Form 8.5 (EPT/NON-RI) - Redrow plc
Merkur Bank KGaA
€15.30
18:45 03/05/24
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | REDROW PLC | |||||
(c) | Name of the party to the offer with which exempt | REDROW PLC | |||||
(d) | Date position held/dealing undertaken: | 24 Apr 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 10.5p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 8,143,776 | 2.46% | 2,768,304 | 0.84% | |||
(2) Cash-settled derivatives: | 1,508,271 | 0.46% | 7,907,328 | 2.39% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 9,652,047 | 2.92% | 10,675,632 | 3.23% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
10.5p ordinary | Purchase | 22040 | 6.4508 GBP | 6.3400 GBP | |||
10.5p ordinary | Sale | 46107 | 6.4408 GBP | 6.3744 GBP | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10.5p ordinary | CFD | Decreasing Short | 58 | 6.4400 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 89 | 6.4250 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 118 | 6.3824 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 300 | 6.4150 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 422 | 6.4252 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 694 | 6.3850 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 820 | 6.4219 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 1,356 | 6.4026 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 1,704 | 6.4284 GBP | |||
10.5p ordinary | CFD | Decreasing Short | 1,765 | 6.3750 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 3,793 | 6.4274 GBP | |||
10.5p ordinary | CFD | Decreasing Short | 3,819 | 6.3744 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 12,802 | 6.3750 GBP | |||
10.5p ordinary | SWAP | Increasing Long | 2,300 | 6.4086 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 74 | 6.4150 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 291 | 6.4235 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 356 | 6.4229 GBP | |||
10.5p ordinary | CFD | Increasing Short | 858 | 6.4205 GBP | |||
10.5p ordinary | CFD | Increasing Short | 1,823 | 6.3750 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 3,237 | 6.4508 GBP | |||
10.5p ordinary | SWAP | Opening Long | 3,654 | 6.3879 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 25 Apr 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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