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Man Group PLC : Form 8.3 - [Tesco plc]

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By GlobeNewswire

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser: Man Group Plc
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

 
N/A
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

 
Tesco plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: N/A
(e) Date position held/dealing undertaken:

 
14th November 2017
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

 
YES / NO / N/A
If YES, specify which:
Booker Group plc

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 
5p ordinary
 

 
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 26,922,109 0.3287

 

 
0 0
(2) Cash-settled derivatives:   33,445,797

 

 

 
0.4083

 

 
23,680,031

 
0.2891

 

 
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 25,484,000

 
0.3111

 
10,030,000

 

 
0.1225

 

 
 

  TOTAL:
85,851,906

 
1.0482

 

 

 
33,710,031

 

 

 
0.4116

 

 

 

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security Purchase/sale

 
Number of securities Price per unit

(b)        Cash-settled derivative transactions

Class of relevant security Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities Price per unit
(GBP)
5p ordinary CFD Reducing a short   38,241 1.87790
5p ordinary CFD Reducing a short   1,008,295 1.87790
5p ordinary CFD Reducing a short   3,093 1.87790
5p ordinary CFD Reducing a short   2,473 1.87790
5p ordinary CFD Reducing a short   60,521 1.87790
5p ordinary CFD Reducing a short   54,203 1.87790
5p ordinary CFD Reducing a short   1,955 1.87790
5p ordinary CFD Reducing a short   38,362 1.87790
5p ordinary CFD Reducing a short   20,814 1.87790
5p ordinary CFD Reducing a short   5,163 1.87790
5p ordinary CFD Reducing a short   8,980 1.87790
5p ordinary CFD Increasing a short   124,066 1.88110
5p ordinary CFD Reducing a short   28,593 1.87790
5p ordinary CFD Reducing a long   25,322 1.87620
5p ordinary CFD Reducing a long   27,449 1.87620
5p ordinary CFD Reducing a long   11,800 1.87660
5p ordinary CFD Reducing a long   5,700 1.87660
5p ordinary CFD Reducing a long   3,800 1.87660
5p ordinary CFD Reducing a long   12,400 1.87660
5p ordinary CFD Increasing a short   74,652 1.88060
5p ordinary CFD Increasing a short   58,778 1.88740
5p ordinary CFD Reducing a long   49,160 1.88600
5p ordinary CFD Reducing a long   85,298 1.88600
5p ordinary CFD Reducing a long   10,600 1.88600
5p ordinary CFD Reducing a long   15,357 1.88600
5p ordinary CFD Reducing a long   4,412 1.88600
5p ordinary CFD Reducing a long   13,374 1.88600
5p ordinary CFD Reducing a long   59,745 1.89030
5p ordinary CFD Reducing a long   103,667 1.89030
5p ordinary CFD Reducing a long   12,881 1.89030
5p ordinary CFD Reducing a long   18,663 1.89030
5p ordinary CFD Reducing a long   5,360 1.89030
5p ordinary CFD Reducing a long   16,253 1.89030
5p ordinary CFD Reducing a long   108,907 1.89140
5p ordinary CFD Reducing a long   188,967 1.89140
5p ordinary CFD Reducing a long   23,480 1.89140
5p ordinary CFD Reducing a long   34,019 1.89140
5p ordinary CFD Reducing a long   9,771 1.89140
5p ordinary CFD Reducing a long   29,627 1.89140
5p ordinary CFD Reducing a long   65,344 1.89590
5p ordinary CFD Reducing a long   113,381 1.89590
5p ordinary CFD Reducing a long   14,088 1.89590
5p ordinary CFD Reducing a long   20,411 1.89590
5p ordinary CFD Reducing a long   5,862 1.89590
5p ordinary CFD Reducing a long   17,776 1.89590
5p ordinary CFD Increasing a short   56,583 1.89710
5p ordinary CFD Reducing a long   43,564 1.89870
5p ordinary CFD Reducing a long   75,588 1.89870
5p ordinary CFD Reducing a long   9,391 1.89870
5p ordinary CFD Reducing a long   13,607 1.89870
5p ordinary CFD Reducing a long   3,908 1.89870
5p ordinary CFD Reducing a long   11,850 1.89870
5p ordinary CFD Increasing a short   64,981 1.88950
5p ordinary CFD Increasing a long    116,722 1.89910
5p ordinary CFD Increasing a long   128,809 1.89910
5p ordinary CFD Increasing a long   223,501 1.89910
5p ordinary CFD Increasing a long   202,012 1.89910
5p ordinary CFD Increasing a long    25,166 1.89910
5p ordinary CFD Increasing a long   27,771 1.89910
5p ordinary CFD Increasing a long   79,720 1.89910
5p ordinary CFD Increasing a long   36,460 1.89910
5p ordinary CFD Increasing a long   40,235 1.89910
5p ordinary CFD Increasing a long   11,555 1.89910
5p ordinary CFD Increasing a long   10,477 1.89910
5p ordinary CFD Increasing a long   31,359 1.89910
5p ordinary CFD Increasing a long   35,039 1.89910
5p ordinary CFD Increasing a short   61,414 1.87660
5p ordinary CFD Increasing a short   47,185 1.87130
5p ordinary CFD Reducing a long   108,908 1.87060
5p ordinary CFD Reducing a long   188,969 1.87060
5p ordinary CFD Reducing a long   23,480 1.87060
5p ordinary CFD Reducing a long   34,018 1.87060
5p ordinary CFD Reducing a long   9,770 1.87060
5p ordinary CFD Reducing a long   29,626 1.87060
5p ordinary CFD Increasing a long   101,422 1.86200
5p ordinary CFD Increasing a long   48,856 1.86200
5p ordinary CFD Increasing a long   80,371 1.86200
5p ordinary CFD Increasing a long   139,417 1.86200
5p ordinary CFD Increasing a long   17,325 1.86200
5p ordinary CFD Increasing a long   25,107 1.86200
5p ordinary CFD Increasing a long   7,179 1.86200
5p ordinary CFD Increasing a long   21,588 1.86200
5p ordinary CFD Increasing a long   21,601 1.86200
5p ordinary CFD Increasing a long   1,428 1.87000
5p ordinary CFD Increasing a long   2,469 1.87000
5p ordinary CFD Increasing a long   308 1.87000
5p ordinary CFD Increasing a long   976 1.87000
5p ordinary CFD Increasing a long   447 1.87000
5p ordinary CFD Increasing a long    129 1.87000
5p ordinary CFD Increasing a long   384 1.87000
5p ordinary CFD Increasing a long   45,082 1.87090
5p ordinary CFD Increasing a long   78,025 1.87090
5p ordinary CFD Increasing a long   9,721 1.87090
5p ordinary CFD Increasing a long   30,791 1.87090
5p ordinary CFD Increasing a long   14,081 1.87090
5p ordinary CFD Increasing a long   4,046 1.87090
5p ordinary CFD Increasing a long   12,113 1.87090
5p ordinary CFD Increasing a long   29,421 1.87010
5p ordinary CFD Increasing a long   50,921 1.87010
5p ordinary CFD Increasing a long   6,343 1.87010
5p ordinary CFD Increasing a long   20,093 1.87010
5p ordinary CFD Increasing a long   9,189 1.87010
5p ordinary CFD Increasing a long   2,640 1.87010
5p ordinary CFD Increasing a long   7,904 1.87010
5p ordinary CFD Increasing a long   85,629 1.85710
5p ordinary CFD Increasing a long   148,577 1.85710
5p ordinary CFD Increasing a long   18,462 1.85710
5p ordinary CFD Increasing a long   26,749 1.85710
5p ordinary CFD Increasing a long   7,684 1.85710
5p ordinary CFD Increasing a long   23,296 1.85710
5p ordinary CFD Increasing a long   2,035 1.85650
5p ordinary CFD Increasing a long    3,530 1.85650
5p ordinary CFD Increasing a long   438 1.85650
5p ordinary CFD Increasing a long   635 1.85650
5p ordinary CFD Increasing a long   182 1.85650
5p ordinary CFD Increasing a long   553 1.85650
5p ordinary CFD Reducing a long   219,856 1.85700
5p ordinary CFD Reducing a long   380,509 1.85700
5p ordinary CFD Reducing a long   47,405 1.85700
5p ordinary CFD Reducing a long   150,161 1.85700
5p ordinary CFD Reducing a long   68,676 1.85700
5p ordinary CFD Reducing a long   19,734 1.85700
5p ordinary CFD Reducing a long   59,070 1.85700
5p ordinary CFD Increasing a long   9,741 1.85780
5p ordinary CFD Increasing a long   16,903 1.85780
5p ordinary CFD Increasing a long   2,100 1.85780
5p ordinary CFD Increasing a long   3,042 1.85780
5p ordinary CFD Increasing a long   873 1.85780
5p ordinary CFD Increasing a long   2,649 1.85780
5p ordinary CFD Reducing a long   2,761 1.85550
5p ordinary CFD Reducing a long   4,777 1.85550
5p ordinary CFD Reducing a long   594 1.85550
5p ordinary CFD Reducing a long   1,884 1.85550
5p ordinary CFD Reducing a long   861 1.85550
5p ordinary CFD Reducing a long   247 1.85550
5p ordinary CFD Reducing a long   741 1.85550
5p ordinary CFD Reducing a long   485,956 1.85750
5p ordinary CFD Reducing a long   843,196 1.85750
5p ordinary CFD Reducing a long   104,770 1.85750
5p ordinary CFD Reducing a long   151,797 1.85750
5p ordinary CFD Reducing a long   43,598 1.85750
5p ordinary CFD Reducing a long   132,197 1.85750
5p ordinary CFD Reducing a long   189,605 1.85950
5p ordinary CFD Reducing a long   328,138 1.85950
5p ordinary CFD Reducing a long   40,884 1.85950
5p ordinary CFD Reducing a long   124,165 1.85950
5p ordinary CFD Reducing a long   59,246 1.85950
5p ordinary CFD Reducing a long   17,763 1.85950
5p ordinary CFD Reducing a long   51,102 1.85950
5p ordinary CFD Reducing a long   275,517 1.86030
5p ordinary CFD Reducing a long   478,748 1.86030
5p ordinary CFD Reducing a long   59,410 1.86030
5p ordinary CFD Reducing a long   86,076 1.86030
5p ordinary CFD Reducing a long   25,219 1.86030
5p ordinary CFD Reducing a long   75,030 1.86030
5p ordinary CFD Reducing a long   509,933 1.86200
5p ordinary CFD Reducing a long   886,075 1.86200
5p ordinary CFD Reducing a long   109,956 1.86200
5p ordinary CFD Reducing a long   159,308 1.86200
5p ordinary CFD Reducing a long   46,675 1.86200
5p ordinary CFD Reducing a long   138,865 1.86200
5p ordinary CFD Increasing a long   5,900 1.82490
5p ordinary CFD Increasing a long   10,217 1.82490
5p ordinary CFD Increasing a long   1,271 1.82490
5p ordinary CFD Increasing a long   1,842 1.82490
5p ordinary CFD Increasing a long   513 1.82490
5p ordinary CFD Increasing a long   1,602 1.82490
5p ordinary CFD Increasing a long   10,286 1.80980
5p ordinary CFD Increasing a long   17,809 1.80980
5p ordinary CFD Increasing a long   2,216 1.80980
5p ordinary CFD Increasing a long    3,211 1.80980
5p ordinary CFD Increasing a long   895 1.80980
5p ordinary CFD Increasing a long   2,793 1.80980
5p ordinary CFD Increasing a long   44,385 1.80770
5p ordinary CFD Increasing a long   76,853 1.80770
5p ordinary CFD Increasing a long   9,566 1.80770
5p ordinary CFD Increasing a long   13,860 1.80770
5p ordinary CFD Increasing a long   3,865 1.80770
5p ordinary CFD Increasing a long   12,055 1.80770

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type
e.g. American, European etc.
Expiry date Option money paid/ received per unit
5p ordinary Call option Purchasing 2 1.95 American 19/01/2018 0.0500
5p ordinary Call option Purchasing 2 1.95 American 19/01/2018 0.0525
5p ordinary Call option Purchasing 31 1.95 American 19/01/2018 0.0450
5p ordinary Call option Purchasing 10 1.95 American 19/01/2018 0.0500
5p ordinary Call option Purchasing 8 1.95 American 19/01/2018 0.0525
5p ordinary Call option Purchasing 99 1.95 American 19/01/2018 0.0450
5p ordinary Call option Purchasing 18 1.95 American 19/01/2018 0.0500
5p ordinary Call option Purchasing 14 1.95 American 19/01/2018 0.0525
5p ordinary Call option Purchasing 172 1.95 American 19/01/2018 0.0450
5p ordinary Call option Purchasing 2 1.95 American 19/01/2018 0.0500
5p ordinary Call option Purchasing 1 1.95 American 19/01/2018 0.0525
5p ordinary Call option Purchasing 21 1.95 American 19/01/2018 0.0450
5p ordinary Call option Purchasing 2 1.7 American 17/11/2017 0.0500
5p ordinary Call option Purchasing 2 1.7 American 17/11/2017 0.0525
5p ordinary Call option Purchasing 27 1.8 American 17/11/2017 0.0450
5p ordinary Call option Purchasing 9 1.8 American 17/11/2017 0.0450

(ii)        Exercise

Class of relevant security Product description
e.g. call option
Exercising/ exercised against Number of securities Exercise price per unit
         

 

(d)        Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing
e.g. subscription, conversion
Details Price per unit (if applicable)
       

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"
 

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
 

None

 

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES/NO

Date of disclosure:
15th November 2017
Contact name:
Matthew Irwin

 
Telephone number:
02071447255

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure: Man Group Plc
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Tesco plc

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type
e.g. American, European etc.
Expiry date
5p ordinary Call Option Purchased 347 1.95 American 19/01/2018
5p ordinary Call Option Purchased 1,654 1.95 American 19/01/2018
5p ordinary Call Option Purchased 806 1.95 American 19/01/2018
5p ordinary Call Option Purchased 402 1.95 American 19/01/2018
5p ordinary Call Option Purchased 689 1.95 American 19/01/2018
5p ordinary Call Option Purchased 1,290 1.95 American 19/01/2018
5p ordinary Call Option Purchased 2,215 1.95 American 19/01/2018
5p ordinary Call Option Purchased 2,237 1.95 American 19/01/2018
5p ordinary Call Option Purchased 3,847 1.95 American 19/01/2018
5p ordinary Call Option Purchased 278 1.95 American 19/01/2018
5p ordinary Call Option Purchased 476 1.95 American 19/01/2018
5p ordinary Call Option Purchased 371 1.95 American 19/01/2018
5p ordinary Call Option Purchased 600 1.95 American 19/01/2018
5p ordinary Call Option Purchased 115 1.95 American 19/01/2018
5p ordinary Call Option Purchased 197 1.95 American 19/01/2018
5p ordinary Put Option Purchased 2,747 1.7 American 17/11/2017
5p ordinary Put Option Purchased 4,769 1.7 American 17/11/2017
5p ordinary Put Option Purchased 592 1.7 American 17/11/2017
5p ordinary Put Option Purchased 858 1.7 American 17/11/2017
5p ordinary Put Option Purchased 247 1.7 American 17/11/2017
5p ordinary Put Option Purchased 747 1.7 American 17/11/2017
5p ordinary Put Option Written 2,767 1.8 American 17/11/2017
5p ordinary Put Option Written 4,804 1.8 American 17/11/2017
5p ordinary Put Option Written 596 1.8 American 17/11/2017
5p ordinary Put Option Written 863 1.8 American 17/11/2017
5p ordinary Put Option Written 248 1.8 American 17/11/2017
5p ordinary Put Option Written 752 1.8 American 17/11/2017

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:
 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




This announcement is distributed by Nasdaq Corporate Solutions on behalf of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Man Group PLC via Globenewswire

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