Form 8.5 (EPT/NON-RI) - BHP Group Limited
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | BHP GROUP LTD | |||||
(c) | Name of the party to the offer with which exempt | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 06 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | Ordinary NPV | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 8,082,388 | 0.16% | 6,307,577 | 0.12% | |||
(2) Cash-settled derivatives: | 4,520,674 | 0.09% | 5,054,913 | 0.10% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 12,603,062 | 0.25% | 11,362,490 | 0.22% | |||
| |||||||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
| ||||||
Details, including nature of the rights |
| ||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| |||||
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
Ordinary NPV | Sale | 147037 | 42.9798 AUD | 42.5358 AUD | |||
Ordinary NPV | Purchase | 70081 | 42.7629 AUD | 42.5358 AUD | |||
| |||||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
Ordinary NPV | CFD | Decreasing Long | 456 | 520.7082 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 644 | 522.9563 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 1,586 | 522.1086 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 2,000 | 42.7639 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 3,263 | 524.3345 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 6,574 | 522.6000 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 7,620 | 521.3600 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 11,567 | 522.3803 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 21,242 | 521.6372 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 644 | 522.9563 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 456 | 520.5000 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 675 | 522.6000 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 768 | 522.4365 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 1,586 | 521.9650 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 3,263 | 524.1903 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 6,574 | 522.3909 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 7,288 | 522.4096 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 7,620 | 521.2167 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 11,567 | 522.2367 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 21,242 | 521.4938 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 25,094 | 42.7500 AUD | |||
Ordinary NPV | SWAP | Increasing Long | 30,887 | 521.0223 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 41,600 | 42.9798 AUD | |||
Ordinary NPV | SWAP | Increasing Long | 45,570 | 520.9725 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 675 | 522.6000 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 768 | 522.4365 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 7,288 | 522.4096 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 30,887 | 521.0223 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 45,570 | 520.9725 ZAR | |||
| |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
|
|
|
|
|
|
|
|
| |||||||
(ii) | Exercising |
| |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
|
|
|
|
| |||
| |||||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 07 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.