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By LSE RNS
14 November 2017
Mattioli Woods plc
("Mattioli Woods" or "the Company")
Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs")
As required by Article 19.3 of Regulation (EU) No. 596/2014 on market abuse, Mattioli Woods (AIM: MTW.L), the specialist wealth management and employee benefits business, announces that on 13 November 2017 it received confirmation that on 10 November 2017, certain of its persons discharging managerial responsibilities ("PDMRs") bought 65,600 Ordinary Shares of 1p each in the Company ("Ordinary Shares"). In addition, on 13 November 2017 options to subscribe for 76,761 new Ordinary Shares ("Options") were exercised by certain of its PDMRs and employees. Immediately following the exercise of Options by PDMRs, Ordinary Shares totalling 62,658 were sold on their behalf.
PDMR Dealings
On 10 November 2017 Ian Mattioli (Chief Executive Officer of the Company) and Carol Duncumb (Non-Executive Director of the Company) purchased Ordinary Shares of 63,080 and 2,520 respectively at a cost of 792.50 pence per share. Their resultant interests in the Company are:
|
Name |
Date of transaction |
Number of shares purchased |
Purchase price |
Total shares held |
Percentage of issued share capital |
|
Ian Mattioli |
10-Nov-2017 |
63,080 |
792.50p |
3,299,235 |
12.67% |
|
Carol Duncumb |
10-Nov-2017 |
2,520 |
792.50p |
8,800 |
0.03% |
Exercise of Options
On 13 November 2017 Nathan Imlach (Chief Financial Officer of the Company), Murray Smith (Group Managing Director of the Company) and Mark Smith (Chief Operating Officer of the Company), who are each considered to be PDMRs, exercised 28,307 Options, 24,421 Options and 15,611 Options respectively at an option exercise price of 1 pence per share. Their total interest in Options following these exercises is:
|
Name |
Total Interest in Nominal Cost Options before exercise |
Nominal Cost Options exercised on 13 November 2017 |
Total Interest in Nominal Cost Options following exercise |
|
Nathan Imlach |
130,271 |
28,307 |
101,964 |
|
Murray Smith |
113,771 |
24,421 |
89,350 |
|
Mark Smith |
106,678 |
15,611 |
91,067 |
Following the exercise of Options on 13 November 2017, Nathan Imlach, Murray Smith and Mark Smith sold 21,231, 25,816 and 15,611 Ordinary Shares respectively at a price of 794.49 pence per share. Their resultant interests in the Company are:
|
Name |
Date of transaction |
Number of shares purchased |
Purchase price |
Number of shares sold |
Sale price |
Total shares held |
Percentage of issued share capital |
|
Nathan Imlach |
13-Nov-2017 |
28,307 |
1.00p |
21,231 |
794.49p |
111,986 |
0.43% |
|
Murray Smith |
13-Nov-2017 |
24,421 |
1.00p |
25,816 |
794.49p |
87,786 |
0.34% |
|
Mark Smith |
13-Nov-2017 |
15,611 |
1.00p |
15,611 |
794.49p |
5,312 |
0.02% |
Separately, on 13 November 2017, Nathan Imlach sold 7,076 Ordinary Shares to his personal pension scheme at a price of 792.50 pence per share. Nathan Imlach's beneficial interest remains at 111,986 Ordinary Shares, representing 0.43% of the Company's issued share capital.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
The information set out below is provided in accordance with the requirements of Article 19(3) of the EU Market Abuse Regulation No 596/2014.
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
1. Ian Mattioli 2. Carol Duncumb
|
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status
|
1. Executive director and PDMR, Chief Executive Officer 2. Non-Executive director
|
|
|
b) |
Initial notification /Amendment
|
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a)
|
Name
|
Mattioli Woods plc |
|
|
b)
|
LEI
|
2138003LAM79SNI63R97 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 1 pence each
ISIN: GB00B0MT3Y97
|
|
|
b)
|
Nature of the transaction
|
Acquisition of ordinary shares |
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s) |
|
1. 792.50p per Ordinary Share 2. 792.50p per Ordinary Share
|
1. 63,080 2. 2,520 |
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A (Single transaction) |
|
|
e)
|
Date of the transaction
|
1. 10 November 2017 2. 10 November 2017
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange, AIM |
|
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
1. Nathan Imlach 2. Murray Smith 3. Mark Smith
|
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status
|
1. Executive director and PDMR, Chief Financial Officer 2. Executive director and PDMR, Group Managing Director 3. PDMR, Chief Operating Officer
|
|
|
b) |
Initial notification /Amendment
|
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a)
|
Name
|
Mattioli Woods plc |
|
|
b)
|
LEI
|
2138003LAM79SNI63R97 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 1 pence each
ISIN: GB00B0MT3Y97
|
|
|
b)
|
Nature of the transaction
|
Exercise of share options |
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s) |
|
1. 1p per Ordinary Share 2. 1p per Ordinary Share 3. 1p per Ordinary Share
|
1. 28,307 2. 24,421 3. 15,611 |
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A (Single transaction) |
|
|
e)
|
Date of the transaction
|
1. 13 November 2017 2. 13 November 2017 3. 13 November 2017
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange, AIM |
|
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
1. Nathan Imlach 2. Murray Smith 3. Mark Smith
|
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status
|
1. Executive director and PDMR, Chief Financial Officer 2. Executive director and PDMR, Group Managing Director 3. PDMR, Chief Operating Officer
|
|
|
b) |
Initial notification /Amendment
|
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a)
|
Name
|
Mattioli Woods plc |
|
|
b)
|
LEI
|
2138003LAM79SNI63R97 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 1 pence each
ISIN: GB00B0MT3Y97
|
|
|
b)
|
Nature of the transaction
|
Sale of ordinary shares |
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s) |
|
1. 794.49p per Ordinary Share 2. 794.49p per Ordinary Share 3. 794.49p per Ordinary Share
|
1. 21,231 2. 25,816 3. 15,611 |
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A (Single transaction) |
|
|
e)
|
Date of the transaction
|
1. 13 November 2017 2. 13 November 2017 3. 13 November 2017
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange, AIM |
|
- Ends -
For further information please contact:
|
Mattioli Woods plc |
|
|
Nathan Imlach, Chief Financial Officer |
Tel: +44 (0) 116 240 8700 |
|
|
www.mattioli-woods.com |
|
Canaccord Genuity Limited |
|
|
Sunil Duggal, Investment Banking |
Tel: +44 (0) 20 7523 8000 |
|
Andrew Buchanan, Corporate Broking |
www.canaccordgenuity.com |
|
Margarita Mitropoulou, Corporate Broking |
|
This information is provided by RNS
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