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RNS Number : 7468J
Numis Corporation PLC
14 September 2016
 

NUMIS CORPORATION PLC ("NUMIS")

 

14 SEPTEMBER 2016

 

 

 

 

 

 

 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

 

 

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii

Numis Corporation plc  

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

√

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify): 

  

 

3. Full name of person(s) subject to the
notification obligation: iii

Aviva plc & its subsidiaries    

4. Full name of shareholder(s)
 (if different from 3.):iv

Registered Holder:

 

BNY Norwich Union Nominees Limited        618,583*

 

Chase (GA Group) Nominees Limited         5,821,488*

            * denotes direct interest

 

Chase Nominees Limited                                   243,307

 

5. Date of the transaction and date on
which the threshold is crossed or
reached: v

09 September 2016

6. Date on which issuer notified:

13 September 2016

7. Threshold(s) that is/are crossed or
reached: vi, vii

6% to 5% Change at Direct Interest Level (Box 8A + B)
           

 

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Ordinary Shares


GB00B05M6465

7,123,049*

7,123,049*

6,683,378

6,440,071

243,307

5.66%

0.22%

 

 

*INC. RIGHT TO RECALL LOANED SHARES (60,000)

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date xiii

Exercise/
Conversion Period xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

RIGHT TO RECALL LOANED SHARES

 

N/A

N/A

60,000*

*Direct interest

0.05%
                       

 

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

 

 

 

 

Nominal

Delta

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

6,743,378

5.93%

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-

 

Aviva Investors Global Services Limited:

·      Aviva plc (Parent Company)

·      Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)

·      Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited)

·      Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)

 

 

Proxy Voting:

10. Name of the proxy holder:

See Section 4

11. Number of voting rights proxy holder will cease
to hold:

 

12. Date on which proxy holder will cease to hold
voting rights:

 

 

 


13. Additional information:


This disclosure has been calcualted on the total number of voting rights in the Company of 113,747,448.

14. Contact name:

Simon Denyer

15. Contact telephone number:

     0207 260  1225

 

 

 

 

 

 

 

 

Contacts

Numis Corporation:              

Oliver Hemsley, Chief Executive                                                 020 7260 1256
Simon Denyer, Group Finance Director                                      020 7260 1225

Brunswick:

Gill Ackers                                                                                020 7404 5959

Simone Selzer                                                                           020 7404 5959

                                                                                                                                                           

Grant Thornton UK LLP (Nominated Adviser):             

Philip Secrett                                                                              020 7728 2578
Jen Clarke                                                                                  020 7865 2474                                                                                  

 

 

 

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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