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Xstrata (XTA)
939.40p
- Change Today: -18.40p
- 52 Week High: 1,425.50p
- 52 Week Low: 764.00p
- Currency: UK Pounds
- Shares Issued: 3,002.69m
- Volume: 6,829,589
- Market Cap: £28,207m
- RiskGrade: 194
- Beta: 2.03
Form 8.5 (EPT/RI) - Amendment
Amendment - due to the amendment of Equity & CFD transactions, the disclosure made on 06 February for dealings on 03 February has been updated. Sections 2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
|
(a) Name of exempt principal trader: |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
XSTRATA PLC |
|
(c) Name of the party to the offer with which exempt principal trader is connected: |
XSTRATA PLC |
|
(d) Date dealing undertaken: |
03 February 2012 |
|
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? |
YES - disclosed previously for GLENCORE INTERNATIONAL PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
|
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
|
USD 0.5 ordinary |
Purchases |
2,191,587 |
12.8300 GBP |
12.1850 GBP |
|
USD 0.5 ordinary |
Sales |
2,803,645 |
12.8325 GBP |
12.1650 GBP |
(b) Derivatives transactions (other than options)
|
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
34 |
12.4076 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
42 |
12.4159 GBP |
|
USD 0.5 ordinary |
CFD |
Closing a short position |
55 |
12.5589 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
100 |
12.7362 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
100 |
12.7388 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
302 |
12.4493 GBP |
|
USD 0.5 ordinary |
SWAP |
Reducing a short position |
358 |
12.4263 GBP |
|
USD 0.5 ordinary |
SWAP |
Reducing a short position |
379 |
12.4263 GBP |
|
USD 0.5 ordinary |
SWAP |
Reducing a short position |
396 |
12.4263 GBP |
|
USD 0.5 ordinary |
CFD |
Closing a short position |
400 |
12.8262 GBP |
|
USD 0.5 ordinary |
SWAP |
Reducing a short position |
411 |
12.4076 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
447 |
12.7973 GBP |
|
USD 0.5 ordinary |
SWAP |
Reducing a short position |
520 |
12.5678 GBP |
|
USD 0.5 ordinary |
CFD |
Closing a short position |
538 |
12.8262 GBP |
|
USD 0.5 ordinary |
CFD |
Closing a short position |
547 |
12.7973 GBP |
|
USD 0.5 ordinary |
CFD |
Closing a short position |
592 |
12.2631 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
715 |
12.8262 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
898 |
12.7983 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
905 |
12.5589 GBP |
|
USD 0.5 ordinary |
CFD |
Closing a short position |
1,222 |
12.5589 GBP |
|
USD 0.5 ordinary |
CFD |
Closing a short position |
1,327 |
12.6853 GBP |
|
USD 0.5 ordinary |
CFD |
Closing a short position |
1,334 |
12.2631 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
1,378 |
12.2631 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
1,686 |
12.2480 GBP |
|
USD 0.5 ordinary |
SWAP |
Reducing a short position |
1,780 |
12.5678 GBP |
|
USD 0.5 ordinary |
CFD |
Closing a short position |
1,893 |
12.8262 GBP |
|
USD 0.5 ordinary |
CFD |
Closing a short position |
2,387 |
12.2631 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
2,750 |
12.2482 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
2,750 |
12.2511 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
2,750 |
12.2454 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a long position |
2,930 |
12.3258 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a long position |
2,930 |
12.4061 GBP |
|
USD 0.5 ordinary |
SWAP |
Reducing a short position |
3,014 |
12.4460 GBP |
|
USD 0.5 ordinary |
CFD |
Closing a short position |
3,606 |
12.8262 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
4,791 |
12.6758 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
4,791 |
12.8289 GBP |
|
USD 0.5 ordinary |
CFD |
Closing a short position |
5,000 |
12.6955 GBP |
|
USD 0.5 ordinary |
CFD |
Closing a short position |
5,329 |
12.2631 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
6,509 |
12.2668 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
6,509 |
12.8311 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a long position |
6,834 |
12.7973 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
7,501 |
12.5589 GBP |
|
USD 0.5 ordinary |
SWAP |
Reducing a short position |
8,659 |
12.8262 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
8,673 |
12.6853 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a long position |
8,852 |
19.8135 USD |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
10,900 |
12.3060 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
11,800 |
12.3458 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
13,640 |
12.2480 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
15,500 |
12.3060 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
15,600 |
12.3458 GBP |
|
USD 0.5 ordinary |
SWAP |
Reducing a short position |
16,543 |
12.5580 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
22,250 |
12.2482 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
22,250 |
12.2511 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
22,250 |
12.2454 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a long position |
24,201 |
12.3675 GBP |
|
USD 0.5 ordinary |
SWAP |
Reducing a short position |
28,720 |
12.2549 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
30,000 |
12.4100 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
50,000 |
12.7051 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
50,000 |
12.7051 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
50,000 |
12.7051 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
77,100 |
12.3060 GBP |
|
USD 0.5 ordinary |
SWAP |
Reducing a short position |
77,920 |
12.8262 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
78,800 |
12.3458 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
95,100 |
12.3458 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
96,100 |
12.3060 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
100,000 |
12.7051 GBP |
|
USD 0.5 ordinary |
CFD |
Reducing a short position |
100,000 |
12.7051 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
245,800 |
12.3458 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
247,000 |
12.3060 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
334,108 |
12.8149 GBP |
|
USD 0.5 ordinary |
CFD |
Opening a short position |
339,989 |
12.2714 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Purchasing |
500 (500,000) |
14.0000 GBP |
AMERICAN |
16/03/2012 |
0.2550 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Purchasing |
315 (315,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Purchasing |
424 (424,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Purchasing |
500 (500,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1050 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Purchasing |
20 (20,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Purchasing |
126 (126,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Purchasing |
13 (13,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Purchasing |
137 (137,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Purchasing |
51 (51,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Purchasing |
29 (29,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Purchasing |
135 (135,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Selling |
500 (500,000) |
14.0000 GBP |
AMERICAN |
16/03/2012 |
0.2550 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Selling |
315 (315,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Selling |
135 (135,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Selling |
424 (424,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Selling |
500 (500,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1050 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Selling |
13 (13,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Selling |
126 (126,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Selling |
137 (137,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Selling |
20 (20,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Selling |
29 (29,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Call Option / (1.00 : 1,000.00) |
Selling |
51 (51,000) |
15.0000 GBP |
AMERICAN |
16/03/2012 |
0.1100 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
10 (10,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1200 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
25 (25,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1150 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
110 (110,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1200 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
10 (10,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1150 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
6 (6,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1150 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
135 (135,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1190 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
16 (16,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1200 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
3 (3,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1150 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
315 (315,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1190 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
101 (101,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1200 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
41 (41,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1200 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
424 (424,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1190 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
4 (4,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1150 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Purchasing |
27 (27,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1150 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
10 (10,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1200 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
3 (3,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1150 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
10 (10,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1150 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
25 (25,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1150 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
41 (41,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1200 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
315 (315,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1190 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
6 (6,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1150 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
424 (424,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1190 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
101 (101,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1200 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
16 (16,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1200 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
135 (135,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1190 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
110 (110,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1200 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
27 (27,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1150 GBP |
|
USD 0.5 ordinary |
Put Option / (1.00 : 1,000.00) |
Selling |
4 (4,000) |
10.5000 GBP |
AMERICAN |
16/03/2012 |
0.1150 GBP |
(ii) Exercising
|
Class of relevant security |
Product description e.g. call option |
Number of securities |
Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
|
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
Date of disclosure: |
07 February 2012 |
Contact name: |
Audrey Malone and Gill Teasdale |
Telephone number: |
+44(20) 7552 3836 / +44(20) 7051 1151 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
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