Company Announcements
Appendix 3Y
Related Companies
Wednesday, 7 December 2016
THOR MINING PLC
Thor Mining PLC ("Thor" or the "Company")
The Directors of Thor Mining PLC (AIM, ASX: THR) today released the following announcement on the Australian Securities Exchange ("ASX") as required under the listing rules of the ASX.
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
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Name of entity: Thor Mining PLC |
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ARBN: 121 117 673 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director |
Michael Robert Billing |
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Date of last notice |
28 November 2016 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
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Direct or indirect interest |
Direct & Indirect |
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Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
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Michael Billing is: · a trustee and beneficiary of the Lapun Kamap Super Fund and · a director and shareholder of MBB Trading Pty Ltd. |
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Date of change |
1 December 2016 |
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No. of securities held before change - Direct |
· 154,333,542 CDIs · 2,500,000 AIM listed Shares
|
|
No. of securities held before change - Indirect |
Held by Mr M Billing and Mrs B Billing as trustees and beneficiaries of the Lapun Kamap Super Fund. · 259,342,268 CDIs · 139,126,000 Unlisted Options (expiry 11 April 2019, exercise price £0.0005) · 100,000,000 Unlisted Options (expiry 26 July 2019, exercise price £0.0005)
Held by MBB Trading Pty Ltd · 202,955,348 CDI · 80,000,000 Unlisted Options (expiry 11 April 2019, exercise price £0.0005) |
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Class |
CDIs AIM listed shares Unlisted options
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Number acquired - Direct |
N/A |
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Number acquired - Indirect |
N/A
|
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Number disposed |
N/A
|
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Value/Consideration (a) Note: If consideration is non-cash, provide details and estimated valuation |
N/A
|
|
No. of securities held after change - Direct |
· 6,173,340 CDIs · 100,000 AIM listed Shares |
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No. of securities held after change - Indirect |
Held by Mr M Billing and Mrs B Billing as trustees and beneficiaries of the Lapun Kamap Super Fund. · 10,373,689 CDIs · 5,565,040 Unlisted Options (expiry 11 April 2019, exercise price £0.0125) · 4,000,000 Unlisted Options (expiry 26 July 2019, exercise price £0.0125)
Held by MBB Trading Pty Ltd · 8,118,213 CDIs · 3,200,000 Unlisted Options (expiry 11 April 2019, exercise price £0.0125) |
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Nature of change (b) Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
A share consolidation of 25 fully paid ordinary shares or CDIs into one fully paid share or CDI, as approved by shareholders on 24 November 2016. |
Part 2 - Change of director's interests in contracts
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Detail of contract |
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Nature of interest
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Name of registered holder (if issued securities)
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|
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Date of change |
|
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No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
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|
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Interest acquired |
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Interest disposed
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|
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Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
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|
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Interest after change |
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Part 3 - +Closed period
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Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?
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No. |
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If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A
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If prior written clearance was provided, on what date was this provided?
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N/A |
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
|
Name of entity: Thor Mining PLC |
|
ARBN: 121 117 673 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director |
Gervaise Heddle |
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Date of last notice |
28 November 2016
|
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
|
Direct or indirect interest |
Direct |
|
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
|
N/A
|
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Date of change |
1 December 2016 |
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No. of securities held prior to change -Direct |
· 115,948,963 Ordinary Shares · 100,000,000 Unlisted Options (expiry 7 April 2019, exercise price £0.0005) · 100,000,000 Unlisted Options (expiry 26 July 2019, exercise price £0.0005)
|
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No. of securities held prior to change- Indirect |
Nil
|
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Class |
Ordinary Shares (AIM listed) Unlisted options |
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Number acquired - Direct |
N/A
|
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Number acquired - Indirect |
N/A |
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Number disposed |
N/A |
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Value/Consideration · Note: If consideration is non-cash, provide details and estimated valuation |
N/A |
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No. of securities held after change - Direct |
· 4,637,958 Ordinary Shares · 4,000,000 Unlisted Options (expiry 7 April 2019, exercise price £0.0125) · 4,000,000 Unlisted Options (expiry 26 July 2019, exercise price £0.0125)
|
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No. of securities held after change - Indirect |
Nil
|
|
Nature of change · Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
A share consolidation of 25 fully paid ordinary shares or CDIs into one fully paid share or CDI, as approved by shareholders on 24 November 2016. |
Part 2 - Change of director's interests in contracts
|
Detail of contract |
|
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Nature of interest
|
|
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Name of registered holder (if issued securities)
|
|
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Date of change |
|
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No. and class of securities to which interest related prior to change · Note: Details are only required for a contract in relation to which the interest has changed
|
|
|
Interest acquired |
|
|
Interest disposed |
|
|
Value/Consideration · Note: If consideration is non-cash, provide details and an estimated valuation
|
|
|
Interest after change |
|
Part 3 - +Closed period
|
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
|
If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
|
If prior written clearance was provided, on what date was this provided? |
N/A |
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
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Name of entity Thor Mining PLC |
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ABN 121 117 673 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director |
Paul Johnson |
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Date of last notice |
15 November 2016 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
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Direct or indirect interest |
Direct and Indirect |
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Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
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Spouse (Mrs M. Johnson) |
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Date of change |
1 December 2016 |
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No. of securities held prior to change - Direct |
· 47,566,237 Ordinary Shares (AIM listed) · 80,000,000 Unlisted Options (expiry 1 December 2018, exercise price £0.0005) · 250,000,000 Unlisted Options (expiry 2 September 2019, exercise price £0.0005) |
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No. of securities held prior to change - Indirect |
· 102,500,000 Ordinary Shares (AIM listed)
|
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Class |
Ordinary Fully Paid Shares Unlisted options |
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Number acquired - Direct |
N/A
|
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Number acquired - Indirect |
N/A
|
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Number disposed |
N/A
|
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Value/Consideration · Note: If consideration is non-cash, provide details and estimated valuation · |
N/A |
|
No. of securities held after change - Direct
|
· 1,902,649 Ordinary Shares (AIM listed) · 3,200,000 Unlisted Options (expiry 1 December 2018, exercise price £0.0125) · 10,000,000 Unlisted Options (expiry 2 September 2019, exercise price £0.0125) |
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No. of securities held after change - Indirect
|
· 4,100,000 Ordinary Shares (AIM listed)
|
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Nature of change · Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
A share consolidation of 25 fully paid ordinary shares or CDIs into one fully paid share or CDI, as approved by shareholders on 24 November 2016. |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Detail of contract |
|
|
Nature of interest
|
|
|
Name of registered holder (if issued securities)
|
|
|
Date of change |
|
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No. and class of securities to which interest related prior to change · Note: Details are only required for a contract in relation to which the interest has changed
|
|
|
Interest acquired |
|
|
Interest disposed |
|
|
Value/Consideration · Note: If consideration is non-cash, provide details and an estimated valuation
|
|
|
Interest after change |
|
Part 3 - +Closed period
|
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No. |
|
If so, was prior written clearance provided to allow the trade to proceed during this period? |
No. |
|
If prior written clearance was provided, on what date was this provided? |
N/A |
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
|
Name of entity: Thor Mining PLC |
|
ARBN: 121 117 673 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
|
· Name of Director |
David Edward Thomas |
|
Date of last notice |
28 November 2016 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
|
Direct or indirect interest |
Direct |
|
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
|
N/A |
|
Date of change |
1 December 2016 |
|
No. of securities held prior to change: Direct. |
· 229,024,250 CDIs · 57,670,000 Unlisted Options (expiry 11 April 2019, exercise price £0.0005) · 100,000,000 Unlisted Options (expiry 26 July 2019, exercise price £0.0005) |
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No. of securities held prior to change: Indirect. |
Nil |
|
Class |
CDIs (ASX listed) Unlisted options |
|
Number acquired - Direct |
N/A |
|
Number acquired - Indirect |
N/A |
|
Number disposed |
N/A |
|
Value/Consideration (a) Note: If consideration is non-cash, provide details and estimated valuation |
N/A
|
|
No. of securities held after change: Direct |
· 9,160,970 CDIs · 2,306,800 Unlisted Options (expiry 11 April 2019, exercise price £0.0125) · 4,000,000 Unlisted Options (expiry 26 July 2019, exercise price £0.0125) |
|
No. of securities held after change: Indirect |
Nil |
|
Nature of change (b) Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
A share consolidation of 25 fully paid ordinary shares or CDIs into one fully paid share or CDI, as approved by shareholders on 24 November 2016. |
Part 2 - Change of director's interests in contracts
|
Detail of contract |
|
|
Nature of interest
|
|
|
Name of registered holder (if issued securities)
|
|
|
Date of change |
|
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No. and class of securities to which interest related prior to change (c) Note: Details are only required for a contract in relation to which the interest has changed
|
|
|
Interest acquired |
|
|
Interest disposed |
|
|
Value/Consideration (d) Note: If consideration is non-cash, provide details and an estimated valuation
|
|
|
Interest after change |
|
Part 3 - +Closed period
|
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
|
If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
|
If prior written clearance was provided, on what date was this provided? |
N/A |
Enquiries:
|
Mick Billing |
+61 (8) 7324 1935 |
Thor Mining PLC |
Executive Chairman |
|
Ray Ridge |
+61 (8) 7324 1935 |
Thor Mining PLC |
CFO/Company Secretary |
|
Colin Aaronson/ Daniel Bush/ Richard Tonthat |
+44 (0) 207 383 5100 |
Grant Thornton UK LLP
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Nominated Adviser |
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Gerry Beaney/ David Hignell John Howes |
+44 (0) 20 3861 6625 |
Northland Capital Partners Limited |
Joint Broker |
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Nick Emerson / Andy Thacker |
+44 (0) 1483 413 500 |
SI Capital |
Joint Broker |
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Tim Blythe/ Camilla Horsfall |
+44 (0) 207 138 3222 |
Blytheweigh |
Financial PR |
Updates on the Company's activities are regularly posted on Thor's website www.thormining.com, which includes a facility to register to receive these updates by email. Email: admin@thormining.com
This information is provided by RNS
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