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Form 8 (DD) - Anheuser

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
  relevant securities this form relates:  
(d) Status of person making the disclosure: Connected to ANHEUSER-BUSCH INBEV SA/NV
(e) Date position held/dealing undertaken: 25 August 2016
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?    

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,706,938 0.29% 1,614,466 0.10%
           
(2) Cash-settled derivatives:
0 0.00% 7,760 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 50,000 0.00%
           
(4)
TOTAL: 4,706,938 0.29% 1,672,226 0.10%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit/ZAR
security   securities  
ORD Purchase 100 1773.8700
ORD Purchase 455 1770.0000
ORD Purchase 100 1803.3800
ORD Purchase 237 1805.4100
ORD Purchase 11 1800.5700
ORD Purchase 323 1798.4600
ORD Purchase 200 1797.0000
ORD Purchase 259 1796.9800
ORD Purchase 200 1794.0000
ORD Purchase 120 1793.9500
ORD Purchase 20 1792.9800
ORD Purchase 20 1792.8000
ORD Purchase 198 1792.7900
ORD Purchase 100 1792.7000
ORD Purchase 378 1790.0600
ORD Purchase 632 1789.1900
ORD Purchase 443 1789.0000
ORD Purchase 137 1789.1700
ORD Purchase 119 1788.9100
ORD Purchase 80 1788.9900
ORD Purchase 362 1788.9000
ORD Purchase 104 1788.8000
ORD Purchase 625 1787.4100
ORD Purchase 120 1784.7700
ORD Purchase 4 1784.6500
ORD Purchase 36 1786.1100
ORD Purchase 659 1786.0300
ORD Purchase 26 1786.0800
ORD Purchase 37 1784.6900
ORD Purchase 21 1782.5100
ORD Purchase 151 1783.4000
ORD Purchase 100 1784.2200
ORD Purchase 191 1783.6600
ORD Purchase 127 1788.9500
ORD Purchase 93 1786.7600
ORD Purchase 23 1785.2800
ORD Purchase 151 1788.4300
ORD Purchase 410 1788.0000
ORD Purchase 131 1787.7300
ORD Purchase 279 1787.0600
ORD Purchase 26 1786.3300
ORD Purchase 23 1786.2800
ORD Purchase 132 1781.4700
ORD Purchase 218 1780.9600
ORD Purchase 24 1780.3300
ORD Purchase 3 1780.2900
ORD Purchase 173 1781.9800
ORD Purchase 238 1779.5400
ORD Purchase 23 1777.8600
ORD Purchase 376 1777.8200
ORD Purchase 136 1776.7400
ORD Purchase 248 1775.0200
ORD Purchase 80 1774.8500
ORD Purchase 197 1774.8700
ORD Purchase 80 1773.6100
ORD Purchase 178 1770.8600
ORD Purchase 230 1770.8500
ORD Purchase 142 1770.2000
ORD Purchase 250 1769.9700
ORD Purchase 224 1769.9000
ORD Purchase 381 1765.7100
ORD Purchase 225 1765.6200
ORD Purchase 80 1765.5700
ORD Purchase 118 1768.8400
ORD Purchase 500 1768.2000
ORD Purchase 87 1776.5000
ORD Purchase 177 1778.2100
ORD Purchase 358 1775.6400
ORD Sale 22 1775.0100
ORD Sale 2 1774.9500
ORD Sale 99 1780.0000
ORD Sale 111 1770.0000
ORD Sale 150 1776.0000
ORD Sale 33 1807.9800
ORD Sale 11 1806.9900
ORD Sale 10 1806.7800
ORD Sale 10 1806.5700
ORD Sale 100 1806.7900
ORD Sale 29 1806.8000
ORD Sale 200 1810.0000
ORD Sale 40 1805.4000
ORD Sale 121 1796.9800
ORD Sale 50 1794.0000
ORD Sale 9 1790.6300
ORD Sale 9 1790.6200
ORD Sale 487 1788.9900
ORD Sale 11 1785.6000
ORD Sale 55 1787.6300
ORD Sale 80 1788.9800
ORD Sale 40 1786.0600
ORD Sale 49 1786.1900
ORD Sale 63 1785.3600
ORD Sale 274 1786.3200
ORD Sale 30 1778.9800
ORD Sale 207 1778.9900
ORD Sale 7 1778.8000
ORD Sale 9 1778.6100
ORD Sale 7 1778.5400
ORD Sale 1 1778.4800
ORD Sale 24 1778.4900
ORD Sale 162 1781.9500
ORD Sale 60 1782.4300
ORD Sale 6 1782.4400
ORD Sale 82 1778.0200
ORD Sale 7 1782.2500
ORD Sale 11 1774.9900
ORD Sale 2,000 1769.9700
ORD Sale 1,642 1769.9000
ORD Sale 2,000 1769.8900
ORD Sale 2,106 1769.9800
ORD Sale 374 1770.0200
ORD Sale 2,000 1769.9900
ORD Sale 188 1770.0600
ORD Sale 52 1770.0700
ORD Sale 406 1770.9400
ORD Sale 2,000 1770.2600
ORD Sale 715 1770.2500
ORD Sale 53 1770.3800
ORD Sale 118 1768.8400
ORD Sale 53 1768.6500
ORD Sale 575 1771.6000
ORD Sale 2,393 1772.5300
ORD Sale 35 1774.3200
ORD Sale 500 1774.9600
ORD Sale 4 1777.4800
ORD Sale 33 1778.9700
ORD Sale 11 1779.0400
ORD Sale 1,130 1780.4900
ORD Sale 1 1781.6400
ORD Sale 5 1784.4500
ORD Sale 247 1779.0000
ORD Sale 200 1780.7900
ORD Sale 90 1773.9700
ORD Sale 12 1775.6800
ORD Sale 7 1776.1400
ORD Sale 7 1777.3500
ORD Sale 32 1781.5900
ORD Sale 358 1775.6400
ORD Sale 4 1778.0500
ORD Sale 9 1784.2000

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 26 Aug 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -50,000 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2016

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