Level 2

Company Announcements

Form 8.5 (EPT/RI)

Related Companies

By LSE RNS

RNS Number : 8807Q
Citigroup Global Markets Limited
15 September 2017
 

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Citigroup Global Markets Limited

(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree

Tesco Plc

(c) Name of the party to the offer with which exempt
principal trader is connected:

Tesco Plc

(d) Date dealing undertaken:

14 September 2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"

YES
BOOKER GROUP PLC

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

5p ordinary

Purchase

1,024,900

GBP 1.8400

GBP 1.8210

5p ordinary

Sale

554

USD 2.4515

USD 2.4515

5p ordinary

Sale

1,728,857

GBP 1.8380

GBP 1.8026

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description   e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position,
increasing/reducing a
long/short position

Number of reference securities

Price per unit

5p ordinary

TRS

Reducing Long Position

12,616

GBP 1.8290

5p ordinary

TRS

Increasing Short Position

6,469

GBP 1.8337

5p ordinary

TRS

Increasing Short Position

57,897

GBP 1.8289

5p ordinary

TRS

Reducing Long Position

22,686

GBP 1.8325

5p ordinary

TRS

Increasing Short Position

742

GBP 1.8277

5p ordinary

TRS

Increasing Short Position

52

GBP 1.8267

5p ordinary

TRS

Reducing Long Position

67,327

GBP 1.8306

5p ordinary

TRS

Reducing Short Position

35,784

GBP 1.8325

5p ordinary

TRS

Increasing Short Position

5,133

GBP 1.8297

5p ordinary

TRS

Increasing Short Position

13,270

GBP 1.8294

5p ordinary

TRS

Increasing Short Position

12,606

GBP 1.8285

5p ordinary

TRS

Reducing Short Position

3,871

GBP 1.8325

5p ordinary

TRS

Reducing Short Position

17,044

GBP 1.8292

5p ordinary

TRS

Increasing Long Position

16,670

GBP 1.8177

5p ordinary

TRS

Increasing Short Position

6,285

GBP 1.8282

5p ordinary

TRS

Increasing Short Position

996

GBP 1.8220

5p ordinary

TRS

Reducing Short Position

395,000

GBP 1.8294

5p ordinary

TRS

Reducing Short Position

22,950

GBP 1.8325

5p ordinary

TRS

Increasing Short Position

283

GBP 1.8250

5p ordinary

TRS

Increasing Long Position

414,415

GBP 1.8226

5p ordinary

TRS

Increasing Long Position

8,233

GBP 1.8325

5p ordinary

TRS

Increasing Long Position

554

USD 2.4500

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description  
e.g. call option

Writing, purchasing,
selling,
varying etc.

Number of securities to
which option relates

Exercise price per unit

Type
e.g. American,
European etc.

Expiry date

Option money paid/ received per unit

  

  

  

  

  

  

  

  

 

 

(ii) Exercise

 

 

Class of relevant security

Product description  
e.g. call option

Exercising/ exercised against

Number of
securities

Exercise price per unit

  

  

  

  

  

 

(d) Other dealings (including subscribing for new securities)

 

 

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit
(if applicable)

  

  

  

  

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with
a party to the offer:

 

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

 

If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

15 September 2017

Contact name:

Connor McLaughlin

Telephone number:

+44 (2895) 955328

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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