 870 110.5502 USD
ORD Sale 896 97.3319 EUR
ADR Sale 1,100 109.9590 USD
ADR Sale 1,200 110.9600 USD
ADR Sale 1,300 110.0731 USD
ADR Sale 1,400 110.4776 USD
ORD Sale 1,410 97.4784 EUR
ADR Sale 1,500 110.0254 USD
ORD Sale 1,823 97.6523 EUR
ADR Sale 2,400 110.1104 USD
ORD Sale 3,182 97.6012 EUR
ORD Sale 3,235 97.3512 EUR
ORD Sale 3,379 98.0549 EUR
ADR Sale 3,600 110.2166 USD
ORD Sale 3,600 110.2166 USD
ORD Sale 3,739 97.3616 EUR
ORD Sale 3,843 98.3612 EUR
ADR Sale 4,800 109.9173 USD
ADR Sale 5,900 109.9816 USD
ORD Sale 6,077 97.5000 EUR
ADR Sale 7,048 110.0145 USD
ORD Sale 7,148 110.0090 USD
ORD Sale 12,555 97.4325 EUR
ADR Sale 13,731 110.0973 USD
ORD Sale 17,420 97.5155 EUR
ADR Sale 25,908 110.0527 USD
ORD Sale 25,995 97.8805 EUR
ADR Sale 50,000 109.6600 USD
ORD Sale 58,137 98.0778 EUR
ADR Sale 84,227 109.7651 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 51 98.0952 EUR
ORD SWAP Long 94 97.9938 EUR
ORD SWAP Long 200 98.3579 EUR
ORD SWAP Long 243 97.5033 EUR
ORD SWAP Long 552 98.1449 EUR
ORD SWAP Long 1,210 99.0616 EUR
ORD SWAP Long 1,246 98.3626 EUR
ORD SWAP Long 3,366 98.2064 EUR
ORD SWAP Long 5,560 98.1466 EUR
ORD SWAP Short 63 97.5895 EUR
ORD CFD Short 100 97.2736 EUR
ORD SWAP Short 100 97.5600 EUR
ORD SWAP Short 104 97.6584 EUR
ORD SWAP Short 113 97.6800 EUR
ORD SWAP Short 200 97.5850 EUR
ORD SWAP Short 1,235 97.8235 EUR
ORD SWAP Short 2,785 97.5693 EUR
ORD SWAP Short 3,642 97.5393 EUR
ORD CFD Short 6,757 97.6914 EUR
ORD SWAP Short 17,527 97.8910 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 9 Oct 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type
of description purchasing, of price
relevant selling, securities per unit
security varying etc to which
option
      relates    
ORD Call Options Written -100,000 105.0000 American
ORD Call Options Written -25,000 110.0000 American
ORD Call Options Purchased 6,606 120.0000 European
ORD Put Options Written 25,000 96.0000 American
ORD Put Options Purchased -103,000 86.0900 American
ORD Put Options Purchased -11,493 110.0000 European
ORD Call Options Written -6,606 120.0000 European
ORD Put Options Written 11,493 110.0000 European
ORD Call Options Purchased 2,232 110.0000 European
ORD Put Options Written 25,000 100.0000 American
ORD Put Options Written 150,000 94.0000 American
ORD Call Options Purchased 150,000 110.0000 American
ORD Put Options Purchased -50,000 90.0000 American
ORD Call Options Written -2,232 110.0000 European
ORD Call Options Purchased 30,000 100.0000 American
ORD Call Options Purchased 103,000 105.2200 American

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2015

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