Form 8.5 (EPT/NON-RI) - Barratt Developments plc
Keurig Green Mountain Inc
n/a
07:46 20/03/24
Merkur Bank KGaA
€15.80
17:40 16/05/24
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | BARRATT DEVELOPMENTS PLC | |||||
(c) | Name of the party to the offer with which exempt | REDROW PLC | |||||
(d) | Date position held/dealing undertaken: | 01 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 13,920,619 | 1.43% | 6,138,819 | 0.63% | |||
(2) Cash-settled derivatives: | 5,241,223 | 0.54% | 12,514,932 | 1.28% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 19,161,842 | 1.97% | 18,653,751 | 1.91% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
10p ordinary | Purchase | 497763 | 4.5535 GBP | 4.5265 GBP | |||
10p ordinary | Sale | 450491 | 4.5458 GBP | 4.5291 GBP | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10p ordinary | CFD | Decreasing Long | 69 | 4.5400 GBP | |||
10p ordinary | SWAP | Decreasing Long | 125 | 4.5403 GBP | |||
10p ordinary | SWAP | Decreasing Long | 144 | 4.5381 GBP | |||
10p ordinary | SWAP | Decreasing Long | 185 | 4.5527 GBP | |||
10p ordinary | SWAP | Decreasing Long | 216 | 4.5364 GBP | |||
10p ordinary | SWAP | Decreasing Long | 344 | 4.5534 GBP | |||
10p ordinary | SWAP | Decreasing Long | 422 | 4.5410 GBP | |||
10p ordinary | SWAP | Decreasing Long | 461 | 4.5411 GBP | |||
10p ordinary | CFD | Decreasing Long | 560 | 4.5535 GBP | |||
10p ordinary | SWAP | Decreasing Long | 621 | 4.5409 GBP | |||
10p ordinary | SWAP | Decreasing Long | 2,141 | 4.5392 GBP | |||
10p ordinary | SWAP | Decreasing Long | 3,081 | 4.5400 GBP | |||
10p ordinary | CFD | Decreasing Long | 7,453 | 4.5447 GBP | |||
10p ordinary | SWAP | Decreasing Short | 305 | 4.5423 GBP | |||
10p ordinary | SWAP | Decreasing Short | 963 | 4.5518 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,694 | 4.5400 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,744 | 4.5409 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,789 | 4.5400 GBP | |||
10p ordinary | SWAP | Decreasing Short | 3,785 | 4.5367 GBP | |||
10p ordinary | SWAP | Decreasing Short | 6,020 | 4.5341 GBP | |||
10p ordinary | SWAP | Decreasing Short | 7,858 | 4.5367 GBP | |||
10p ordinary | SWAP | Decreasing Short | 8,160 | 4.5380 GBP | |||
10p ordinary | SWAP | Decreasing Short | 16,912 | 4.5377 GBP | |||
10p ordinary | SWAP | Decreasing Short | 66,594 | 4.5399 GBP | |||
10p ordinary | CFD | Increasing Long | 8,082 | 4.5291 GBP | |||
10p ordinary | SWAP | Increasing Short | 1 | 4.5370 GBP | |||
10p ordinary | SWAP | Increasing Short | 4 | 4.5350 GBP | |||
10p ordinary | SWAP | Increasing Short | 652 | 4.5333 GBP | |||
10p ordinary | SWAP | Increasing Short | 700 | 4.5350 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,031 | 4.5345 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,135 | 4.5329 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,060 | 4.5400 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,262 | 4.5438 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,389 | 4.5407 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,451 | 4.5376 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,644 | 4.5552 GBP | |||
10p ordinary | SWAP | Increasing Short | 4,339 | 4.5372 GBP | |||
10p ordinary | SWAP | Increasing Short | 6,106 | 4.5483 GBP | |||
10p ordinary | SWAP | Increasing Short | 7,972 | 4.5551 GBP | |||
10p ordinary | SWAP | Increasing Short | 14,189 | 4.5464 GBP | |||
10p ordinary | SWAP | Increasing Short | 16,820 | 4.5393 GBP | |||
10p ordinary | SWAP | Increasing Short | 18,028 | 4.5450 GBP | |||
10p ordinary | SWAP | Increasing Short | 27,917 | 4.5474 GBP | |||
10p ordinary | SWAP | Increasing Short | 39,112 | 4.5353 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 02 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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