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Virgin Credit Card:
Market Cap
£20,712m
Change Today
53.00p ()
Share Price
2,075.00p
Rule 8.3 - Rio Tinto
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
Name of person dealing (Note 1) Lloyds TSB Group Plc and its Subsidiaries ------------------------------------------ --------------------------------------------------------------- Company dealt in Rio Tinto Plc (RIO) ------------------------------------------ --------------------------------------------------------------- Class of relevant security to which the Ord 10p dealings being disclosed relate (Note 2) ------------------------------------------ --------------------------------------------------------------- Date of dealing 3rd October 2008 ------------------------------------------ ---------------------------------------------------------------
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
----------------------------------- ----------------------------------- --------------------------------------
Number (%) Number (%)
----------------------------------- ----------------- ----------------- ------------------ -------------------
(1) Relevant securities 13,945,055 (1.397)
----------------------------------- ----------------- ----------------- ------------------ -------------------
(2) Derivatives (other than
options)
----------------------------------- ----------------- ----------------- ------------------ -------------------
(3) Options and agreements to
purchase/sell
----------------------------------- ----------------- ----------------- ------------------ -------------------
Total 13,945,055 (1.397)
----------------------------------- ----------------- ----------------- ------------------ -------------------
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
----------------------------------------------------------------------------------------------------------
Number (%)Number (%)
----------------------------------------------------------------------------------------------------------
(1) Relevant securities
----------------------------------------------------------------------------------------------------------
(2) Derivatives (other than
options)
----------------------------------------------------------------------------------------------------------
(3) Options and agreements to
purchase/sell
----------------------------------------------------------------------------------------------------------
Total
----------------------------------------------------------------------------------------------------------
(c) Rights to subscribe (Note 3)
Class of relevant security: Details ---------------------------------------------------------------------------------------------------------
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5) ----------------------------------- ---------------------------------- ------------------------------------ Sale 76,976 33.34 ----------------------------------- ---------------------------------- ------------------------------------ Sale 145 32.35 ----------------------------------- ---------------------------------- ------------------------------------ Sale 79 32.756 ----------------------------------- ---------------------------------- ------------------------------------ Purchase 432 33.36 ----------------------------------- ---------------------------------- ------------------------------------ Purchase 267 32.1097 ----------------------------------- ---------------------------------- ------------------------------------ Purchase 61 32.1298 ----------------------------------- ---------------------------------- ------------------------------------ Purchase 60 32.59 ----------------------------------- ---------------------------------- ------------------------------------ Purchase 59 33.63 ----------------------------------- ---------------------------------- ------------------------------------ Transfer Out 212 N/A ----------------------------------- ---------------------------------- ------------------------------------
4(b) Derivatives transactions (other than options)
Product name, Long/short (Note 6) Number of securities (Note 7) Price per unit (Note 5) e.g. CFD --------------------------------------------------------------------------------------------------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call option selling, securities to price American, date paid/received
purchasing, which the option European per unit (Note
varying etc. relates (Note 7) etc. 5)
-------------------------------------------------------------------------------------------------------
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 5) ---------------------------------------------------------------------------------------------------------
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note
5)
---------------------------------------------------------------------------------------------------------
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. ---------------------------------------------------------------------------------------------------------
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 6th October 2008 ------------------------------------------------------------ --------------------------------------------- Contact name Central Disclosure Unit ------------------------------------------------------------ --------------------------------------------- Telephone number 01444 418336 ------------------------------------------------------------ --------------------------------------------- If a connected EFM, name of offeree/offeror with which connected N/A ------------------------------------------------------------ --------------------------------------------- If a connected EFM, state nature of connection (Note 10) N/A ------------------------------------------------------------ ---------------------------------------------
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
Name of person dealing (Note 1) Lloyds TSB Group Plc and its Subsidiaries ------------------------------------------ --------------------------------------------------------------- Company dealt in Rio Tinto Limited (NPV) ------------------------------------------ --------------------------------------------------------------- Class of relevant security to which the AU$ dealings being disclosed relate (Note 2) ------------------------------------------ --------------------------------------------------------------- Date of dealing 3rd October 2008 ------------------------------------------ ---------------------------------------------------------------
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
----------------------------------- ----------------------------------- --------------------------------------
Number (%) Number (%)
----------------------------------- ----------------- ----------------- ------------------ -------------------
(1) Relevant securities 307,691 (0.067)
----------------------------------- ----------------- ----------------- ------------------ -------------------
(2) Derivatives (other than
options)
----------------------------------- ----------------- ----------------- ------------------ -------------------
(3) Options and agreements to
purchase/sell
----------------------------------- ----------------- ----------------- ------------------ -------------------
Total 307,691 (0.067)
----------------------------------- ----------------- ----------------- ------------------ -------------------
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
----------------------------------------------------------------------------------------------------------
Number (%)Number (%)
----------------------------------------------------------------------------------------------------------
(1) Relevant securities
----------------------------------------------------------------------------------------------------------
(2) Derivatives (other than
options)
----------------------------------------------------------------------------------------------------------
(3) Options and agreements to
purchase/sell
----------------------------------------------------------------------------------------------------------
Total
----------------------------------------------------------------------------------------------------------
(c) Rights to subscribe (Note 3)
Class of relevant security: Details ---------------------------------------------------------------------------------------------------------
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5) --------------------------------------------------------------------------------------------------------- NO TRANSACTIONS ---------------------------------------------------------------------------------------------------------
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 6) Number of securities (Note 7) Price per unit (Note 5) e.g. CFD --------------------------------------------------------------------------------------------------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call option selling, securities to price American, date paid/received
purchasing, which the option European per unit (Note
varying etc. relates (Note 7) etc. 5)
-------------------------------------------------------------------------------------------------------
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 5) ---------------------------------------------------------------------------------------------------------
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note
5)
---------------------------------------------------------------------------------------------------------
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. ---------------------------------------------------------------------------------------------------------
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 6th October 2008 ------------------------------------------------------------ --------------------------------------------- Contact name Central Disclosure Unit ------------------------------------------------------------ --------------------------------------------- Telephone number 01444 418336 ------------------------------------------------------------ --------------------------------------------- If a connected EFM, name of offeree/offeror with which connected N/A ------------------------------------------------------------ --------------------------------------------- If a connected EFM, state nature of connection (Note 10) N/A ------------------------------------------------------------ ---------------------------------------------
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
Copyright Business Wire 2008