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Form 8.3 - TESCO PLC

Related Companies

By LSE RNS

RNS Number : 3391W
Equiniti Share Plan Trustees Ltd
13 November 2017
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Equiniti Share Plan Trustees Limited

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

The Tesco PLC Share Incentive Plan

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Tesco PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

10.11.2017

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary Shares of 5p each

 

 

Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

101,962,354*

1.24%



(2) Cash-settled derivatives:

 





(3) Stock-settled derivatives (including options) and agreements to purchase/sell:





 

     TOTAL:

101,962,354

1.24%



 

*The change in the holding of 686 shares since the last disclosure on 10.11.2017 date is due to the transfer out of a discretionary holding.

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ord 5p

Sales

 

377

£1.7645

Ord 5p

Sales

 

319

£1.7640

Ord 5p

Sales

 

255

£1.7640

Ord 5p

Sales

 

1,717

£1.7620

Ord 5p

Sales

 

445

£1.7625

Ord 5p

Sales

 

2,373

£1.7630

Ord 5p

Sales

 

105

£1.7600

Ord 5p

Sales

 

226

£1.7595

Ord 5p

Sales

 

174

£1.7595

Ord 5p

Sales

 

156

£1.7595

Ord 5p

Sales

 

314

£1.7585

Ord 5p

Sales

 

305

£1.7630

Ord 5p

Sales

 

525

£1.7655

Ord 5p

Sales

 

200

£1.7580

Ord 5p

Sales

 

73

£1.7575

Ord 5p

Sales

 

263

£1.7575

Ord 5p

Sales

 

135

£1.7580

Ord 5p

Sales

 

142

£1.7585

Ord 5p

Sales

 

146

£1.7580

Ord 5p

Sales

 

63

£1.7580

Ord 5p

Sales

 

639

£1.7590

Ord 5p

Sales

 

192

£1.7580

Ord 5p

Sales

 

223

£1.7580

Ord 5p

Sales

 

317

£1.7580

Ord 5p

Sales

 

840

£1.7580

Ord 5p

Sales

 

470

£1.7590

Ord 5p

Sales

 

167

£1.7595

Ord 5p

Sales

 

88

£1.7555

Ord 5p

Sales

 

166

£1.7550

Ord 5p

Sales

 

50

£1.7550

Ord 5p

Sales

 

81

£1.7570

Ord 5p

Sales

 

270

£1.7570

Ord 5p

Sales

 

89

£1.7555

Ord 5p

Sales

 

268

£1.7555

Ord 5p

Sales

 

74

£1.7545

Ord 5p

Sales

 

125

£1.7545

Ord 5p

Sales

 

72

£1.7545

Ord 5p

Sales

 

115

£1.7545

Ord 5p

Sales

 

188

£1.7600

Ord 5p

Sales

 

618

£1.7605

Ord 5p

Sales

 

126

£1.7590

Ord 5p

Sales

 

255

£1.7590

Ord 5p

Sales

 

146

£1.7610

Ord 5p

Sales

 

234

£1.7610

Ord 5p

Sales

 

105

£1.7610

Ord 5p

Sales

 

1,150

£1.7615

Ord 5p

Sales

 

98

£1.7620

Ord 5p

Sales

 

297

£1.7610

Ord 5p

Sales

 

138

£1.7620

Ord 5p

Sales

 

94

£1.7625

Ord 5p

Sales

 

143

£1.7640

Ord 5p

Sales

 

137

£1.7635

Ord 5p

Sales

 

202

£1.7635

Ord 5p

Sales

 

96

£1.7640

Ord 5p

Sales

 

146

£1.7650

Ord 5p

Sales

 

817

£1.7650

Ord 5p

Sales

 

219

£1.7640

Ord 5p

Sales

 

114

£1.7635

Ord 5p

Sales

 

151

£1.7635

Ord 5p

Sales

 

101

£1.7635

Ord 5p

Sales

 

85

£1.7645

Ord 5p

Sales

 

143

£1.7645

Ord 5p

Sales

 

77

£1.7640

Ord 5p

Sales

 

71

£1.7635

Ord 5p

Sales

 

110

£1.7640

Ord 5p

Sales

 

83

£1.7630

Ord 5p

Sales

 

100

£1.7630

Ord 5p

Sales

 

116

£1.7645

Ord 5p

Sales

 

165

£1.7630

Ord 5p

Sales

 

311

£1.7645

Ord 5p

Sales

 

170

£1.7655

Ord 5p

Sales

 

102

£1.7650

Ord 5p

Sales

 

130

£1.7670

Ord 5p

Sales

 

356

£1.7670

Ord 5p

Sales

 

57,264

£1.7520

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit


 

 




 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

None

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

13.11.2017

Contact name:

Wendy Butcher

Telephone number:

01903 833375

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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