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FORM 8.3 - LONMIN PLC

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By Business Wire

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LONMIN PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 14 December 2017
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? Sibanye Gold Limited (trading as Sibanye-Stillwater)

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.0001 ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,346,981 0.83% 5,080,506 1.79%
           
(2) Cash-settled derivatives:
3,735,641 1.32% 2,056,366 0.73%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 6,082,622 2.15% 7,136,872 2.52%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.0001 ordinary Purchase 354 0.7600 GBP
USD 0.0001 ordinary Purchase 929 0.7480 GBP
USD 0.0001 ordinary Purchase 1,183 0.7565 GBP
USD 0.0001 ordinary Purchase 1,928 0.7532 GBP
USD 0.0001 ordinary Purchase 2,281 0.7650 GBP
USD 0.0001 ordinary Purchase 2,545 0.7353 GBP
USD 0.0001 ordinary Purchase 3,199 0.7487 GBP
USD 0.0001 ordinary Purchase 4,015 0.7538 GBP
USD 0.0001 ordinary Purchase 4,062 0.7875 GBP
USD 0.0001 ordinary Purchase 4,357 0.7597 GBP
USD 0.0001 ordinary Purchase 4,657 0.7486 GBP
USD 0.0001 ordinary Purchase 4,697 0.7305 GBP
USD 0.0001 ordinary Purchase 4,818 0.7475 GBP
USD 0.0001 ordinary Purchase 5,797 0.7643 GBP
USD 0.0001 ordinary Purchase 6,375 0.7523 GBP
USD 0.0001 ordinary Purchase 6,492 0.7850 GBP
USD 0.0001 ordinary Purchase 8,480 0.7388 GBP
USD 0.0001 ordinary Purchase 8,832 0.7525 GBP
USD 0.0001 ordinary Purchase 9,565 0.7450 GBP
USD 0.0001 ordinary Purchase 10,700 0.7548 GBP
USD 0.0001 ordinary Purchase 11,265 0.7825 GBP
USD 0.0001 ordinary Purchase 12,753 0.7409 GBP
USD 0.0001 ordinary Purchase 13,130 0.7550 GBP
USD 0.0001 ordinary Purchase 13,192 0.7705 GBP
USD 0.0001 ordinary Purchase 14,746 0.7625 GBP
USD 0.0001 ordinary Purchase 14,942 0.7496 GBP
USD 0.0001 ordinary Purchase 23,759 0.7500 GBP
USD 0.0001 ordinary Purchase 50,577 0.7626 GBP
USD 0.0001 ordinary Purchase 80,596 0.7635 GBP
USD 0.0001 ordinary Purchase 231,093 0.7632 GBP
USD 0.0001 ordinary Purchase 998,888 0.7642 GBP
USD 0.0001 ordinary Sale 1,183 0.7565 GBP
USD 0.0001 ordinary Sale 1,928 0.7532 GBP
USD 0.0001 ordinary Sale 2,545 0.7353 GBP
USD 0.0001 ordinary Sale 2,823 0.7452 GBP
USD 0.0001 ordinary Sale 3,214 0.7489 GBP
USD 0.0001 ordinary Sale 3,282 0.7330 GBP
USD 0.0001 ordinary Sale 4,062 0.7875 GBP
USD 0.0001 ordinary Sale 4,697 0.7305 GBP
USD 0.0001 ordinary Sale 4,818 0.7475 GBP
USD 0.0001 ordinary Sale 4,886 0.7487 GBP
USD 0.0001 ordinary Sale 6,265 0.7825 GBP
USD 0.0001 ordinary Sale 6,492 0.7850 GBP
USD 0.0001 ordinary Sale 7,235 0.7490 GBP
USD 0.0001 ordinary Sale 8,148 0.7325 GBP
USD 0.0001 ordinary Sale 9,565 0.7450 GBP
USD 0.0001 ordinary Sale 13,130 0.7550 GBP
USD 0.0001 ordinary Sale 14,746 0.7625 GBP
USD 0.0001 ordinary Sale 17,180 0.7525 GBP
USD 0.0001 ordinary Sale 18,473 0.7553 GBP
USD 0.0001 ordinary Sale 25,457 0.7500 GBP
USD 0.0001 ordinary Sale 25,621 0.7675 GBP
USD 0.0001 ordinary Sale 33,455 0.7694 GBP
USD 0.0001 ordinary Sale 37,919 0.7639 GBP
USD 0.0001 ordinary Sale 153,766 0.7530 GBP
USD 0.0001 ordinary Sale 227,600 0.7615 GBP
USD 0.0001 ordinary Sale 235,548 0.7606 GBP
USD 0.0001 ordinary Sale 674,372 0.7716 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
USD 0.0001 ordinary SWAP Long 1,100 0.7504 GBP
USD 0.0001 ordinary CFD Long 10,845 0.7649 GBP
USD 0.0001 ordinary CFD Long 27,314 0.7516 GBP
USD 0.0001 ordinary CFD Long 49,649 0.7615 GBP
USD 0.0001 ordinary SWAP Long 71,133 0.7555 GBP
USD 0.0001 ordinary CFD Long 104,117 0.7468 GBP
USD 0.0001 ordinary CFD Long 104,117 0.7489 GBP
USD 0.0001 ordinary CFD Long 104,117 0.7768 GBP
USD 0.0001 ordinary SWAP Long 146,668 0.7600 GBP
USD 0.0001 ordinary CFD Long 511,402 0.7751 GBP
USD 0.0001 ordinary SWAP Short 354 0.7600 GBP
USD 0.0001 ordinary SWAP Short 831 0.7474 GBP
USD 0.0001 ordinary SWAP Short 2,281 0.7650 GBP
USD 0.0001 ordinary SWAP Short 2,700 0.7777 GBP
USD 0.0001 ordinary SWAP Short 2,870 0.7550 GBP
USD 0.0001 ordinary SWAP Short 4,015 0.7538 GBP
USD 0.0001 ordinary SWAP Short 4,657 0.7486 GBP
USD 0.0001 ordinary SWAP Short 5,524 0.7487 GBP
USD 0.0001 ordinary SWAP Short 5,797 0.7643 GBP
USD 0.0001 ordinary SWAP Short 7,830 0.7547 GBP
USD 0.0001 ordinary SWAP Short 14,942 0.7496 GBP
USD 0.0001 ordinary SWAP Short 21,569 0.7637 GBP
USD 0.0001 ordinary SWAP Short 59,027 0.7635 GBP
USD 0.0001 ordinary CFD Short 112,824 0.7720 GBP
USD 0.0001 ordinary SWAP Short 152,497 0.7668 GBP
USD 0.0001 ordinary SWAP Short 177,274 0.7723 GBP
USD 0.0001 ordinary CFD Short 247,652 0.7466 GBP
USD 0.0001 ordinary CFD Short 304,394 0.7703 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 15 Dec 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2017

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