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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
Petropavlovsk plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
A change in the delta of the convertible bonds disclosed in 8.C resulted in a reportable change in the total position. |
x |
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3. Full name of person(s) subject to the |
D. E. Shaw & Co., L.P. D. E. Shaw & Co. (London), LLP |
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4. Full name of shareholder(s) |
DBMMA015 (only with respect to shares listed in 8.A) |
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5. Date of the transaction and date on |
November 18, 2015 |
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6. Date on which issuer notified: |
November 20, 2015 |
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7. Threshold(s) that is/are crossed or |
12% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary Shares |
117,609,333 |
117,609,333 |
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117,609,333 |
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3.59% |
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GB0031544546 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Contract for Differences |
n/a |
March 2, 2016 |
n/a |
14,000,000 |
Nominal |
Delta |
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0.43% |
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Contract for Differences
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n/a |
May 16, 2016 |
n/a |
125,000,000 |
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3.81% |
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Convertible Bonds |
n/a |
March 18, 2020 |
April 28, 2015 to six business days before maturity or call. |
135,931,495 |
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4.15% |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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392,540,828 |
11.97% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Each of D. E. Shaw & Co., L.P. ("DESCO LP") and D. E. Shaw & Co. (London), LLP ("DESCO London") has provided this notification solely in its capacity as a discretionary investment manager. D. E. Shaw & Co., Inc. ("DESCO Inc.") is the general partner of DESCO LP and therefore a parent undertaking of DESCO LP and, indirectly, of DESCO London. By virtue of David E. Shaw's position as president and sole shareholder of DESCO Inc., he is also a parent undertaking of DESCO LP and, indirectly, of DESCO London. |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Kevin Krist |
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15. Contact telephone number: |
+44 (0) 20 7409 4300 |
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