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Company Announcements

Form 8.5 (EPT/RI) - Amendment

Related Companies

By LSE RNS

RNS Number : 0147X
GoldmanSachs International
20 November 2017
 

Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 17 November for dealings on 16 November has been updated. Sections 2(a) and 2(b) have been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SPIRE HEALTHCARE GROUP PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

SPIRE HEALTHCARE GROUP PLC

(d) Date dealing undertaken:

16 November 2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for MEDICLINIC INTERNATIONAL PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

1p ordinary

Purchases

367,603

2.9000 GBP

2.6490 GBP

1p ordinary

Sales

602,536

2.9000 GBP

2.6921 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

1p ordinary

CFD

Increasing a long position

12,442

2.6921 GBP

1p ordinary

CFD

Opening a long position

456

2.6921 GBP

1p ordinary

CFD

Opening a long position

1,882

2.6921 GBP

1p ordinary

CFD

Opening a long position

608

2.6921 GBP

1p ordinary

CFD

Opening a long position

2,125

2.6921 GBP

1p ordinary

CFD

Reducing a long position

5,297

2.7112 GBP

1p ordinary

CFD

Reducing a long position

27,501

2.7183 GBP

1p ordinary

CFD

Reducing a short position

23,050

2.7418 GBP

1p ordinary

CFD

Reducing a short position

23,050

2.7418 GBP

1p ordinary

CFD

Increasing a short position

69,603

2.7722 GBP

1p ordinary

CFD

Opening a long position

3,954

2.7764 GBP

1p ordinary

CFD

Opening a long position

107,927

2.7764 GBP

1p ordinary

CFD

Opening a long position

5,285

2.7764 GBP

1p ordinary

CFD

Opening a long position

16,323

2.7764 GBP

1p ordinary

CFD

Opening a long position

18,434

2.7764 GBP

1p ordinary

CFD

Opening a short position

52,619

2.7818 GBP

1p ordinary

CFD

Opening a short position

8,263

2.7888 GBP

1p ordinary

CFD

Reducing a short position

23,050

2.7972 GBP

1p ordinary

CFD

Reducing a short position

23,050

2.7972 GBP

1p ordinary

CFD

Opening a long position

20,036

2.8990 GBP

1p ordinary

CFD

Reducing a short position

8,263

2.8990 GBP

1p ordinary

CFD

Reducing a short position

122,222

2.9000 GBP

1p ordinary

SWAP

Reducing a short position

3,900

2.7418 GBP

1p ordinary

SWAP

Reducing a short position

3,900

2.7972 GBP

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

20 November 2017

Contact name:

Kashif Rafiq and Papa Lette

Telephone number:

+44(20) 7051 0547 / +44(20) 7774 7442

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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