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RNS Number : 9253I
McCarthy & Stone PLC
22 June 2017
 

   

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
        



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii

McCarthy & Stone plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

Due to a systematic issue which has now been resolved, positions arising under certain cash-settled financial instruments were not included in our position calculations of voting rights relating to issuer McCarthy & Stone plc.  The position we are now disclosing reflects our current holding in this issuer.

x

3. Full name of person(s) subject to the
notification obligation: iii

The Goldman Sachs Group, Inc.

4. Full name of shareholder(s)
 (if different from 3.):iv

Goldman Sachs International

ELQ Investors VIII Ltd

Goldman Sachs & Co. LLC

Goldman Sachs Asset Management, L.P.

5. Date of the transaction and date on
which the threshold is crossed or
reached: v

19 June 2017

6. Date on which issuer notified:

21 June 2017

7. Threshold(s) that is/are crossed or
reached: vi, vii

Above 8%

 
 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

GB00BYNVD082

Below 3%

Below 3%



10,029,878


1.87%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date xiii

Exercise/
Conversion Period xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

Stock Loan (Physical)



773,343

0.14%

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

xv, xvi

Resulting situation after the triggering transaction

 

 

 

Type of financial instrument

Exercise price

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights xix, xx

Nominal

Delta

Please refer to Annexure A

 

 



35,846,153


6.67%

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

46,649,374

8.68%

 

 

 

 

 

 

 

 


9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

 

The Goldman Sachs Group, Inc.; 46,649,374 shares; 8.68%

 

Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.); 36,582,506 shares; 6.81%

Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.); 36,582,506 shares; 6.81%

Goldman Sachs International (Controlled by Goldman Sachs Group UK Limited); 36,582,506 shares; 6.81%

 

Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.)

Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.)

Goldman Sachs Group Holdings (U.K.) Limited (Controlled by Goldman Sachs Group UK Limited)

ELQ Investors VIII Ltd (Controlled by Goldman Sachs Group Holdings (U.K.) Limited)

 

Goldman Sachs & Co. LLC (Controlled by The Goldman Sachs Group, Inc.)

 

GSAM Holdings LLC (Controlled by The Goldman Sachs Group, Inc.)

Goldman Sachs Asset Management, L.P. (Controlled by GSAM Holdings LLC)

 


Proxy Voting:

10. Name of the proxy holder:

 

N/A

11. Number of voting rights proxy holder will cease
to hold:

 

N/A

12. Date on which proxy holder will cease to hold
voting rights:

N/A

 

 


13. Additional information:

Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

 

General email contact:

shareholderdisclosures@gs.com

 

14. Contact name:

Joanna Foley

15. Contact telephone number:


+44 207 051 9996

 

 

 

Annexure A

Attached to notification of voting rights given in fulfilment of the obligations imposed by the FCA in accordance with DTR5 (including section 5.8.1). by The Goldman Sachs Group, Inc. dated 19 June 2017 for itself and its subsidiaries in relation to McCarthy & Stone plc

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date

Exercise/Conversion period

Number of voting rights instrument refers to

% of voting rights

Nominal

Delta

Swap


17-Jul-2017


13,762,820


2.56%

Swap


5-Feb-2018


9,826,262


1.83%

Swap


17-Dec-2019


8,509,981


1.58%

CFD


25-Nov-2026


1,415,387


0.26%

CFD


13-Aug-2026


458,725


0.09%

CFD


10-Dec-2025


345,816


0.06%

CFD


9-Dec-2026


281,362


0.05%

CFD


28-Apr-2027


249,179


0.05%

CFD


3-Mar-2027


225,411


0.04%

CFD


25-Nov-2026


194,280


0.04%

CFD


11-Jun-2027


115,355


0.02%

CFD


25-Nov-2026


104,093


0.02%

CFD


18-Jun-2027


75,300


0.01%

CFD


14-Apr-2027


72,758


0.01%

Swap


17-May-2018


48,700


0.01%

CFD


10-Dec-2025


43,030


0.01%

CFD


7-Apr-2027


37,502


0.01%

Swap


17-May-2018


31,000


0.01%

CFD


16-Jun-2027


17,570


0.003%

CFD


18-Jun-2027


15,534


0.003%

CFD


5-Jun-2018


5,788


0.001%

CFD


17-Jun-2027


4,000


0.001%

Swap


19-Jun-2018


3,800


0.001%

Swap


19-Jun-2018


2,500


0.0005%

Total Number of voting rights and percentage of voting rights

35,846,153


6.67%

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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