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RNS Number : 0446J
Aurora Investment Trust PLC
23 June 2017
 

 

Aurora Investment Trust plc has received the following notification of interest in its shares.



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES




1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii

Aurora Investment Trust Plc

 

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights


An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights

X

Other (please specify):



3. Full name of person(s) subject to the
notification obligation: iii

ROTHSCHILD WEALTH MANAGEMENT (UK) LIMITED

4. Full name of shareholder(s)
 (if different from 3.):iv


5. Date of the transaction and date on
which the threshold is crossed or
reached: v

22nd June 2017

6. Date on which issuer notified:

22nd June 207

7. Threshold(s) that is/are crossed or
reached: vi, vii

<18%


 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

 

GB0000633262

6,288,101

6,288,101

6,288,101


6,288,101


17.85%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date xiii

Exercise/
Conversion Period xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

6,288,101

17.85%


 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

Rothschild Wealth Management (UK) Limited serves as investment manager and / or investment advisor to various Funds and Discretionary clients.  The shares are held as follows :-

 

R-WM Wealth Strategy Fund - 9.20%

The Mazener Fund - 2.44%

CF Institutional World Fund - 1.43%

The Beamish Fund - 0.76%

TM Total Return Fund - 0.48%

S&W Worldwide Fund - 0.44%

Discretionary Clients - 2.83%

Non Discretionary Clients - 0.26%

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:

NSI used for calculation purposes is 35,230,868

14. Contact name:

David Kitto-Smith

15. Contact telephone number:

020-7280-1749

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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