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Form 8.5 (EPT/RI) - Replacement Aviva Plc

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RNS Number : 2446Y

Morgan Stanley Capital Services LLC

27 November 2014

AMENDMENT (Section 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Aviva Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Aviva Plc
(d) Date dealing undertaken:	25 NOVEMBER 2014
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Yes

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant security	Purchases/sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADRs	PURCHASES	1,216	16.0500 USD	15.9700 USD
ADRs	SALES	5,400	16.0500 USD	15.9700 USD

(b) Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
25p ordinary	CFD	LONG	885	5.0800 GBP
25p ordinary	CFD	LONG	1,868	5.0800 GBP
25p ordinary	CFD	LONG	10,814	5.0800 GBP
25p ordinary	CFD	LONG	6,853	5.0819 GBP
25p ordinary	CFD	LONG	22,093	5.0821 GBP
25p ordinary	CFD	LONG	16,666	5.0821 GBP
25p ordinary	CFD	LONG	2,360	5.0866 GBP
25p ordinary	CFD	LONG	3,290	5.0866 GBP
25p ordinary	CFD	LONG	29,006	5.0909 GBP
25p ordinary	CFD	LONG	9,519	5.0911 GBP
25p ordinary	CFD	LONG	2,000	5.0922 GBP
25p ordinary	CFD	LONG	3	5.1000 GBP
25p ordinary	CFD	LONG	24,460	5.1014 GBP
25p ordinary	CFD	LONG	32,342	5.1016 GBP
25p ordinary	CFD	SHORT	885	5.0800 GBP
25p ordinary	CFD	SHORT	2,282	5.0800 GBP
25p ordinary	CFD	SHORT	13,213	5.0800 GBP
25p ordinary	CFD	SHORT	13,567	5.0815 GBP
25p ordinary	CFD	SHORT	14,781	5.0815 GBP
25p ordinary	CFD	SHORT	1,652	5.0815 GBP
25p ordinary	CFD	SHORT	1,705	5.0839 GBP
25p ordinary	CFD	SHORT	67	5.0860 GBP
25p ordinary	CFD	SHORT	1,366	5.0860 GBP
25p ordinary	CFD	SHORT	1,049	5.0860 GBP
25p ordinary	CFD	SHORT	78	5.0860 GBP
25p ordinary	CFD	SHORT	128	5.0860 GBP
25p ordinary	CFD	SHORT	141	5.0860 GBP
25p ordinary	CFD	SHORT	103	5.0860 GBP
25p ordinary	CFD	SHORT	1,652	5.0912 GBP
25p ordinary	CFD	SHORT	14,781	5.0912 GBP
25p ordinary	CFD	SHORT	13,567	5.0912 GBP
25p ordinary	CFD	SHORT	49,271	5.0938 GBP
25p ordinary	CFD	SHORT	5,507	5.0938 GBP
25p ordinary	CFD	SHORT	45,222	5.0938 GBP
25p ordinary	CFD	SHORT	9,868	5.0941 GBP
25p ordinary	CFD	SHORT	13,082	5.0941 GBP
25p ordinary	CFD	SHORT	4,741	5.0950 GBP
25p ordinary	CFD	SHORT	8,527	5.0950 GBP
25p ordinary	CFD	SHORT	4,727	5.0950 GBP
25p ordinary	CFD	SHORT	3,451	5.0978 GBP
25p ordinary	CFD	SHORT	13,567	5.1015 GBP
25p ordinary	CFD	SHORT	1,652	5.1015 GBP
25p ordinary	CFD	SHORT	14,781	5.1015 GBP
25p ordinary	CFD	SHORT	84,824	5.1019 GBP
25p ordinary	CFD	SHORT	150,651	5.1019 GBP
25p ordinary	CFD	SHORT	16,924	5.1027 GBP
25p ordinary	CFD	SHORT	153,308	5.1027 GBP
25p ordinary	CFD	SHORT	142,076	5.1097 GBP
25p ordinary	CFD	SHORT	234,692	5.1105 GBP
25p ordinary	CFD	SHORT	2,203	5.1110 GBP
25p ordinary	CFD	SHORT	18,089	5.1110 GBP
25p ordinary	CFD	SHORT	19,708	5.1110 GBP
25p ordinary	CFD	SHORT	503	5.1146 GBP
25p ordinary	CFD	SHORT	36,000	5.1160 GBP
25p ordinary	CFD	SHORT	47,326	5.1172 GBP
25p ordinary	CFD	SHORT	885	5.1172 GBP
25p ordinary	CFD	SHORT	2,549	5.1192 GBP
25p ordinary	CFD	SHORT	63,311	5.1376 GBP
25p ordinary	CFD	SHORT	68,979	5.1376 GBP
25p ordinary	CFD	SHORT	7,710	5.1376 GBP
25p ordinary	CFD	SHORT	12,017	5.0800 GBP
ADRs	CFD	LONG	4,900	16.0017 USD
ADRs	CFD	LONG	300	16.0316 USD
ADRs	CFD	LONG	200	16.0400 USD
ADRs	CFD	SHORT	100	16.0000 USD
ADRs	CFD	SHORT	1,100	16.0345 USD

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii) Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	27 NOVEMBER 2014
Contact name:	Craig Horsley
Telephone number:	+44(141) 245 7736

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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