Portfolio

Xstrata (XTA)

Sector:

Mining

Index:

FTSE 100

939.40p
   
  • Change Today:
    -18.40p
  • 52 Week High: 1,425.50p
  • 52 Week Low: 764.00p
  • Currency: UK Pounds
  • Shares Issued: 3,002.69m
  • Volume: 6,829,589
  • Market Cap: £28,207m
  • RiskGrade: 194
  • Beta: 2.03

Form 8.5 (EPT/RI) Replacement

RNS Number : 9590W
Morgan Stanley Securities Limited
07 February 2012
 



AMENDMENT

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Xstrata Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date dealing undertaken:

3rd February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

ORD USD

PURCHASES

3,903,296

12.8450 GBP

11.1326 GBP

ORD USD

SALES

3,839,766

12.8450 GBP

12.1650 GBP

ORD USD

SALES

37,703

20.0506 USD

19.8135 USD

           

(b)        Derivatives transactions (other than options)                                                         

           

Class of relevant security

Product description e.g CFD

 

Nature of dealing

e.g

opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

ORD USD

CFD

LONG

41,095

12.2238 GBP

ORD USD

CFD

LONG

1,258

12.2400 GBP

 

ORD USD

CFD

LONG

551

12.3031 GBP

 

ORD USD

CFD

LONG

761

12.4041 GBP

 

ORD USD

CFD

LONG

540

12.5410 GBP

 

ORD USD

CFD

LONG

523

12.5495 GBP

 

ORD USD

CFD

LONG

2,300

12.5628 GBP

 

ORD USD

CFD

LONG

780

12.5818 GBP

 

ORD USD

CFD

LONG

200,007

12.5915 GBP

 

ORD USD

CFD

LONG

108,979

12.6315 GBP

 

ORD USD

CFD

LONG

36,662

12.6315 GBP

 

ORD USD

CFD

LONG

5,148

12.6315 GBP

 

ORD USD

CFD

LONG

1,732

12.6315 GBP

 

ORD USD

CFD

LONG

8,301

12.6315 GBP

 

ORD USD

CFD

LONG

24,675

12.6315 GBP

 

ORD USD

CFD

LONG

33,000

12.6386 GBP

 

ORD USD

CFD

LONG

991

12.7288 GBP

 

ORD USD

CFD

LONG

18,487

12.7700 GBP

 

ORD USD

CFD

LONG

3,000

12.7754 GBP

 

ORD USD

CFD

LONG

652

12.7790 GBP

 

ORD USD

CFD

LONG

9,517

12.8131 GBP

 

ORD USD

CFD

LONG

66,222

12.8215 GBP

 

ORD USD

CFD

LONG

18,678

12.8215 GBP

 

ORD USD

CFD

LONG

444

12.8274 GBP

 

ORD USD

CFD

LONG

7,990

12.8287 GBP

 

ORD USD

CFD

LONG

10,463

12.8287 GBP

 

ORD USD

CFD

LONG

15,382

12.8287 GBP

 

ORD USD

CFD

LONG

3,401

12.8287 GBP

 

ORD USD

CFD

LONG

2,483

12.8287 GBP

 

ORD USD

CFD

LONG

3,144

12.8300 GBP

 

ORD USD

CFD

LONG

1,030

12.8300 GBP

 

ORD USD

CFD

SHORT

814

12.2237 GBP

 

ORD USD

CFD

SHORT

4,186

12.2237 GBP

 

ORD USD

CFD

SHORT

814

12.2818 GBP

 

ORD USD

CFD

SHORT

4,186

12.2818 GBP

 

ORD USD

CFD

SHORT

1,258

12.3066 GBP

 

ORD USD

CFD

SHORT

3,000

12.3316 GBP

 

ORD USD

CFD

SHORT

3,251

12.3330 GBP

 

ORD USD

CFD

SHORT

599

12.3550 GBP

 

ORD USD

CFD

SHORT

90,000

12.3838 GBP

 

ORD USD

CFD

SHORT

3,120

12.5813 GBP

 

ORD USD

CFD

SHORT

18,524

12.5813 GBP

 

ORD USD

CFD

SHORT

73,398

12.5909 GBP

 

ORD USD

CFD

SHORT

11,473

12.5909 GBP

 

ORD USD

CFD

SHORT

29,500

12.6027 GBP

 

ORD USD

CFD

SHORT

2,496

12.6858 GBP

 

ORD USD

CFD

SHORT

40,030

12.6909 GBP

 

ORD USD

CFD

SHORT

15,000

12.7313 GBP

 

ORD USD

CFD

SHORT

3,990

12.7785 GBP

 

ORD USD

CFD

SHORT

1,621

12.7914 GBP

 

ORD USD

CFD

SHORT

1,490

12.7935 GBP

 

ORD USD

CFD

SHORT

3,299

12.8322 GBP

 

ORD USD

CFD

LONG

10,000

19.9801 GBP

 

ORD USD

CFD

LONG

10,000

20.0507 GBP

 

ORD USD

CFD

LONG

7,005

18.1013 CHF

 

ORD USD

CFD

LONG

1,186

18.4077 CHF

 

ORD USD

CFD

LONG

2,374

18.6467 CHF

 

ORD USD

CFD

SHORT

7,005

18.2447 CHF

 

ORD USD

CFD

LONG

3,801

15.3143 CHF

 

ORD USD

CFD

LONG

11,500

15.3143 CHF

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

ORD USD

CALL

SALE

271,000

1100.0000

A

16/03/2012

2.13 GBP

ORD USD

CALL

SALE

545,000

1100.0000

A

16/03/2012

2.13 GBP

ORD USD

CALL

SALE

500,000

1500.0000

A

16/03/2012

0.095 GBP

ORD USD

CALL

PURCHASE

816,000

1350.0000

A

20/04/2012

0.56 GBP

 

(ii)        Exercising       

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

7th February 2012

Contact name:

Emma Cansell

Telephone number:

0207 677 0522

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Note 1: Prices and trades are provided by Digital Look Corporate Solutions and are delayed by at least 15 minutes.

Note 2: RiskGrade figures are provided by RiskMetrics.

 

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