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EPT Disclosure

RNS Number : 8466C
UBS AG (EPT)
05 September 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1.    KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Paragon Group of Companies Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

100p ORD


Date of dealing

04 September 2008

 

 

2.    INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a)    Interests and short positions (following dealing) in the class of 

             relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

42,424

0.01%

0

0.00%

(2) Derivatives (other than options)





(3) Options and agreements to purchase/sell





Total

42,424

0.01%

0

0.00%


(b)    Interests and short positions in relevant securities of

            the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 





(2) Derivatives (other than options)





(3) Options and agreements to purchase/sell





Total





 

  • Rights to subscribe (Note 2)

    Class of relevant security:

    Details




3.    DEALINGS (Note 3)

 (a)    Purchases and sales


Purchase/sale

Number of securities

Price per unit (Note 4)


PURCHASE

840

100.5 pence

PURCHASE

6026

100.5

PURCHASE

266

100.5

PURCHASE

4357

101

PURCHASE

416

101

PURCHASE

5200

101

PURCHASE

27

101

PURCHASE

486

101

PURCHASE

2382

101

PURCHASE

2706

102.5

PURCHASE

423

102.5

PURCHASE

5391

102.5




Total purchases

28520


(b)    Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c)    Options transactions in respect of existing securities

(i)    Writing, selling, purchasing or varying

 

Product
name,e.g.

call option

Writing,
selling,

purchasing,

varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option
money paid/received per unit 
(Note 4)















 

(ii)    Exercising

 

Product name, e.g. call
option

Number of securities 

Exercise price per unit
(Note 4)




 

(d)    Other dealings (including new securities) (Note 3)

 

Nature of transaction
(Note 7)

Details

Price per unit (if applicable)




 

4.    OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.  

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8)                NO

 

Date of disclosure

05 September 2008

Contact name    

Netsanet Solomon

Telephone number

020 7567 8289

Name of offeree/offeror with which connected

Paragon Group of Companies Plc

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk




This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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