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Form 8.3 - TESCO PLC

Related Companies

By LSE RNS

RNS Number : 5669S
Equiniti Share Plan Trustees Ltd
03 October 2017
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Equiniti Share Plan Trustees Limited

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

The Tesco PLC Share Incentive Plan

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Tesco PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

02.10.2017

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary Shares of 5p each

 

 

Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

104,176,078*

1.27%



(2) Cash-settled derivatives:

 





(3) Stock-settled derivatives (including options) and agreements to purchase/sell:





 

     TOTAL:

104,176,078

1.27%



 

*The change in the holding of 42,146 shares since the last disclosure on 02.10.2017 date is due to the transfer out of a discretionary holding.

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ord 5p

Sales

 

638

£1.8675

Ord 5p

Sales

 

215

£1.8690

Ord 5p

Sales

 

146

£1.8725

Ord 5p

Sales

 

87

£1.8730

Ord 5p

Sales

 

104

£1.8730

Ord 5p

Sales

 

137

£1.8740

Ord 5p

Sales

 

87

£1.8710

Ord 5p

Sales

 

155

£1.8710

Ord 5p

Sales

 

350

£1.8705

Ord 5p

Sales

 

103

£1.8690

Ord 5p

Sales

 

170

£1.8680

Ord 5p

Sales

 

43

£1.8690

Ord 5p

Sales

 

104

£1.8660

Ord 5p

Sales

 

111

£1.8650

Ord 5p

Sales

 

1,066

£1.8685

Ord 5p

Sales

 

37

£1.8695

Ord 5p

Sales

 

291

£1.8710

Ord 5p

Sales

 

909

£1.8735

Ord 5p

Sales

 

3,122

£1.8730

Ord 5p

Sales

 

201

£1.8735

Ord 5p

Sales

 

215

£1.8735

Ord 5p

Sales

 

133

£1.8730

Ord 5p

Sales

 

445

£1.8745

Ord 5p

Sales

 

95

£1.8755

Ord 5p

Sales

 

422

£1.8745

Ord 5p

Sales

 

1,070

£1.8750

Ord 5p

Sales

 

213

£1.8795

Ord 5p

Sales

 

478

£1.8770

Ord 5p

Sales

 

92

£1.8770

Ord 5p

Sales

 

165

£1.8780

Ord 5p

Sales

 

1,291

£1.8785

Ord 5p

Sales

 

53

£1.8765

Ord 5p

Sales

 

477

£1.8750

Ord 5p

Sales

 

359

£1.8745

Ord 5p

Sales

 

74

£1.8735

Ord 5p

Sales

 

374

£1.8735

Ord 5p

Sales

 

135

£1.8725

Ord 5p

Sales

 

212

£1.8735

Ord 5p

Sales

 

957

£1.8710

Ord 5p

Sales

 

488

£1.8705

Ord 5p

Sales

 

65

£1.8735

Ord 5p

Sales

 

107

£1.8765

Ord 5p

Sales

 

199

£1.8765

Ord 5p

Sales

 

522

£1.8765

Ord 5p

Sales

 

137

£1.8765

Ord 5p

Sales

 

382

£1.8780

Ord 5p

Sales

 

159

£1.8785

Ord 5p

Sales

 

199

£1.8755

Ord 5p

Sales

 

293

£1.8780

Ord 5p

Sales

 

157

£1.8765

Ord 5p

Sales

 

166

£1.8765

Ord 5p

Sales

 

436

£1.8780

Ord 5p

Sales

 

747

£1.8800

Ord 5p

Sales

 

231

£1.8825

Ord 5p

Sales

 

800

£1.8815

Ord 5p

Sales

 

44

£1.8815

Ord 5p

Sales

 

522

£1.8815

Ord 5p

Sales

 

122

£1.8835

Ord 5p

Sales

 

381

£1.8830

Ord 5p

Sales

 

87

£1.8830

Ord 5p

Sales

 

134

£1.8810

Ord 5p

Sales

 

137

£1.8785

Ord 5p

Sales

 

723

£1.8810

Ord 5p

Sales

 

643

£1.8795

Ord 5p

Sales

 

25

£1.8795

Ord 5p

Sales

 

244

£1.8805

Ord 5p

Sales

 

139

£1.8820

Ord 5p

Sales

 

500

£1.8815

Ord 5p

Sales

 

694

£1.8815

Ord 5p

Sales

 

1,787

£1.8820

Ord 5p

Sales

 

275

£1.8830

Ord 5p

Sales

 

895

£1.8830

Ord 5p

Sales

 

97

£1.8835

Ord 5p

Sales

 

114

£1.8825

Ord 5p

Sales

 

158

£1.8800

Ord 5p

Sales

 

239

£1.8800

Ord 5p

Sales

 

812

£1.8795

Ord 5p

Sales

 

724

£1.8810

Ord 5p

Sales

 

196

£1.8815

Ord 5p

Sales

 

183

£1.8830

Ord 5p

Sales

 

213

£1.8820

Ord 5p

Sales

 

288

£1.8800

Ord 5p

Sales

 

244

£1.8790

Ord 5p

Sales

 

461

£1.8780

Ord 5p

Sales

 

245

£1.8780

Ord 5p

Sales

 

249

£1.8745

Ord 5p

Sales

 

125

£1.8855

Ord 5p

Sales

 

241

£1.8805

Ord 5p

Sales

 

168

£1.8780

Ord 5p

Sales

 

40,884

£1.8790

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit


 

 




 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

None

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

03.10.2017

Contact name:

Wendy Butcher

Telephone number:

01903 833375

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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