For filings with the FCA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
Petropavlovsk PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
x |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Polo Company S.A. Lamesa Group Holding S.A. Lamesa Foundation |
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4. Full name of shareholder(s) |
UBS Switzerland AG |
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5. Date of the transaction and date on |
20 November 2015 |
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6. Date on which issuer notified: |
23 November 2015 |
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7. Threshold(s) that is/are crossed or |
8% in respect of Polo Company S.A. 13% in aggregate (and 8% in respect of shares) for Lamesa Group Holding SA and Lamesa Foundation |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary shares ISIN: GB0031544546 |
174,209,026 |
5.3142% |
268,983,802 |
268,983,802 |
0 |
8.2053% |
0 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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n/a |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Convertible bonds ISIN: XS1201840326 |
£0.826 / US$0.1253 |
18th March 2020 |
from 28 April 2015 to six days before maturity or call |
169,791,575 |
Nominal |
Delta |
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5.1794% |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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438,775,377 |
13.3847% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Polo Company S.A. and Lamesa Holding S.A. are each direct wholly-owned subsidiaries of Lamesa Group Holding S.A., which in turn is wholly-owned by Lamesa Foundation.
Polo Company S.A. has a direct interest, as the beneficial owner, of the shares set out in box 8A above.
Lamesa Holding S.A. is the holder of the convertible bonds set out in section 8C above.
Lamesa Group Holding S.A. and Lamesa Foundation each have an indirect interest in the shares held by Polo Company S.A. and the convertible bonds held by Lamesa Holding S.A. by virtue of their interests in Polo Company S.A., and Lamesa Holding S.A..
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Proxy Voting: |
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10. Name of the proxy holder: |
n/a |
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11. Number of voting rights proxy holder will cease |
n/a |
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12. Date on which proxy holder will cease to hold |
n/a |
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14. Contact name: |
Mrs. Oxana Vasilieva |
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15. Contact telephone number: |
+357 24692900 |
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