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RNS Number : 1787V
Mattioli Woods PLC
01 November 2017
 

 

 

1 November 2017

 

Mattioli Woods plc

 

("Mattioli Woods" or "the Company")

 

Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs") and Total Voting Rights

 

As required by Article 19.3 of Regulation (EU) No. 596/2014 on market abuse, Mattioli Woods (AIM: MTW.L), the specialist wealth management and employee benefits business, announces that options to subscribe for 61,816 new ordinary shares of 1p each in the Company ("Ordinary Shares" and the "Options") have been exercised by certain of its persons discharging managerial responsibilities ("PDMRs") and employees.  Immediately following the exercise of share options by those PDMRs, the Ordinary Shares received upon exercise have been sold.

 

Exercise of options and sale of Ordinary Shares received upon exercise

 

Nathan Imlach (Chief Financial Officer of the Company), Murray Smith (Group Managing Director of the Company) and Mark Smith (Chief Operating Officer of the Company), who are each considered to be PMDRs, have exercised 18,872, 16,282 and 13,876 Options respectively at an option exercise cost of 1 pence per share.  Their total interest in Options following these exercises being:

 

Name

Total Interest in

Nominal Cost Options Before Exercise

Nominal Cost Options Exercised on 31 October 2017

Total Interest in

Nominal Cost Options following Exercise

Nathan Imlach

149,143

18,872

130,271

Murray Smith

130,053

16,282

113,771

Mark Smith

120,554

13,876

106,678

 

Following the exercise of Options, Nathan Imlach, Murray Smith and Mark Smith sold the ordinary shares acquired at a price of 823.68 pence per share.  Their resultant interests in the Company are:

 

Name

Date of sale

Number of shares purchased

Purchase price

Number of shares sold

Sale price

Total shares held

Percentage of issued share capital

Nathan Imlach

31-Oct-2017

18,872

1.00p

18,872

823.68p

104,910

0.40%

Murray Smith

31-Oct-2017

16,282

1.00p

16,282

823.68p

89,181

0.34%

Mark Smith

31-Oct-2017

13,876

1.00p

13,876

823.68p

5,312

0.02%

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

 

The information set out below is provided in accordance with the requirements of Article 19(3) of the EU Market Abuse Regulation No 596/2014.

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

1.   Nathan Imlach

2.   Murray Smith

3.   Mark Smith

 

2

Reason for the notification

a)

Position/status

 

1.   Executive director and PDMR, Chief Financial Officer

2.   Executive director and PDMR, Group Managing Director

3.   PDMR, Chief Operating Officer

 

b)

Initial notification /Amendment

 

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Mattioli Woods plc

b)

 

LEI

 

2138003LAM79SNI63R97

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary Shares of 1 pence each

 

 

ISIN: GB00B0MT3Y97

 

b)

 

Nature of the transaction

 

Exercise of share options

c)

 

Price(s) and volume(s)

 

 

 Price(s)

 

   Volume(s)

1.   1p per Ordinary share

2.   1p per Ordinary share

3.   1p per Ordinary share

 

1.   18,872

2.   16,282

3.   13,876

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

N/a (Single transaction)

e)

 

Date of the transaction

 

1.   31 October 2017

2.   31 October 2017

3.   31 October 2017

 

f)

 

Place of the transaction

 

London Stock Exchange, AIM

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

1.   Nathan Imlach

2.   Murray Smith

3.   Mark Smith

 

2

Reason for the notification

a)

Position/status

 

1.   Executive director and PDMR, Chief Financial Officer

2.   Executive director and PDMR, Group Managing Director

3.   PDMR, Chief Operating Officer

 

b)

Initial notification /Amendment

 

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Mattioli Woods plc

b)

 

LEI

 

2138003LAM79SNI63R97

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary Shares of 1 pence each

 

 

ISIN: GB00B0MT3Y97

 

b)

 

Nature of the transaction

 

Sale of ordinary shares

c)

 

Price(s) and volume(s)

 

 

 Price(s)

 

   Volume(s)

1.   823.68p per Ordinary share

2.   823.68p per Ordinary share

3.   823.68p per Ordinary share

 

1.   18,872

2.   16,282

3.   13,876

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

N/a (Single transaction)

e)

 

Date of the transaction

 

1.   31 October 2017

2.   31 October 2017

3.   31 October 2017

 

f)

 

Place of the transaction

 

London Stock Exchange, AIM

 

Total Voting Rights

 

Following the issue of the 61,816 new Ordinary Shares the Company announces that at 31 October 2017 the Company's capital consists of 25,948,375 ordinary shares with voting rights.  The Company does not hold any ordinary shares in treasury.  Therefore, the total number of voting rights in the Company at 31 October 2017 is 25,948,375. 

 

The above figure of 25,948,375 may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Mattioli Woods under the FCA's Disclosure Guidance and Transparency Rules. 

 

 

- Ends -

 

For further information please contact:

Mattioli Woods plc


Nathan Imlach, Chief Financial Officer

Tel: +44 (0) 116 240 8700


www.mattioli-woods.com

 

Canaccord Genuity Limited


Sunil Duggal, Investment Banking

Tel: +44 (0) 20 7523 8000

Andrew Buchanan, Corporate Broking

www.canaccordgenuity.com

Margarita Mitropoulou, Corporate Broking


 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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