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RNS Number : 4094D
McCarthy & Stone PLC
26 April 2017
 

           


TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:

McCarthy & Stone plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):


3. Full name of person(s) subject to the
notification obligation:

The Goldman Sachs Group, Inc.

4. Full name of shareholder(s)
 (if different from 3.)

Goldman Sachs International

Goldman, Sachs & Co.

ELQ Investors VIII Ltd

5. Date of the transaction and date on
which the threshold is crossed or
reached:

21 April 2017

6. Date on which issuer notified:

25 April 2017

7. Threshold(s) that is/are crossed or
reached:

N/A

 

 

 

 

 

 

 

 

8. Notified details:

A: Voting rights attached to shares

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights

Direct

Direct

Indirect

Direct

Indirect

 

GB00BYNVD082

10,062,552

10,062,552



10,337,512


1.92%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date

Exercise/
Conversion Period

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

Stock Loan (Physical)

Open


23,826,928

4.43%

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments


Resulting situation after the triggering transaction

 

 

 

Type of financial instrument

Exercise price

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights

Nominal

Delta

Please refer to Annexure A

 

 



2,957,705


0.55%

 

 

Total (A+B+C)

Number of voting rights

 

Percentage of voting rights

37,122,145

6.91%

 

 

 

 

 

 

 


9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

 

The Goldman Sachs Group, Inc.; 37,122,145 shares; 6.91%

 

Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.); 26,937,194 shares; 5.01%

Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.); 26,937,194 shares; 5.01%

Goldman Sachs International (Controlled by Goldman Sachs Group UK Limited); 26,937,194 shares; 5.01%

 

The Goldman, Sachs & Co. L.L.C. (Controlled by The Goldman Sachs Group, Inc.)

Goldman, Sachs & Co. (Controlled by The Goldman, Sachs & Co. L.L.C.)

 

Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.)

Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.)

Goldman Sachs Group Holdings (U.K.) Limited (Controlled by Goldman Sachs Group UK Limited)

ELQ Investors VIII Ltd (Controlled by Goldman Sachs Group Holdings (U.K.) Limited)

 


Proxy Voting:

10. Name of the proxy holder:

 

N/A

11. Number of voting rights proxy holder will cease
to hold:

 

N/A

12. Date on which proxy holder will cease to hold
voting rights:

N/A

 

 


13. Additional information:

Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

 

General email contact:

shareholderdisclosures@gs.com

 

14. Contact name:

Joanna Foley

15. Contact telephone number:


+44 207 051 9996

 

 

 

 

 

Annexure A

Attached to notification of voting rights given in fulfilment of the obligations imposed by the FCA in accordance with DTR5 (including section 5.8.1). by The Goldman Sachs Group, Inc. dated 21 April 2017 for itself and its subsidiaries in relation to McCarthy & Stone plc

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights

Nominal

Delta

CFD


13-Aug-2026


417,023


0.08%

CFD


25-Nov-2026


1,415,387


0.26%

CFD


25-Nov-2026


226,091


0.04%

CFD


25-Nov-2026


119,481


0.02%

CFD


9-Dec-2026


288,460


0.05%

CFD


24-Feb-2027


30,980


0.01%

CFD


3-Mar-2027


164,934


0.03%

SWAP


19-Mar-2018


4,800


0.001%

SWAP


19-Mar-2018


2,500


0.0005%

CFD


7-Apr-2027


37,501


0.01%

CFD


8-Apr-2027


73,902


0.01%

SWAP


18-Apr-2018


4,900


0.001%

SWAP


18-Apr-2018


3,700


0.001%

SWAP


18-Apr-2018


5,800


0.001%

SWAP


18-Apr-2018


33,600


0.01%

CFD


14-Apr-2027


52,351


0.01%

SWAP


18-Apr-2018


1,600


0.0003%

SWAP


18-Apr-2018


2,100


0.0004%

SWAP


18-Apr-2018


3,300


0.001%

SWAP


17-May-2018


6,500


0.001%

SWAP


17-May-2018


10,100


0.002%

SWAP


17-May-2018


13,200


0.002%

SWAP


17-May-2018


20,700


0.004%

SWAP


17-May-2018


6,500


0.001%

SWAP


17-May-2018


10,200


0.002%

CFD


25-Apr-2018


2,095


0.0004%

Total Number of voting rights and percentage of voting rights

2,957,705


0.55%








Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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