Portfolio

Company Announcements

Form 8.3 - Tesco Plc

Related Companies

By LSE RNS

RNS Number : 1036X
Citadel Group
21 November 2017
 




















 

 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%

OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION






















(a) Full name of discloser:

Citadel Group

(b) Owner or controller of interests and short positions        

     disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is

     insufficient.  For a trust, the trustee(s), settlor and

     beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant

     securities this form relates:

     Use a separate form for each offeror/offeree

TESCO PLC

(d) If an exempt fund manager connected with an

     offeror/offeree, state this and specify identity of

     offeror/offeree:


(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest

practicable date prior to the disclosure

20 November, 2017

(f)  In addition to the company in 1(c) above, is the

     discloser making disclosures in respect of any other

     party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

BOOKER GROUP PLC






















2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)




















Class of relevant security:

Common Stock  ISIN  GB0008847096


Interests

Short Positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0.00

306,784

0.00

(2) Cash-settled derivatives:

83,398,527

1.02

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

94,000

0.00

170,000

0.00

    TOTAL:

83,492,527

1.02

476,784

0.01

























All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)





















Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:






















3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales





















Class of relevant security

ISIN  GB0008847096

Purchase/sale

Number of securities

Price per unit

Common Stock

Purchase

42

1.8385  GBP

Common Stock

Purchase

21,837

1.84  GBP

Common Stock

Purchase

16,641

1.841  GBP

Common Stock

Purchase

21,340

1.8415  GBP

Common Stock

Purchase

52,881

1.842  GBP

Common Stock

Purchase

32,059

1.8425  GBP

Common Stock

Purchase

40,690

1.843  GBP

Common Stock

Purchase

43,909

1.8435  GBP

Common Stock

Purchase

39,052

1.844  GBP

Common Stock

Purchase

21,378

1.8445  GBP

Common Stock

Purchase

2,724

1.845  GBP

Common Stock

Purchase

10,422

1.8455  GBP

Common Stock

Purchase

8,404

1.846  GBP

Common Stock

Purchase

17,672

1.8485  GBP

Common Stock

Purchase

993

1.849  GBP

Common Stock

Purchase

45,783

1.8495  GBP

Common Stock

Purchase

108,296

1.85  GBP

Common Stock

Purchase

2,441

1.8505  GBP

Common Stock

Purchase

1,815

1.853  GBP

Common Stock

Purchase

4,290

1.8535  GBP

Common Stock

Purchase

1,291

1.854  GBP

Common Stock

Purchase

2,880

1.8545  GBP

Common Stock

Purchase

12,832

1.855  GBP

Common Stock

Purchase

1,290

1.8555  GBP

Common Stock

Purchase

1,012

1.8565  GBP

Common Stock

Purchase

5,664

1.857  GBP

Common Stock

Purchase

3,923

1.8575  GBP

Common Stock

Purchase

4,572

1.858  GBP

Common Stock

Purchase

28,594

1.8585  GBP

Common Stock

Purchase

4,434

1.859  GBP

Common Stock

Purchase

6,033

1.8595  GBP

Common Stock

Purchase

34,393

1.86  GBP

Common Stock

Purchase

10,170

1.8605  GBP

Common Stock

Purchase

38,299

1.8615  GBP

Common Stock

Purchase

6,596

1.862  GBP

Common Stock

Purchase

1,800

1.8625  GBP

Common Stock

Purchase

19,873

1.863  GBP

Common Stock

Purchase

14,065

1.8635  GBP

Common Stock

Purchase

4,550

1.864  GBP

Common Stock

Purchase

41,730

1.8645  GBP

Common Stock

Purchase

28,079

1.865  GBP

Common Stock

Purchase

35,376

1.8655  GBP

Common Stock

Purchase

53,204

1.866  GBP

Common Stock

Purchase

28,481

1.8665  GBP

Common Stock

Purchase

26,020

1.867  GBP

Common Stock

Purchase

62,143

1.8675  GBP

Common Stock

Purchase

35,758

1.868  GBP

Common Stock

Purchase

4,703

1.8685  GBP

Common Stock

Purchase

14,190

1.869  GBP

Common Stock

Purchase

28,805

1.8695  GBP

Common Stock

Purchase

434,403

1.87  GBP

Common Stock

Purchase

23,062

1.8705  GBP

Common Stock

Purchase

71,491

1.871  GBP

Common Stock

Purchase

85,953

1.8715  GBP

Common Stock

Purchase

74,771

1.872  GBP

Common Stock

Purchase

6,780

1.87225  GBP

Common Stock

Purchase

64,395

1.8725  GBP

Common Stock

Purchase

115,509

1.873  GBP

Common Stock

Purchase

35,354

1.8735  GBP

Common Stock

Purchase

9,708

1.874  GBP

Common Stock

Purchase

63,612

1.8745  GBP

Common Stock

Purchase

465

1.87475  GBP

Common Stock

Purchase

121,534

1.875  GBP

Common Stock

Purchase

59,667

1.8755  GBP

Common Stock

Purchase

100,288

1.876  GBP

Common Stock

Purchase

50,471

1.8765  GBP

Common Stock

Purchase

57,027

1.877  GBP

Common Stock

Purchase

13,001

1.8775  GBP

Common Stock

Purchase

38,394

1.878  GBP

Common Stock

Purchase

12,575

1.8785  GBP

Common Stock

Purchase

5,581

1.879  GBP

Common Stock

Purchase

17,867

1.8795  GBP

Common Stock

Purchase

1,386

1.88  GBP

Common Stock

Purchase

1,070

1.8805  GBP

Common Stock

Purchase

4,397

1.881  GBP

Common Stock

Purchase

15,338

1.8815  GBP

Common Stock

Purchase

9,741

1.882  GBP

Common Stock

Purchase

8,934

1.8825  GBP

Common Stock

Purchase

7,051

1.883  GBP

Common Stock

Sale

-5,946

1.8365  GBP

Common Stock

Sale

-2,300

1.8385  GBP

Common Stock

Sale

-2,200

1.839  GBP

Common Stock

Sale

-9,487

1.8395  GBP

Common Stock

Sale

-1

1.8405  GBP

Common Stock

Sale

-39,752

1.841  GBP

Common Stock

Sale

-35,877

1.8415  GBP

Common Stock

Sale

-53,080

1.842  GBP

Common Stock

Sale

-44,911

1.8425  GBP

Common Stock

Sale

-9,668

1.843  GBP

Common Stock

Sale

-12,808

1.8435  GBP

Common Stock

Sale

-11,753

1.844  GBP

Common Stock

Sale

-4,481

1.8445  GBP

Common Stock

Sale

-9,697

1.845  GBP

Common Stock

Sale

-22,798

1.8455  GBP

Common Stock

Sale

-3,749

1.846  GBP

Common Stock

Sale

-651

1.8465  GBP

Common Stock

Sale

-8,683

1.847  GBP

Common Stock

Sale

-22,186

1.8475  GBP

Common Stock

Sale

-3,775

1.848  GBP

Common Stock

Sale

-50,340

1.8485  GBP

Common Stock

Sale

-14,752

1.849  GBP

Common Stock

Sale

-15,968

1.8495  GBP

Common Stock

Sale

-16,880

1.852  GBP

Common Stock

Sale

-5,630

1.8525  GBP

Common Stock

Sale

-1,400

1.853  GBP

Common Stock

Sale

-4,100

1.854  GBP

Common Stock

Sale

-3,050

1.8545  GBP

Common Stock

Sale

-2,850

1.855  GBP

Common Stock

Sale

-26,511

1.856  GBP

Common Stock

Sale

-8,725

1.8565  GBP

Common Stock

Sale

-65,545

1.857  GBP

Common Stock

Sale

-30,807

1.8575  GBP

Common Stock

Sale

-31,108

1.858  GBP

Common Stock

Sale

-17,403

1.8585  GBP

Common Stock

Sale

-24,450

1.859  GBP

Common Stock

Sale

-4,205

1.85925  GBP

Common Stock

Sale

-39,144

1.8595  GBP

Common Stock

Sale

-32,655

1.86  GBP

Common Stock

Sale

-1,481

1.86025  GBP

Common Stock

Sale

-12,344

1.8605  GBP

Common Stock

Sale

-35,572

1.861  GBP

Common Stock

Sale

-16,621

1.8615  GBP

Common Stock

Sale

-26,741

1.862  GBP

Common Stock

Sale

-13,394

1.86225  GBP

Common Stock

Sale

-30,536

1.8625  GBP

Common Stock

Sale

-12,806

1.86275  GBP

Common Stock

Sale

-40,488

1.863  GBP

Common Stock

Sale

-9,393

1.86325  GBP

Common Stock

Sale

-19,557

1.8635  GBP

Common Stock

Sale

-6,984

1.86375  GBP

Common Stock

Sale

-39,232

1.864  GBP

Common Stock

Sale

-2,933

1.86425  GBP

Common Stock

Sale

-58,986

1.8645  GBP

Common Stock

Sale

-60,917

1.865  GBP

Common Stock

Sale

-50,145

1.8655  GBP

Common Stock

Sale

-46,036

1.866  GBP

Common Stock

Sale

-44,262

1.8665  GBP

Common Stock

Sale

-40,545

1.867  GBP

Common Stock

Sale

-4,567

1.8675  GBP

Common Stock

Sale

-23,073

1.868  GBP

Common Stock

Sale

-9,381

1.8685  GBP

Common Stock

Sale

-9,025

1.869  GBP

Common Stock

Sale

-27,765

1.8695  GBP

Common Stock

Sale

-101,474

1.87  GBP

Common Stock

Sale

-9,732

1.8705  GBP

Common Stock

Sale

-36,555

1.871  GBP

Common Stock

Sale

-40,992

1.8715  GBP

Common Stock

Sale

-61,957

1.872  GBP

Common Stock

Sale

-6,195

1.87225  GBP

Common Stock

Sale

-60,679

1.8725  GBP

Common Stock

Sale

-6,615

1.87275  GBP

Common Stock

Sale

-26,359

1.873  GBP

Common Stock

Sale

-54,498

1.8735  GBP

Common Stock

Sale

-59,462

1.874  GBP

Common Stock

Sale

-107,949

1.8745  GBP

Common Stock

Sale

-9,130

1.87475  GBP

Common Stock

Sale

-60,291

1.875  GBP

Common Stock

Sale

-37,233

1.8755  GBP

Common Stock

Sale

-32,331

1.876  GBP

Common Stock

Sale

-2,250

1.87625  GBP

Common Stock

Sale

-54,531

1.8765  GBP

Common Stock

Sale

-42,399

1.877  GBP

Common Stock

Sale

-2,234

1.87725  GBP

Common Stock

Sale

-28,560

1.8775  GBP

Common Stock

Sale

-6,417

1.878  GBP

Common Stock

Sale

-4,000

1.8785  GBP

Common Stock

Sale

-27,232

1.879  GBP

Common Stock

Sale

-23,650

1.8795  GBP

Common Stock

Sale

-24,742

1.88  GBP

Common Stock

Sale

-4,122

1.8805  GBP

Common Stock

Sale

-3,443

1.881  GBP

Common Stock

Sale

-20,271

1.8815  GBP

Common Stock

Sale

-28,965

1.882  GBP















(b)        Cash-settled derivative transactions




















Class of relevant security

 

ISIN  GB0008847096

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common Stock

CFD

Increasing long position

7,174

1.867755  GBP

Common Stock

CFD

Increasing long position

189,062

1.86776  GBP

Common Stock

CFD

Increasing long position

27,443

1.870014  GBP

Common Stock

CFD

Increasing long position

51,781

1.87246  GBP

Common Stock

CFD

Increasing long position

58,836

1.878436  GBP

Common Stock

CFD

Reducing long position

-54,312

1.860294  GBP

Common Stock

CFD

Reducing long position

-32,251

1.860294  GBP

Common Stock

CFD

Reducing long position

-2,278

1.860294  GBP

Common Stock

CFD

Reducing long position

-1,286

1.860294  GBP

Common Stock

CFD

Reducing long position

-403

1.860294  GBP

Common Stock

CFD

Reducing long position

-287

1.860294  GBP

Common Stock

CFD

Reducing long position

-46,363

1.86074  GBP

Common Stock

CFD

Reducing long position

-14,397

1.86074  GBP

Common Stock

CFD

Reducing long position

-4,723

1.868161  GBP

Common Stock

CFD

Reducing long position

-1,917

1.868247  GBP

Common Stock

CFD

Reducing long position

-40,870

1.868722  GBP

Common Stock

CFD

Reducing long position

-16,480

1.868722  GBP

Common Stock

CFD

Reducing long position

-13,727

1.868722  GBP

Common Stock

CFD

Reducing long position

-12,275

1.868722  GBP

Common Stock

CFD

Reducing long position

-1,272

1.868722  GBP
























(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying























Class of relevant security

ISIN

GB0008847096

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Common

Call Option

Purchasing

56,000

1.9 GBP

American

15/12/2017

0.025  GBP
















(ii)        Exercise





















Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

























(d)        Other dealings (including subscribing for new securities)




















Class of relevant security

Nature of dealing

e.g. subscription, conversion
























4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements



















Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None



















(b)        Agreements, arrangements or understandings relating to options or derivatives



















Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None


















(c)        Attachments


















Is a Supplemental Form 8 (Open Positions) attached?

YES



















 Date of disclosure:

21 November, 2017

 Contact name:

Alasdair Putt

 Telephone number:

020 7645 9700



















Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.






 




















SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

















1.         KEY INFORMATION























Full name of person making disclosure:

Citadel Group

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

TESCO PLC







2.       STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)




















Class of relevant security

ISIN
GB0008847096

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Common

Call Option

Purchased

2000

1.7 USD

American

15/12/2017

Common

Put Option

Purchased

-2000

1.8 USD

American

19/01/2018

Common

Call Option

Purchased

59000

1.9 USD

American

15/12/2017

Common

Call Option

Purchased

20000

1.85 USD

American

15/12/2017

Common

Put Option

Written

3000

2 USD

American

16/03/2018

Common

Put Option

Purchased

-30000

1.6 USD

American

15/12/2017

Common

Call Option

Purchased

10000

2 USD

American

16/03/2018

Common

Call Option

Purchased

5000

1.8 USD

American

15/12/2017

Common

Put Option

Purchased

-35000

1.6 USD

American

19/01/2018

Common

Call Option

Purchased

23000

1.9 USD

American

19/01/2018

Common

Call Option

Written

-49000

1.95 USD

American

19/01/2018

Common

Put Option

Purchased

-30000

1.7 USD

American

19/01/2018

Common

Put Option

Purchased

-6000

1.7 USD

American

16/03/2018

Common

Call Option

Purchased

4000

1.9 USD

American

16/03/2018

Common

Call Option

Purchased

20000

1.95 USD

American

16/03/2018

Common

Put Option

Purchased

-35000

1.5 USD

American

16/03/2018

Common

Put Option

Purchased

-35000

1.65 USD

American

19/01/2018

Common

Call Option

Purchased

500000

75 USD

American

15/12/2017




















3.         AGREEMENTS TO PURCHASE OR SELL ETC.





















Full details should be given so that the nature of the interest or position can be fully understood:





















It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 



 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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