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Form 8.5 (EPT/RI) - Amendment

Related Companies

By LSE RNS

RNS Number : 5140A
GoldmanSachs International
24 March 2017
 

Amendment - due to the amendment of Derivative transactions, the disclosure made on 23 March for dealings on 22 March has been updated. Section 2(b) has been updated.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

STANDARD LIFE PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

STANDARD LIFE PLC

(d) Date dealing undertaken:

22 March 2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for ABERDEEN ASSET MANAGEMENT PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

12 2/9p ordinary

Purchases

1,853,205

3.6200 GBP

3.5610 GBP

12 2/9p ordinary

Sales

932,904

3.6770 GBP

3.5610 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

12 2/9p ordinary

CFD

Reducing a long position

7,366

3.5623 GBP

12 2/9p ordinary

CFD

Increasing a long position

11

3.5660 GBP

12 2/9p ordinary

CFD

Reducing a short position

423,638

3.5662 GBP

12 2/9p ordinary

CFD

Increasing a short position

5,983

3.5715 GBP

12 2/9p ordinary

CFD

Increasing a short position

29,928

3.5715 GBP

12 2/9p ordinary

CFD

Reducing a long position

31,422

3.5741 GBP

12 2/9p ordinary

CFD

Reducing a long position

202

3.5774 GBP

12 2/9p ordinary

CFD

Reducing a long position

1,434

3.5785 GBP

12 2/9p ordinary

CFD

Reducing a long position

155,246

3.5794 GBP

12 2/9p ordinary

CFD

Reducing a short position

2,600

3.5802 GBP

12 2/9p ordinary

CFD

Opening a long position

97,600

3.5802 GBP

12 2/9p ordinary

CFD

Reducing a long position

20,284

3.5817 GBP

12 2/9p ordinary

CFD

Increasing a long position

10,674

3.5818 GBP

12 2/9p ordinary

CFD

Increasing a long position

2,787

3.5818 GBP

12 2/9p ordinary

CFD

Reducing a long position

981

3.5820 GBP

12 2/9p ordinary

CFD

Increasing a short position

1,900

3.5835 GBP

12 2/9p ordinary

CFD

Reducing a long position

3,527

3.5842 GBP

12 2/9p ordinary

CFD

Opening a short position

500,000

3.5861 GBP

12 2/9p ordinary

CFD

Reducing a long position

4,245

3.5876 GBP

12 2/9p ordinary

CFD

Increasing a long position

61,469

3.5882 GBP

12 2/9p ordinary

CFD

Increasing a long position

16,049

3.5882 GBP

12 2/9p ordinary

CFD

Increasing a short position

15,600

3.5893 GBP

12 2/9p ordinary

CFD

Reducing a long position

17

3.5900 GBP

12 2/9p ordinary

CFD

Reducing a long position

6,533

3.5912 GBP

12 2/9p ordinary

CFD

Reducing a long position

137

3.5913 GBP

12 2/9p ordinary

CFD

Reducing a long position

1,173

3.5929 GBP

12 2/9p ordinary

CFD

Reducing a long position

527

3.5932 GBP

12 2/9p ordinary

CFD

Reducing a long position

54,960

3.5932 GBP

12 2/9p ordinary

CFD

Reducing a long position

364,184

3.5932 GBP

12 2/9p ordinary

CFD

Reducing a long position

150,000

3.5932 GBP

12 2/9p ordinary

CFD

Reducing a long position

49,296

3.5932 GBP

12 2/9p ordinary

CFD

Reducing a long position

838

3.6066 GBP

12 2/9p ordinary

CFD

Increasing a long position

18,441

3.6770 GBP

12 2/9p ordinary

CFD

Increasing a long position

4,815

3.6770 GBP

12 2/9p ordinary

SWAP

Opening a long position

77,518

3.5882 GBP

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

24 March 2017

Contact name:

Joanna Foley and Kashif Rafiq

Telephone number:

+44(20) 7051 9996 / +44(20) 7051 0547

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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