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Form 8.3 - Allergan plc

Related Companies

By LSE RNS

RNS Number : 6762L
FIL Limited
20 April 2018
 

                                                                                                        

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

FMR LLC and/or one or more of its direct or indirect subsidiaries

And

FIL Limited and/or one or more of its direct and indirect subsidiaries

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Allergan plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

19-April-18

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES

If YES, specify which

Shire plc:

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary Shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,257,734

2.06%

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

     TOTAL:

7,257,734

2.06%

 

 

Please note the above includes a transfer in of 74 Ordinary Shares

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Sale

154,053

158.59 USD/ Share

Ordinary shares

Sale

9,100

158.69 USD/ Share

Ordinary shares

Sale

1,100

158.80 USD/ Share

Ordinary shares

Sale

6,531

158.91 USD/ Share

Ordinary shares

Sale

5,100

160.78 USD/ Share

Ordinary shares

Sale

8,900

160.76 USD/ Share

Ordinary shares

Sale

9,500

160.30 USD/ Share

Ordinary shares

Sale

2,000

160.88 USD/ Share

Ordinary shares

Sale

47,496

160.00 USD/ Share

Ordinary shares

Sale

1,300

160.43 USD/ Share

Ordinary shares

Sale

9,000

160.87 USD/ Share

Ordinary shares

Sale

22,215

160.59 USD/ Share

Ordinary shares

Sale

33,500

160.68 USD/ Share

Ordinary shares

Sale

151,000

154.69 USD/ Share

Ordinary shares

Sale

3,000

161.00 USD/ Share

Ordinary shares

Sale

500

160.47 USD/ Share

Ordinary shares

Sale

3,900

158.51 USD/ Share

Ordinary shares

Sale

200

168.07 USD/ Share

Ordinary shares

Sale

1,000

166.99 USD/ Share

Ordinary shares

Sale

600

167.61 USD/ Share

Ordinary shares

Sale

700

166.74 USD/ Share

Ordinary shares

Sale

800

167.97 USD/ Share

Ordinary shares

Sale

100

158.85 USD/ Share

Ordinary shares

Sale

100

158.88 USD/ Share

Ordinary shares

Sale

200

160.50 USD/ Share

Ordinary shares

Sale

200

160.58 USD/ Share

Ordinary shares

Sale

200

160.56 USD/ Share

Ordinary shares

Sale

9,300

160.69 USD/ Share

Ordinary shares

Sale

30,900

160.44 USD/ Share

Ordinary shares

Sale

6,300

160.16 USD/ Share

Ordinary shares

Sale

11,200

160.29 USD/ Share

Ordinary shares

Sale

27,400

160.35 USD/ Share

Ordinary shares

Sale

24,900

160.92 USD/ Share

Ordinary shares

Sale

44,198

159.16 USD/ Share

Ordinary shares

Sale

22,500

157.05 USD/ Share

Ordinary shares

Sale

40,500

160.79 USD/ Share

Ordinary shares

Sale

3,600

160.34 USD/ Share

Ordinary shares

Sale

2,200

160.25 USD/ Share

Ordinary shares

Sale

1,000

160.23 USD/ Share

Ordinary shares

Sale

500

158.40 USD/ Share

Ordinary shares

Sale

600

160.81 USD/ Share

Ordinary shares

Sale

19,984

160.77 USD/ Share

Ordinary shares

Sale

200

160.01 USD/ Share

Ordinary shares

Sale

200

160.45 USD/ Share

Ordinary shares

Sale

200

160.14 USD/ Share

Ordinary shares

Sale

190

160.82 USD/ Share

Ordinary shares

Sale

100

160.60 USD/ Share

Ordinary shares

Sale

26,195

155.95 USD/ Share

Ordinary shares

Sale

560

166.52 USD/ Share

Ordinary shares

Buy

1,800

166.60 USD/ Share

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None.

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None.

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

No

 

 

Date of disclosure:

20-April-18

Contact name:

Kevin Petley

Telephone number:

+ 353 1 223 1495

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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