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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
HENDERSON GROUP PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Westpac Banking Corporation (and associated companies) |
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4. Full name of shareholder(s) |
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5. Date of the transaction and date on |
27 July 2016 |
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6. Date on which issuer notified: |
3 August 2016 |
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7. Threshold(s) that is/are crossed or |
3.03% (Cross 3%) |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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Chess Depositary Interest |
33,755,327 |
33,755,327 |
34,235,635 |
34,235,635 |
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3.03% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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34,235,635 |
3.03% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Advance Asset Management Limited - 10,227,607 Asgard Capital Management Limited - 50,896 BT Funds Management Limited - 7,029,768 BT Funds Management No.2 Limited - 141,351 BT Investment Management (Institutional) Limited - 4,823,950 BT Investment Management (Fund Services) Limited - 9,217,112 Westpac Financial Services Limited - 2,204,003 Westpac RE Limited - 540,948
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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Westpac Banking Corporation Group Secretariat Level 20, Westpac Place 275 Kent Street Sydney NSW 2000 Australia |
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14. Contact name: |
Tim Hartin, Group Company Secretary |
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15. Contact telephone number: |
+61 (0)2 8219 8990 |
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