For filings with the FCA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
Petropavlovsk PLC Company Number: 4343841 |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
Amended Transparency Directive coming into force |
√ |
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3. Full name of person(s) subject to the |
Sothic Capital European Opportunities Master Fund Limited Gertjan Koomen |
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4. Full name of shareholder(s) |
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5. Date of the transaction and date on |
26 November 2015 |
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6. Date on which issuer notified: |
27 November 2015 |
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7. Threshold(s) that is/are crossed or |
12% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB0031544546 |
349,022,525 |
349,022,525 |
347,534,872 |
347,534,872 |
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10.60% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Contract For Differences |
NR |
NR |
NR |
1,487,653
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Nominal |
Delta |
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0.04% |
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Total Rate Return Swap |
NR |
NR |
NR |
13,350,000
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Nominal |
Delta |
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0.40% |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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362,372,525 |
11.05% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Certain financial instruments are held by an investment fund for which Sothic Capital Management LLP is the discretionary investment manager, and certain financial instruments are held by Mr Gertjan Koomen in his personal capacity.
Sothic Capital Management (Cayman) Ltd is the parent undertaking of Sothic Capital Management LLP, and Mr Gertjan Koomen is the ultimate parent of Sothic Capital Management LLP through his ownership of Sothic Capital Management (Cayman) Ltd.
Mr Koomen and Sothic Capital Management LLP are therefore making an aggregated disclosure of their combined holdings. |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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Convertible bond position not anymore disclosable following Amended Transparency Directive |
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14. Contact name: |
Didier Martineau. CEO Sothic Capital Management LLP |
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15. Contact telephone number: |
+44 207 590 5402 |
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