By LSE RNS
FORM 8.5 Replacement
The Form 8.5 RSA Insurance Group PLC announcement released on 17/11/2020 under RNS No 5981F has been amended.
Amendments are identified with an asterisk (*).
The full amended text is shown below.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. |
KEY INFORMATION |
|
Merrill Lynch International |
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|
RSA Insurance Group PLC |
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|
RSA Insurance Group PLC |
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16/11/2020 |
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N/A |
2. |
DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) |
Purchases and sales |
Class of relevant security |
Purchases/ |
Total number of securities |
Highest price |
Lowest price |
Common - ISIN GB00BKKMKR23 |
Purchase |
4,143,043 |
6.592 GBP |
6.472 GBP |
Common - ISIN GB00BKKMKR23 |
Sale |
8,655,301 * |
6.588 GBP |
6.472 GBP |
(b) |
Cash-settled derivative transactions |
Class of |
Product description |
Nature of dealing |
Number of reference securities |
Price per unit |
Common - ISIN GB00BKKMKR23 |
Swaps |
Increasing a Short Position |
136,546 |
6.501 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Increasing a Short Position |
1,208,332 |
6.514 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Increasing a Short Position |
184,202 |
6.503 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Increasing a Short Position |
140,179 |
6.504 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Opening a Long Position |
4,070,448 |
6.558 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Opening a Long Position |
3,169,177 |
6.558 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Increasing a Short Position |
158 |
6.558 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Reducing a Short Position |
153 |
6.521 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Reducing a Short Position |
37,090 |
6.517 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Reducing a Long Position |
1,397 |
6.529 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Reducing a Long Position |
247 |
6.529 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Reducing a Short Position |
3,495 |
6.533 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Opening a Short Position |
11,742 |
6.491 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Increasing a Short Position |
4,372 |
6.558 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Reducing a Short Position |
467 |
6.557 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Closing a Short Position |
4,372 |
6.557 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Opening a Long Position |
580 |
6.557 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Reducing a Short Position |
1,315 |
6.557 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Reducing a Long Position |
3,663 |
6.55 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Reducing a Long Position |
157 |
6.558 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Closing a Long Position |
350,000 |
8.706 USD |
Common - ISIN GB00BKKMKR23 |
Swaps |
Increasing a Short Position |
15,917 |
6.503 GBP |
Common - ISIN GB00BKKMKR23 |
Swaps |
Increasing a Short Position |
14,635 |
6.506 GBP |
(c) |
Stock-settled derivative transactions (including options) |
(i) |
Writing, selling, purchasing or varying |
Class |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number |
Exercise |
Type |
Expiry date |
Option money paid/ received per unit |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
(ii) |
Exercise |
Class of relevant security |
Product description |
Exercising/ |
Number of |
Exercise Price per |
N/A |
N/A |
N/A |
N/A |
N/A |
(d) |
Other dealings (including subscribing for new securities) |
Class of relevant security |
Nature of dealing |
Details |
Price per unit (if applicable) |
N/A |
N/A |
N/A |
N/A |
3. |
OTHER INFORMATION |
(a) |
Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal |
None |
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: |
None |
Date of disclosure: |
26/11/2020 |
Contact name: |
Tolu Tade |
Telephone number: |
+44207 996 3410 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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