Level 2

Form 8.5 (EPT/RI) - Glencore International Plc - Amendment

Date: Friday 22 Jun 2012










AMENDMENT



INCREASED PURCHASES FROM 1,050,259 TO 1,260,259



FORM 8.5 (EPT/RI)



PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY



Rule 8.5 of the Takeover Code (the "Code")



1. KEY INFORMATION





























(a) Name of exempt principal trader:
 
J.P. Morgan Securities ltd.

(b) Name of offeror/offeree in relation to whose relevant
securities this form relates:


Use a separate form for each offeror/offeree
 


Glencore International Plc

(c) Name of the party to the offer with which exempt principal
trader is connected:
 
Xstrata Plc

(d) Date dealing undertaken:
 
19 June 2012

(e) Has the EPT previously disclosed, or is it today disclosing,
under the Code in respect of any other party to this offer?
 
Yes


2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER



(a) Purchases and sales


























Class of relevant security
 
Purchases/ sales
 
Total number of securities
 
Highest price per unit paid/received
 
Lowest price per unit paid/received

Ordinary Shares
 
Purchases


 



Sales
 
1,260,259


 



791,433
 
3.3485 GBP


 



3.3465 GBP
 
3.2990 GBP


 



3.2880 GBP


(b) Derivatives transactions (other than options)


























Class of relevant security
 
Product description


e.g. CFD
 
Nature of dealing


e.g. opening/closing a long/short position, increasing/reducing
a long/short position
 
Number of reference securities
 
Price per unit

Ordinary Shares
 
Equity Swap
 
Short
 
1,449


113,000
 
3.3018 GBP


3.3075 GBP


(c) Options transactions in respect of existing securities



(i) Writing, selling, purchasing or varying





















Class of relevant security
 
Product description e.g. call option
 
Writing, purchasing, selling, varying etc.
 
Number of securities to which option relates
 
Exercise price per unit
 
Type


e.g. American, European etc.
 
Expiry date
 
Option money paid/ received per unit


(ii) Exercising













Class of relevant security
 
Product description


e.g. call option
 
Number of securities
 
Exercise price per unit


(d) Other dealings (including subscribing for new securities)













Class of relevant security
 
Nature of dealing


e.g. subscription, conversion
 
Details
 
Price per unit (if applicable)


The currency of all prices and other monetary amounts should be
stated.



Where there have been dealings in more than one class of relevant
securities of the offeror or offeree named in 1(b), copy table 2(a),
(b), (c) or (d) (as appropriate) for each additional class of relevant
security dealt in.



3. OTHER INFORMATION



(a) Indemnity and other dealing arrangements







Details of any indemnity or option arrangement, or any agreement
or understanding, formal or informal, relating to relevant
securities which may be an inducement to deal or refrain from
dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the offer:


If there are no such agreements, arrangements or
understandings, state "none"


(b) Agreements, arrangements or understandings relating to
options or derivatives







Details of any agreement, arrangement or understanding, formal or
informal, between the exempt principal trader making the disclosure
and any other person relating to:


(i) the voting rights of any relevant securities under any
option; or



(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:



If there are no such agreements, arrangements or
understandings, state "none"


















Date of disclosure:
 
22 June 2012

Contact name:
 
Michael Kirwan

Telephone number:
 
0207 134 6126


Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the Takeover
Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20 7638
0129.



The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


Copyright Business Wire 2012



« Go back to news channel

..

Email this article to a friend

or share it with one of these popular networks:


Top of Page