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Form 8.5 (EPT/RI) - Amendment

Related Companies

By LSE RNS

RNS Number : 0285R
Citigroup Global Markets Limited
18 September 2017
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

Amendment to Sections 2 (a) & (b)

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Citigroup Global Markets Limited

(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:

Use a separate form for each offeror/offeree

Tesco Plc

(c) Name of the party to the offer with which exempt
principal trader is connected:

Tesco Plc

(d) Date dealing undertaken:

13 September 2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"

YES
BOOKER GROUP PLC

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

5p ordinary

Purchase

763,190

GBP 1.8243

GBP 1.8100

5p ordinary

Sale

777

USD 2.3988

USD 2.3988

5p ordinary

Sale

781,096

GBP 1.8234

GBP 1.8132

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description   e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position,
increasing/reducing a
long/short position

Number of reference securities

Price per unit

5p ordinary

TRS

Increasing Short Position

32,933

GBP 1.8170

5p ordinary

TRS

Increasing Short Position

2,215

GBP 1.8227

5p ordinary

TRS

Increasing Short Position

74,924

GBP 1.8184

5p ordinary

TRS

Increasing Short Position

1,437

GBP 1.8131

5p ordinary

TRS

Reducing Short Position

8,235

GBP 1.8191

5p ordinary

TRS

Increasing Short Position

1,004

GBP 1.8135

5p ordinary

TRS

Reducing Short Position

4,699

GBP 1.8189

5p ordinary

TRS

Increasing Long Position

777

USD 2.3988

5p ordinary

TRS

Increasing Long Position

15,608

GBP 1.8154

5p ordinary

TRS

Reducing Short Position

7,510

GBP 1.8191

5p ordinary

TRS

Increasing Short Position

1,073

GBP 1.8173

5p ordinary

TRS

Increasing Short Position

33,283

GBP 1.8188

5p ordinary

TRS

Increasing Short Position

7,072

GBP 1.8174

5p ordinary

TRS

Increasing Long Position

296,408

GBP 1.8172

5p ordinary

TRS

Increasing Short Position

23,446

GBP 1.8160

5p ordinary

TRS

Increasing Short Position

3,640

GBP 1.8208

5p ordinary

TRS

Increasing Long Position

95,003

GBP 1.8154

5p ordinary

TRS

Increasing Short Position

18,148

GBP 1.8201

5p ordinary

TRS

Increasing Short Position

5,215

GBP 1.8169

5p ordinary

TRS

Reducing Short Position

30,851

GBP 1.8234

5p ordinary

TRS

Increasing Short Position

30,389

GBP 1.8166

5p ordinary

TRS

Increasing Short Position

7,150

GBP 1.8203

5p ordinary

TRS

Reducing Short Position

4,981

GBP 1.8189

5p ordinary

TRS

Increasing Long Position

2,661

GBP 1.8200

5p ordinary

TRS

Opening Short Position

83,078

GBP 1.8220

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description  
e.g. call option

Writing, purchasing,
selling,
varying etc.

Number of securities to
which option relates

Exercise price per unit

Type
e.g. American,
European etc.

Expiry date

Option money paid/ received per unit

  

  

  

  

  

  

  

  

 

 

(ii) Exercise

 

 

Class of relevant security

Product description  
e.g. call option

Exercising/ exercised against

Number of
securities

Exercise price per unit

  

  

  

  

  

 

(d) Other dealings (including subscribing for new securities)

 

 

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit
(if applicable)

  

  

  

  

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with
a party to the offer:

 

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

 

If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

18 September 2017

Contact name:

Damian Flanagan

Telephone number:

+44 (0)28 90409676

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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