By LSE RNS
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
SVG Capital Plc
2. Reason for the notification
(please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: (X)
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( )
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) ( )
3. Full name of person(s) subject to notification obligation:
Morgan Stanley (Institutional Securities Group and Global Wealth Management)
4. Full name of shareholder(s) (if different from 3):
Morgan Stanley & Co. International plc
5. Date of transaction (and date on which the threshold is crossed or reached):
8th June 2017
6. Date on which issuer notified:
12th June 2017
7. Threshold(s) that is/are crossed or reached:
5%*
8. Notified Details:
A: Voting rights attached to shares
Class/type of shares if possible use ISIN CODE |
Situation previous to the triggering transaction |
|
|
Number of shares |
Number of voting rights |
Ordinary Shares GB0007892358 |
1,017,291 |
1,017,291 |
Resulting situation after the triggering transaction
|
|
||||
Class/type of shares if possible use ISIN CODE |
Number of shares |
Number of voting rights |
% of voting rights |
||
|
Direct |
Direct |
Indirect |
Direct |
Indirect |
Ordinary Shares GB0007892358
|
937,291
|
937,291
|
0 |
3.96% |
|
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument
Right of recall over securities lending agreements |
Expiration date N/A |
Exercise/conversion period/date N/A |
No. of voting rights that may be acquired (if the instrument exercised/ converted)
290,830 |
% of voting rights 1.23% |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument |
Expiration date |
Exercise/conversion period/date |
No. of voting rights that instrument refers to |
% of voting rights |
|
|
|
|
|
Total (A+B+C)
Number of voting rights |
% of voting rights |
1,228,121 |
5.19% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Morgan Stanley & Co. International plc, Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA, UNITED KINGDOM. is a direct holder of 1,207,748 voting rights (5.10%) and is a subsidiary of Morgan Stanley Investments (UK)
Morgan Stanley Investments (UK), 20 Bank Street, Canary Wharf, London, E14 4AD, UNITED KINGDOM. is an indirect holder of 1,207,748 voting rights (5.10%) and is a subsidiary of Morgan Stanley UK Group
Morgan Stanley UK Group, 25 Cabot Square, LNCS/5, Canary Wharf, London, E14 4QA, UNITED KINGDOM. is an indirect holder of 1,207,748 voting rights (5.10%) and is a subsidiary of Morgan Stanley International Limited
Morgan Stanley International Limited, 25 Cabot Square, Canary Wharf, London, E14 4QA, UNITED KINGDOM. is an indirect holder of 1,207,748 voting rights (5.10%) and is a subsidiary of Morgan Stanley International Holdings Inc.
Morgan Stanley International Holdings Inc., c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware, 19801, USA. is an indirect holder of 1,207,748 voting rights (5.10%) and is a subsidiary of Morgan Stanley
10. Name of proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date of which proxy holder will cease to hold voting rights:
13. Additional Information:
*Morgan Stanley's total holding in SVG CAPITAL PLC remains above the 6.00% threshold previously disclosed, however, this notification is being made on the basis that the holding in section 8(a) has crossed a relevant threshold in its own right at the component level.
14. Contact name:
Stuart Ballard
Company Secretary
15. Contact telephone number:
0203 457 0090
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