Level 2

Company Announcements

Form 8.5 (EPT/RI)

Related Companies

By LSE RNS

RNS Number : 2212Q
Citigroup Global Markets Limited
08 September 2017
 

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Citigroup Global Markets Limited

(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:

Use a separate form for each offeror/offeree

Tesco Plc

(c) Name of the party to the offer with which exempt
principal trader is connected:

Tesco Plc

(d) Date dealing undertaken:

7 September 2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"

YES
BOOKER GROUP PLC

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

5p ordinary

Purchase

1,169,171

GBP 1.8645

GBP 1.8535

5p ordinary

Sale

1,528

USD 2.4404

USD 2.4404

5p ordinary

Sale

546,264

GBP 1.8645

GBP 1.8500

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description   e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position,
increasing/reducing a
long/short position

Number of reference securities

Price per unit

5p ordinary

TRS

Increasing Short Position

128,781

GBP 1.8641

5p ordinary

TRS

Increasing Short Position

35,782

GBP 1.8641

5p ordinary

TRS

Increasing Short Position

148,647

GBP 1.8631

5p ordinary

TRS

Reducing Short Position

2,942

GBP 1.8640

5p ordinary

TRS

Increasing Short Position

809

GBP 1.8611

5p ordinary

TRS

Reducing Short Position

3,300

GBP 1.8632

5p ordinary

TRS

Reducing Long Position

149,604

GBP 1.8547

5p ordinary

TRS

Increasing Short Position

33,635

GBP 1.8641

5p ordinary

TRS

Increasing Short Position

57,002

GBP 1.8580

5p ordinary

TRS

Increasing Long Position

63,638

GBP 1.8615

5p ordinary

TRS

Reducing Short Position

4,114

GBP 1.8638

5p ordinary

TRS

Increasing Short Position

29,619

GBP 1.8627

5p ordinary

TRS

Increasing Short Position

36,579

GBP 1.8579

5p ordinary

TRS

Reducing Short Position

1,463

GBP 1.8630

5p ordinary

TRS

Reducing Long Position

3,515

GBP 1.8645

5p ordinary

TRS

Reducing Short Position

136

GBP 1.8575

5p ordinary

TRS

Increasing Short Position

323,640

GBP 1.8563

5p ordinary

TRS

Increasing Long Position

1,528

USD 2.4404

5p ordinary

TRS

Increasing Long Position

249,113

GBP 1.8570

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description  
e.g. call option

Writing, purchasing,
selling,
varying etc.

Number of securities to
which option relates

Exercise price per unit

Type
e.g. American,
European etc.

Expiry date

Option money paid/ received per unit

  

  

  

  

  

  

  

  

 

 

(ii) Exercise

 

 

Class of relevant security

Product description  
e.g. call option

Exercising/ exercised against

Number of
securities

Exercise price per unit

  

  

  

  

  

 

(d) Other dealings (including subscribing for new securities)

 

 

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit
(if applicable)

  

  

  

  

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with
a party to the offer:

 

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

 

If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

8 September 2017

Contact name:

Craig Watson

Telephone number:

+44 (28) 9040-9605

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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