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Xstrata (XTA)

Sector:

Mining

Index:

FTSE 100

939.40p
   
  • Change Today:
    -18.40p
  • 52 Week High: 1,425.50p
  • 52 Week Low: 764.00p
  • Currency: UK Pounds
  • Shares Issued: 3,002.69m
  • Volume: 6,829,589
  • Market Cap: £28,207m
  • RiskGrade: 194
  • Beta: 2.03

Form 8.5 (EPT/RI) - Xstrata Plc - Replacement

RNS Number : 1381X
Morgan Stanley Securities Limited
09 February 2012
 



AMENDMENT

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Xstrata Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date dealing undertaken:

7th February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

ORD USD

PURCHASES

8,943,901

12.7570 GBP

11.9000 GBP

ORD USD

SALES

7,187,919

12.4250 GBP

11.9000 GBP

ORD USD

SALES

10,000

19.4049 USD

19.3547 USD

           

(b)        Derivatives transactions (other than options)                                                         

           

Class of relevant security

Product description e.g CFD

 

Nature of dealing

e.g

opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

ORD USD

FUTURE

SALE

72

12.3196 GBP

 

ORD USD

FUTURE

SALE

159

12.3197 GBP

 

ORD USD

CFD

LONG

8,371

11.9732 GBP

 

ORD USD

CFD

LONG

1,629

11.9732 GBP

 

ORD USD

CFD

LONG

434

11.9976 GBP

 

ORD USD

CFD

LONG

661

11.9988 GBP

 

ORD USD

CFD

LONG

4,241

12.0000 GBP

 

ORD USD

CFD

LONG

6,876

12.0000 GBP

 

ORD USD

CFD

LONG

8

12.0000 GBP

 

ORD USD

CFD

LONG

3,660

12.0067 GBP

 

ORD USD

CFD

LONG

77,480

12.0067 GBP

 

ORD USD

CFD

LONG

17,544

12.0067 GBP

 

ORD USD

CFD

LONG

616,351

12.0346 GBP

 

ORD USD

CFD

LONG

1,392

12.0366 GBP

 

ORD USD

CFD

LONG

31,789

12.2002 GBP

 

ORD USD

CFD

LONG

2,159

12.2339 GBP

 

ORD USD

CFD

LONG

11,000

12.2400 GBP

 

ORD USD

CFD

LONG

1,629

12.2495 GBP

 

ORD USD

CFD

LONG

8,371

12.2495 GBP

 

ORD USD

CFD

LONG

25,000

12.2579 GBP

 

ORD USD

CFD

LONG

292,806

12.2800 GBP

 

ORD USD

CFD

LONG

100,281

12.2903 GBP

 

ORD USD

CFD

LONG

10,741

12.2916 GBP

 

ORD USD

CFD

LONG

995

12.3176 GBP

 

ORD USD

CFD

LONG

4,108

12.3931 GBP

 

ORD USD

CFD

LONG

483

12.4075 GBP

 

ORD USD

CFD

SHORT

3,320

11.9718 GBP

 

ORD USD

CFD

SHORT

61,672

11.9922 GBP

 

ORD USD

CFD

SHORT

220

12.0000 GBP

 

ORD USD

CFD

SHORT

1,390

12.0021 GBP

 

ORD USD

CFD

SHORT

19,344

12.0058 GBP

 

ORD USD

CFD

SHORT

5,456

12.0058 GBP

 

ORD USD

CFD

SHORT

28,469

12.0063 GBP

 

ORD USD

CFD

SHORT

28,942

12.0100 GBP

 

ORD USD

CFD

SHORT

672

12.0251 GBP

 

ORD USD

CFD

SHORT

6,180

12.0287 GBP

 

ORD USD

CFD

SHORT

5,751

12.0287 GBP

 

ORD USD

CFD

SHORT

28,643

12.0474 GBP

 

ORD USD

CFD

SHORT

77,480

12.0474 GBP

 

ORD USD

CFD

SHORT

27,029

12.0474 GBP

 

ORD USD

CFD

SHORT

1,277

12.0474 GBP

 

ORD USD

CFD

SHORT

3,660

12.0474 GBP

 

ORD USD

CFD

SHORT

1,353

12.0474 GBP

 

ORD USD

CFD

SHORT

17,544

12.0474 GBP

 

ORD USD

CFD

SHORT

6,485

12.0474 GBP

 

ORD USD

CFD

SHORT

6,120

12.0474 GBP

 

ORD USD

CFD

SHORT

28,051

12.1384 GBP

 

ORD USD

CFD

SHORT

31,988

12.1384 GBP

 

ORD USD

CFD

SHORT

2,636

12.1872 GBP

 

ORD USD

CFD

SHORT

1,531

12.1944 GBP

 

ORD USD

CFD

SHORT

39,570

12.2132 GBP

 

ORD USD

CFD

SHORT

292,806

12.2800 GBP

 

ORD USD

CFD

SHORT

1,303

12.2813 GBP

 

ORD USD

CFD

SHORT

1,486

12.2813 GBP

 

ORD USD

CFD

SHORT

4,680

12.2981 GBP

 

ORD USD

CFD

SHORT

759,208

12.3171 GBP

 

ORD USD

CFD

SHORT

3,701

12.3178 GBP

 

ORD USD

CFD

SHORT

8,155

12.3178 GBP

 

ORD USD

CFD

SHORT

270

12.3325 GBP

 

ORD USD

CFD

SHORT

6,299

12.3325 GBP

 

ORD USD

CFD

SHORT

11,529

12.3325 GBP

 

ORD USD

CFD

SHORT

15,007

12.3325 GBP

 

ORD USD

CFD

SHORT

19,435

12.3325 GBP

 

ORD USD

CFD

SHORT

10,921

12.3325 GBP

 

ORD USD

CFD

SHORT

3,218

12.3567 GBP

 

ORD USD

CFD

SHORT

6,474

12.3595 GBP

 

ORD USD

CFD

SHORT

1,392

12.3603 GBP

 

ORD USD

CFD

SHORT

24,452

12.3603 GBP

 

ORD USD

CFD

SHORT

608

12.3612 GBP

 

ORD USD

CFD

SHORT

4,108

12.3886 GBP

 

ORD USD

CFD

SHORT

48,587

12.7595 GBP

 

ORD USD

CFD

SHORT

37,516

12.7595 GBP

 

ORD USD

CFD

SHORT

676

12.7595 GBP

 

ORD USD

CFD

SHORT

15,747

12.7595 GBP

 

ORD USD

CFD

SHORT

28,824

12.7595 GBP

 

ORD USD

CFD

SHORT

27,302

12.7595 GBP

 

ORD USD

CFD

LONG

5,000

19.3548 GBP

 

ORD USD

CFD

LONG

5,000

19.4050 GBP

 

ORD USD

CFD

LONG

143

17.8955 CHF

 

ORD USD

CFD

LONG

4,284

17.9003 CHF

 

ORD USD

CFD

SHORT

2,738

17.3241 CHF

 

ORD USD

CFD

SHORT

3,325

15.1245 CHF

 

ORD USD

CFD

LONG

322

14.6537 EUR

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

ORD USD

PUT

PURCHASE

620,000

1100.0000

A

15/06/2012

0.58 GBP

ORD USD

CALL

SALE

620,000

1300.0000

A

15/06/2012

0.68 GBP

 

(ii)        Exercising       

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

9th February 2012

Contact name:

Jenna Harrison

Telephone number:

0207 677 5870

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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