By LSE RNS
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
McCarthy & Stone plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
The Goldman Sachs Group, Inc. |
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4. Full name of shareholder(s) |
Goldman Sachs International Goldman, Sachs & Co. ELQ Investors VIII Ltd |
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5. Date of the transaction and date on |
21 April 2017 |
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6. Date on which issuer notified: |
25 April 2017 |
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7. Threshold(s) that is/are crossed or |
N/A |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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GB00BYNVD082 |
10,062,552 |
10,062,552 |
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10,337,512 |
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1.92% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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Stock Loan (Physical) |
Open |
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23,826,928 |
4.43% |
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Total (A+B+C) |
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Number of voting rights
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Percentage of voting rights |
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37,122,145 |
6.91% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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The Goldman Sachs Group, Inc.; 37,122,145 shares; 6.91%
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.); 26,937,194 shares; 5.01% Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.); 26,937,194 shares; 5.01% Goldman Sachs International (Controlled by Goldman Sachs Group UK Limited); 26,937,194 shares; 5.01%
The Goldman, Sachs & Co. L.L.C. (Controlled by The Goldman Sachs Group, Inc.) Goldman, Sachs & Co. (Controlled by The Goldman, Sachs & Co. L.L.C.)
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.) Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.) Goldman Sachs Group Holdings (U.K.) Limited (Controlled by Goldman Sachs Group UK Limited) ELQ Investors VIII Ltd (Controlled by Goldman Sachs Group Holdings (U.K.) Limited)
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Proxy Voting: |
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10. Name of the proxy holder:
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N/A |
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11. Number of voting rights proxy holder will cease
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N/A |
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12. Date on which proxy holder will cease to hold |
N/A |
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Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.
General email contact:
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14. Contact name: |
Joanna Foley |
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15. Contact telephone number: |
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Annexure A |
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Attached to notification of voting rights given in fulfilment of the obligations imposed by the FCA in accordance with DTR5 (including section 5.8.1). by The Goldman Sachs Group, Inc. dated 21 April 2017 for itself and its subsidiaries in relation to McCarthy & Stone plc |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights |
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Nominal |
Delta |
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CFD |
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13-Aug-2026 |
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417,023 |
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0.08% |
CFD |
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25-Nov-2026 |
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1,415,387 |
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0.26% |
CFD |
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25-Nov-2026 |
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226,091 |
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0.04% |
CFD |
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25-Nov-2026 |
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119,481 |
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0.02% |
CFD |
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9-Dec-2026 |
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288,460 |
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0.05% |
CFD |
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24-Feb-2027 |
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30,980 |
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0.01% |
CFD |
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3-Mar-2027 |
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164,934 |
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0.03% |
SWAP |
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19-Mar-2018 |
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4,800 |
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0.001% |
SWAP |
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19-Mar-2018 |
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2,500 |
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0.0005% |
CFD |
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7-Apr-2027 |
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37,501 |
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0.01% |
CFD |
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8-Apr-2027 |
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73,902 |
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0.01% |
SWAP |
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18-Apr-2018 |
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4,900 |
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0.001% |
SWAP |
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18-Apr-2018 |
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3,700 |
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0.001% |
SWAP |
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18-Apr-2018 |
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5,800 |
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0.001% |
SWAP |
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18-Apr-2018 |
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33,600 |
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0.01% |
CFD |
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14-Apr-2027 |
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52,351 |
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0.01% |
SWAP |
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18-Apr-2018 |
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1,600 |
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0.0003% |
SWAP |
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18-Apr-2018 |
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2,100 |
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0.0004% |
SWAP |
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18-Apr-2018 |
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3,300 |
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0.001% |
SWAP |
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17-May-2018 |
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6,500 |
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0.001% |
SWAP |
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17-May-2018 |
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10,100 |
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0.002% |
SWAP |
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17-May-2018 |
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13,200 |
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0.002% |
SWAP |
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17-May-2018 |
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20,700 |
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0.004% |
SWAP |
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17-May-2018 |
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6,500 |
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0.001% |
SWAP |
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17-May-2018 |
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10,200 |
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0.002% |
CFD |
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25-Apr-2018 |
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2,095 |
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0.0004% |
Total Number of voting rights and percentage of voting rights |
2,957,705 |
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0.55% |
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Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error. |
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