By LSE RNS
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. |
KEY INFORMATION |
|
Bank of America Merrill Lynch |
||
|
Shawbrook Group PLC |
||
|
Shawbrook Group PLC |
||
|
27/03/2017 |
||
|
NO |
2. |
DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) |
Purchases and sales |
Class of relevant security |
Purchases/ |
Total number of securities |
Highest price |
Lowest price |
Common - ISIN GB00BWDPMF43 |
Purchase |
405,852 |
3.155 GBP |
3.062 GBP |
Common - ISIN GB00BWDPMF43 |
Sale |
340,210 |
3.152 GBP |
3.063 GBP |
(b) |
Cash-settled derivative transactions |
Class of |
Product description |
Nature of dealing |
Number of reference securities |
Price per unit |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
3,747 |
3.118 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
1,300 |
3.092 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
5,383 |
3.118 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
1,571 |
3.134 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
6,865 |
3.092 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
168 |
3.097 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
421 |
3.092 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
1,043 |
3.118 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
3,370 |
3.092 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
2,545 |
3.134 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
16 |
3.092 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Short |
25,636 |
3.127 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Short |
27,001 |
3.123 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
27,001 |
3.117 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Short |
642 |
3.123 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
26,278 |
3.133 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Short |
191,344 |
3.13 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Short |
23,656 |
3.125 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
1,420 |
3.091 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Short |
1,420 |
3.146 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
10,432 |
3.113 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
1,027 |
3.115 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
5,646 |
3.087 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
565 |
3.116 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
3,840 |
3.129 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Short |
356 |
3.117 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
9,862 |
3.116 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
88,760 |
3.116 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
1,100 |
3.128 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
2,200 |
3.128 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Long |
1,000 |
3.128 GBP |
Common - ISIN GB00BWDPMF43 |
Swaps |
Short |
1,147 |
3.062 GBP |
(c) |
Stock-settled derivative transactions (including options) |
(i) |
Writing, selling, purchasing or varying |
Class |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number |
Exercise |
Type |
Expiry date |
Option money paid/ received per unit |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
(ii) |
Exercise |
Class of relevant security |
Product description |
Exercising/ |
Number of |
Exercise Price per |
N/A |
N/A |
N/A |
N/A |
N/A |
(d) |
Other dealings (including subscribing for new securities) |
Class of relevant security |
Nature of dealing |
Details |
Price per unit (if applicable) |
N/A |
N/A |
N/A |
N/A |
3. |
OTHER INFORMATION |
(a) |
Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal |
None |
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: |
None |
Date of disclosure: |
28/03/2017 |
Contact name: |
Harshini Gopa |
Telephone number: |
+44207 996 3410 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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