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Form 8.3 - VEDANTA RESOURCES PLC AMENDMENT

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By Business Wire

FORM 8.3 Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose VEDANTA RESOURCES PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 09 July 2018
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.1 ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,165,060 1.49% 341,676 0.12%
           
(2) Cash-settled derivatives:
9,396 0.00% 3,742,439 1.34%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,174,456 1.49% 4,084,115 1.46%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.1 ordinary Purchase 129 8.2270 GBP
USD 0.1 ordinary Purchase 534 8.2271 GBP
USD 0.1 ordinary Purchase 1,374 8.2282 GBP
USD 0.1 ordinary Purchase 1,683 8.2440 GBP
USD 0.1 ordinary Purchase 1,920 8.2280 GBP
USD 0.1 ordinary Purchase 4,881 8.2274 GBP
USD 0.1 ordinary Purchase 12,615 8.2296 GBP
USD 0.1 ordinary Purchase 20,826 8.2501 GBP
USD 0.1 ordinary Purchase 21,825 8.2267 GBP
USD 0.1 ordinary Purchase 23,478 8.2294 GBP
USD 0.1 ordinary Purchase 39,414 8.2281 GBP
USD 0.1 ordinary Purchase 43,191 8.2381 GBP
USD 0.1 ordinary Purchase 60,084 8.2300 GBP
USD 0.1 ordinary Purchase 204,561 8.2498 GBP
USD 0.1 ordinary Purchase 369,529 8.2345 GBP
USD 0.1 ordinary Sale 228 8.2560 GBP
USD 0.1 ordinary Sale 840 8.2500 GBP
USD 0.1 ordinary Sale 1,248 8.2400 GBP
USD 0.1 ordinary Sale 1,683 8.2440 GBP
USD 0.1 ordinary Sale 1,920 8.2280 GBP
USD 0.1 ordinary Sale 1,950 8.2308 GBP
USD 0.1 ordinary Sale 1,965 8.2513 GBP
USD 0.1 ordinary Sale 4,518 8.2571 GBP
USD 0.1 ordinary Sale 10,986 8.2303 GBP
USD 0.1 ordinary Sale 27,066 8.2329 GBP
USD 0.1 ordinary Sale 33,210 8.2364 GBP
USD 0.1 ordinary Sale 49,554 8.2473 GBP
USD 0.1 ordinary Sale 51,597 8.2300 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
USD 0.1 ordinary SWAP Long 1,767 8.2358 GBP
USD 0.1 ordinary CFD Long 9,022 8.2329 GBP
USD 0.1 ordinary SWAP Long 9,533 8.2363 GBP
USD 0.1 ordinary SWAP Long 13,233 8.2558 GBP
USD 0.1 ordinary SWAP Long 34,398 8.2300 GBP
USD 0.1 ordinary SWAP Long 43,644 8.2459 GBP
USD 0.1 ordinary SWAP Short 600 8.2411 GBP
USD 0.1 ordinary CFD Short 6,942 8.2501 GBP
USD 0.1 ordinary CFD Short 7,616 8.2321 GBP
USD 0.1 ordinary SWAP Short 9,303 8.2300 GBP
USD 0.1 ordinary CFD Short 19,141 8.2504 GBP
USD 0.1 ordinary SWAP Short 21,615 8.2334 GBP
USD 0.1 ordinary CFD Short 68,187 8.2498 GBP
USD 0.1 ordinary SWAP Short 98,883 8.2256 GBP
USD 0.1 ordinary CFD Short 219,040 8.2345 GBP
USD 0.1 ordinary SWAP Short 219,040 8.2345 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 13 Jul 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2018

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