Level 2

Company Announcements

Rathbone Brothers Plc : Director/PDMR Shareholding

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Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

1. Name of the issuer

 

Rathbone Brothers Plc

 

 

 

 

 

 
2. State whether the notification relates to
(i) a transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).

 

(i)

 
3. Name of person discharging managerial
responsibilities/director

 

 

Andrew Morris

 
4. State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person

 

Notification in respect of the PDMR's spouse

 
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial
interest

 

Beneficial interest

 
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares

 

 

Ordinary shares of 5p

 
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them

 

Rathbone Nominees Ltd.

 
8. State the nature of the transaction

 

 

 

Share sale

 
9. Number of shares, debentures or financial
instruments relating to shares acquired

 

 

N/a

 
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)

 

N/a

 
11. Number of shares, debentures or financial
instruments relating to shares disposed

 

 

5,000

 
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)

 

0.010%

 
13. Price per share or value of transaction

 

£22.325

 
14. Date and place of transaction

 

17 November 2015, London

 
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)

 

61,516 (0.128%)

 
16. Date issuer informed of transaction

 

 

 

 

 

17 November 2015

 

If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes

17. Date of grant

 

 

 

 
18. Period during which or date on which exercisable

 

 

 
19. Total amount paid (if any) for grant of the option 20. Description of shares or debentures involved (class and number)

 

 

 
21. Exercise price (if fixed at time of grant) or
indication that price is to be fixed at the time of exercise

 

 

 
22. Total number of shares or debentures over which options held following notification

 

 

 

 

23. Any additional information

 

 

N/a

 
24. Name of contact and telephone number for queries

 

Richard Loader 020 7399 0000

 

Name of authorised official of issuer responsible for making notification

 

Richard Loader
Company Secretary

 

Date of notification

 

17 November 2015

 

Notes:    This form is intended for use by an issuer to make a RIS notification required by DR 3.3.

(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.



This announcement is distributed by NASDAQ OMX Corporate Solutions on behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Rathbone Brothers Plc via Globenewswire

HUG#1967492

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