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MONDI PLC - Director/PDMR Shareholding

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By PR Newswire

PR Newswire

Mondi Limited

(Incorporated in the Republic of South Africa)

(Registration number: 1967/013038/06)

JSE share code: MND ISIN: ZAE000156550

Mondi plc

(Incorporated in England and Wales)

(Registered number: 6209386)

LEI: 213800LOZA69QFDC9N34

JSE share code: MNP ISIN: GB00B1CRLC47

LSE share code: MNDI

As part of the dual listed company structure, Mondi Limited and Mondi plc notify both the JSE Limited and the London Stock Exchange of those interests (and changes to those interests) of directors of both entities, the respective company secretaries and persons discharging managerial responsibilities across the Group and, in certain instances, the directors of major subsidiaries of Mondi Limited in the securities of Mondi Limited and Mondi plc which are required to be disclosed under the Listings Requirements of the JSE and/or the Disclosure Guidance and Transparency Rules of the United Kingdom Listing Authority. To comply with the requirements in Articles 7 and 9 of the regulatory technical standards of the Transparency Directive (2004/109/EC), this announcement is classified as additional regulated information required to be disclosed under the laws of a Member State.

In accordance with Rules 3.63-3.74 of the Listings Requirements of the JSE and/or the Disclosure Guidance and Transparency Rules we advise of the following:

10 March 2017

TRANSACTIONS IN MONDI LIMITED ORDINARY SHARES OF NO PAR VALUE AND MONDI plc ORDINARY SHARES OF €0.20 EACH

On 9 March 2017, a grant of conditional awards became unconditional and acquisitions and sales of shares took place as a result of the vesting of Mondi Limited and Mondi plc Bonus Share Plan and Long Term Incentive Plan awards.

For the purposes of the JSE Listings Requirements, clearance was obtained prior to the below dealings in securities and the total value of each transaction is summarised below:

Name Position Award Total number of shares awarded Total number of shares vesting Total value of shares vesting
David Hathorn Director Mondi Limited Bonus Share Plan 12,883 12,883 ZAR 3,856,911.25
David Hathorn Director Mondi Limited Long Term Incentive Plan 44,723 41,369 ZAR 12,385,047.08
Andrew King Director Mondi Limited Bonus Share Plan 6,091 6,091 ZAR 1,823,522.97
Andrew King Director Mondi Limited Long Term Incentive Plan 18,574 17,181 ZAR 5,143,646.06
Philip Laubscher Company Secretary, Mondi Limited Mondi Limited Bonus Share Plan 3,245 3,245 ZAR 971,487.78
Philip Laubscher Company Secretary, Mondi Limited Mondi Limited Long Term Incentive Plan 9,613 8,893 ZAR 2,662,385.45
David Hathorn Director Mondi plc Bonus Share Plan 29,760 29,760 GBP 555,663.19
David Hathorn Director Mondi plc Long Term Incentive Plan 103,315 95,567 GBP 1,784,377.14
Andrew King Director Mondi plc Bonus Share Plan 14,071 14,071 GBP 262,726.37
Andrew King Director Mondi plc Long Term Incentive Plan 42,908 39,690 GBP 741,070.96
Peter Oswald Director Mondi plc Bonus Share Plan 29,293 29,293 GBP 546,943.61
Peter Oswald Director Mondi plc Long Term Incentive Plan 88,147 81,536 GBP 1,522,397.63
Ron Traill PDMR Mondi plc Bonus Share Plan 13,619 13,619 GBP 254,286.86
Ron Traill PDMR Mondi plc Long Term Incentive Plan 37,274 34,479 GBP 643,773.89
John Lindahl PDMR Mondi plc Bonus Share Plan 12,292 12,292 GBP 229,509.81
John Lindahl PDMR Mondi plc Long Term Incentive Plan 35,074 32,444 GBP 605,777.43

There follow notification forms for each of the above directors/PDMRs of Mondi Limited and Mondi plc. In addition, in order to satisfy the Listings Requirements of the JSE, notification forms for the Company Secretary of Mondi Limited are also included.

Sponsor in South Africa: UBS South Africa (Pty) Ltd

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name David Hathorn
2 Reason for the notification
a) Position/status Group CEO
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of no par value



ZAE000156550
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi Limited Bonus Share Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 12,883
(2) Sale ZAR 299.3799 12,883
d) Aggregated information

- Aggregated volume


- Price


(1) 12,883
(2) 12,883

(1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name David Hathorn
2 Reason for the notification
a) Position/status Group CEO
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of no par value



ZAE000156550
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi Limited Long Term Incentive Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 41,369
(2) Sale ZAR 299.3799 41,369
d) Aggregated information

- Aggregated volume


- Price


(1) 41,369
(2) 41,369

(1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name Andrew King
2 Reason for the notification
a) Position/status Group CFO
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of no par value



ZAE000156550
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi Limited Bonus Share Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 6,091
(2) Sale ZAR 299.3799 6,091
d) Aggregated information

- Aggregated volume


- Price


(1) 6,091
(2) 6,091

(1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the transaction Outside a trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name Andrew King
2 Reason for the notification
a) Position/status Group CFO
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of no par value



ZAE000156550
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi Limited Long Term Incentive Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 17,181
(2) Sale ZAR 299.3799 17,181
d) Aggregated information

- Aggregated volume


- Price


(1) 17,181
(2) 17,181

(1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the transaction Outside a trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name Philip Laubscher
2 Reason for the notification
a) Position/status Company Secretary, Mondi Limited
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of no par value



ZAE000156550
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi Limited Bonus Share Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 3,245
(2) Sale ZAR 299.3799 3,245
d) Aggregated information

- Aggregated volume


- Price


(1) 3,245
(2) 3,245

(1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name Philip Laubscher
2 Reason for the notification
a) Position/status Company Secretary, Mondi Limited
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of no par value



ZAE000156550
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi Limited Long Term Incentive Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 8,893
(2) Sale ZAR 299.3799 8,893
d) Aggregated information

- Aggregated volume


- Price


(1) 8,893
(2) 8,893

(1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name David Hathorn
2 Reason for the notification
a) Position/status Group CEO
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of €0.20 each



GB00B1CRLC47
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi plc Bonus Share Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 29,760
(2) Sale GBP 18.671478 29,760
d) Aggregated information

- Aggregated volume


- Price


(1) 29,760
(2) 29,760

(1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name David Hathorn
2 Reason for the notification
a) Position/status Group CEO
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of €0.20 each



GB00B1CRLC47
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi plc Long Term Incentive Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 95,567
(2) Sale GBP 18.671478 95,567
d) Aggregated information

- Aggregated volume


- Price


(1) 95,567
(2) 95,567

(1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name Andrew King
2 Reason for the notification
a) Position/status Group CFO
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of €0.20 each



GB00B1CRLC47
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi plc Bonus Share Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 14,071
(2) Sale GBP 18.671478 14,071
d) Aggregated information

- Aggregated volume


- Price


(1) 14,071
(2) 14,071

(1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside a trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name Andrew King
2 Reason for the notification
a) Position/status Group CFO
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of €0.20 each



GB00B1CRLC47
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi plc Long Term Incentive Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 39,690
(2) Sale GBP 18.671478 39,690
d) Aggregated information

- Aggregated volume


- Price


(1) 39,690
(2) 39,690

(1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside a trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name Peter Oswald
2 Reason for the notification
a) Position/status CEO Europe & International
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of €0.20 each



GB00B1CRLC47
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi plc Bonus Share Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 29,293
(2) Sale GBP 18.671478 16,112
d) Aggregated information

- Aggregated volume


- Price


(1) 29,293
(2) 16,112

(1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name Peter Oswald
2 Reason for the notification
a) Position/status CEO Europe & International
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of €0.20 each



GB00B1CRLC47
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi plc Long Term Incentive Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 81,536
(2) Sale GBP 18.671478 44,845
d) Aggregated information

- Aggregated volume


- Price


(1) 81,536
(2) 44,845

(1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name Ron Traill
2 Reason for the notification
a) Position/status CEO Mondi SA Division
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of €0.20 each



GB00B1CRLC47
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi plc Bonus Share Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 13,619
(2) Sale GBP 18.671478 13,619
d) Aggregated information

- Aggregated volume


- Price


(1) 13,619
(2) 13,619

(1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name Ron Traill
2 Reason for the notification
a) Position/status CEO Mondi SA Division
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of €0.20 each



GB00B1CRLC47
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi plc Long Term Incentive Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 34,479
(2) Sale GBP 18.671478 34,479
d) Aggregated information

- Aggregated volume


- Price


(1) 34,479
(2) 34,479

(1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name John Lindahl
2 Reason for the notification
a) Position/status Group Technical Director
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of €0.20 each



GB00B1CRLC47
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi plc Bonus Share Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 12,292
(2) Sale GBP 18.671478 12,292
d) Aggregated information

- Aggregated volume


- Price


(1) 12,292
(2) 12,292

(1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market

   

1 Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted person
a) Name John Lindahl
2 Reason for the notification
a) Position/status Group Technical Director
b) Initial notification / Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of €0.20 each



GB00B1CRLC47
b) Nature of the transaction (1) Acquisition of shares as a result of the vesting of a Mondi plc Long Term Incentive Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s)
Transaction(s) Price(s) Volume(s)
(1) Acquisition Nil 32,444
(2) Sale GBP 18.671478 32,444
d) Aggregated information

- Aggregated volume


- Price


(1) 32,444
(2) 32,444

(1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the transaction Outside trading venue – off market

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