Level 2

Company Announcements

Form 8 (DD) - Anheuser

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
  relevant securities this form relates:  
(d) Status of person making the disclosure: Connected to ANHEUSER-BUSCH INBEV SA/NV
(e) Date position held/dealing undertaken: 29 September 2016
(f) In addition to the company in 1(c) above, is the discloser NO
  making disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:     ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,839,401 0.30% 2,064,914 0.12%
           
(2) Cash-settled derivatives:
0 0.00% 7,760 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 50,000 0.00%
           
 
TOTAL: 4,839,401 0.30% 2,122,674 0.13%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant
security
  Purchase/sale   Number of
securities
  Price per unit/ZAR
ORD Purchase 508 1822.0000
ORD Purchase 16 1825.8100
ORD Purchase 15 1834.0800
ORD Purchase 86 1833.7300
ORD Purchase 96 1823.0000
ORD Purchase 205 1827.9000
ORD Purchase 137 1828.3900
ORD Purchase 1,666 1822.1800
ORD Purchase 31 1822.5800
ORD Purchase 41 1825.2800
ORD Purchase 75 1822.2000
ORD Purchase 54 1825.8800
ORD Purchase 146 1829.0300
ORD Purchase 91 1827.5200
ORD Purchase 384 1828.2900
ORD Purchase 155 1830.2100
ORD Purchase 3 1834.0900
ORD Purchase 8 1826.4700
ORD Purchase 119 1833.7700
ORD Purchase 101 1835.4100
ORD Purchase 45 1833.5200
ORD Purchase 17 1832.0100
ORD Purchase 86 1838.4300
ORD Purchase 85 1845.4100
ORD Purchase 181 1845.3000
ORD Purchase 5 1834.0400
ORD Purchase 42 1838.8600
ORD Purchase 104 1832.5600
ORD Purchase 60 1833.3100
ORD Purchase 37 1827.9900
ORD Purchase 40 1825.7100
ORD Purchase 156 1830.4500
ORD Purchase 9 1830.8500
ORD Purchase 14 1819.0000
ORD Purchase 18 1821.8100
ORD Purchase 153 1829.9300
ORD Purchase 120 1829.3800
ORD Sale 3 1821.9800
ORD Sale 455 1828.2000
ORD Sale 519 1825.0000
ORD Sale 214 1822.3500
ORD Sale 220 1829.1900
ORD Sale 203 1829.6700
ORD Sale 4,328 1828.0000
ORD Sale 608 1828.3100
ORD Sale 91 1826.0000
ORD Sale 16 1825.8100
ORD Sale 26 1837.8700
ORD Sale 897 1832.1400
ORD Sale 281 1834.0000
ORD Sale 30 1834.0700
ORD Sale 1,323 1834.0800
ORD Sale 10 1838.0000
ORD Sale 55 1833.7500
ORD Sale 87 1834.4700
ORD Sale 84 1834.4000
ORD Sale 176 1835.1100
ORD Sale 70 1834.8300
ORD Sale 226 1833.7300
ORD Sale 260 1833.3000
ORD Sale 38 1827.9600
ORD Sale 73 1823.4100
ORD Sale 198 1823.6600
ORD Sale 27 1823.0000
ORD Sale 608 1827.9000
ORD Sale 900 1827.8200
ORD Sale 1,147 1828.3900
ORD Sale 51 1830.8900
ORD Sale 133 1834.5100
ORD Sale 20 1833.8300
ORD Sale 110 1833.0600
ORD Sale 169 1833.0500
ORD Sale 1 1833.8500
ORD Sale 128 1838.6700
ORD Sale 303 1836.4600
ORD Sale 740 1825.4600
ORD Sale 350 1828.8900
ORD Sale 15 1828.8100
ORD Sale 116 1832.3000
ORD Sale 8 1823.4300
ORD Sale 226 1837.0151
ORD Sale 81 1822.5800
ORD Sale 2 1824.2300
ORD Sale 200 1825.4700
ORD Sale 149 1825.6000
ORD Sale 223 1828.3400
ORD Sale 83 1829.2300
ORD Sale 45 1828.9100
ORD Sale 66 1822.8800
ORD Sale 75 1822.2000
ORD Sale 54 1825.8800
ORD Sale 98 1828.4100
ORD Sale 186 1829.0300
ORD Sale 211 1830.1200
ORD Sale 63 1830.1700
ORD Sale 96 1829.7100
ORD Sale 620 1830.0000
ORD Sale 829 1832.0000
ORD Sale 171 1831.9800
ORD Sale 82 1831.8600
ORD Sale 981 1832.5500
ORD Sale 45 1833.1800
ORD Sale 190 1835.3300
ORD Sale 155 1831.1600
ORD Sale 96 1831.4400
ORD Sale 43 1832.0500
ORD Sale 1,189 1832.7500
ORD Sale 86 1831.4000
ORD Sale 500 1829.3700
ORD Sale 93 1831.6900
ORD Sale 85 1831.1700
ORD Sale 68 1827.8600
ORD Sale 701 1827.3400
ORD Sale 91 1827.5200
ORD Sale 441 1827.4100
ORD Sale 109 1827.9500
ORD Sale 86 1829.3500
ORD Sale 16 1829.3600
ORD Sale 689 1828.2800
ORD Sale 384 1828.2900
ORD Sale 87 1829.5400
ORD Sale 814 1829.6200
ORD Sale 210 1829.4700
ORD Sale 155 1830.2100
ORD Sale 61 1831.3500
ORD Sale 136 1832.4600
ORD Sale 456 1834.3400
ORD Sale 206 1834.3900
ORD Sale 145 1834.7400
ORD Sale 105 1833.4900
ORD Sale 183 1828.8200
ORD Sale 617 1829.8500
ORD Sale 119 1833.7700
ORD Sale 173 1834.2100
ORD Sale 1,677 1834.2600
ORD Sale 110 1834.6100
ORD Sale 352 1835.4100
ORD Sale 165 1835.1200
ORD Sale 125 1835.4700
ORD Sale 185 1833.9700
ORD Sale 214 1834.0200
ORD Sale 39 1833.5000
ORD Sale 45 1833.5200
ORD Sale 855 1834.8900
ORD Sale 290 1833.7400
ORD Sale 105 1834.5300
ORD Sale 404 1838.4200
ORD Sale 926 1838.4300
ORD Sale 118 1843.2600
ORD Sale 106 1843.3000
ORD Sale 784 1843.7700
ORD Sale 152 1842.8800
ORD Sale 320 1843.4200
ORD Sale 367 1843.7200
ORD Sale 110 1844.1300
ORD Sale 85 1845.4100
ORD Sale 466 1845.3000
ORD Sale 43 1845.1200
ORD Sale 137 1845.2000
ORD Sale 5 1838.2600
ORD Sale 193 1838.3800
ORD Sale 231 1838.8600
ORD Sale 190 1838.9700
ORD Sale 127 1839.5900
ORD Sale 205 1834.4900
ORD Sale 349 1832.5600
ORD Sale 42 1833.6200
ORD Sale 1,689 1833.3100
ORD Sale 46 1834.0100
ORD Sale 37 1827.9900
ORD Sale 40 1825.7100
ORD Sale 202 1830.1500
ORD Sale 897 1829.4800
ORD Sale 169 1828.5100
ORD Sale 225 1829.0000
ORD Sale 6 1830.6200
ORD Sale 196 1830.4500
ORD Sale 9 1830.8500
ORD Sale 1,390 1832.3800
ORD Sale 19 1819.0000
ORD Sale 245 1822.3600
ORD Sale 20 1822.4000
ORD Sale 80 1825.5600
ORD Sale 18 1821.8100
ORD Sale 50 1827.4300
ORD Sale 130 1820.9700
ORD Sale 940 1820.3400
ORD Sale 100 1820.3000
ORD Sale 147 1823.5900
ORD Sale 1,007 1824.3300
ORD Sale 893 1823.6400
ORD Sale 184 1825.4100
ORD Sale 186 1827.8800
ORD Sale 144 1828.5000
ORD Sale 153 1829.9300
ORD Sale 1,620 1829.3800
ORD Sale 600 1828.0600
ORD Sale 4 1848.1000
ADR Purchase 2,500 133.4400 USD
ADR Purchase 16,362 131.1600 USD
ADR Purchase 1,000 131.7000 USD
ADR Purchase 200 131.6200 USD
ADR Sale 2,500 133.4400 USD
ADR Sale 15,520 131.1600 USD
ADR Sale 1,000 131.7000 USD
ADR Sale 200 131.6200 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 30 Sep 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings are being disclosed:   Barclays PLC.
 
Name of offeror/offeree in relation to whose relevant securities this from relates: ANHEUSER-BUSCH INBEV SA/NV
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class
of
relevant
security
  Product
description
  Writing,
purchasing,
selling,
varying etc
  Number
of
securities
to which
option
relates
  Exercise
price
per unit
  Type   Expiry
date
ORD Call Options Written -50,000 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2016

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