Level 2

Company Announcements

Form 8.5 (EPT/RI)

Related Companies

By LSE RNS

RNS Number : 0253O
Citigroup Global Markets Limited
15 August 2017
 

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Citigroup Global Markets Limited

(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree

Tesco Plc

(c) Name of the party to the offer with which exempt
principal trader is connected:

Tesco Plc

(d) Date dealing undertaken:

14 August 2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"

YES
BOOKER GROUP PLC

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received
(GBP)

Lowest price per unit paid/received
(GBP)

5p ordinary

Purchase

1,470,570

1.7775

1.7585

5p ordinary

Sale

888,672

1.7775

1.7585

 

(b) Cash-settled derivative transactions

 

 

Class of relevant security

Product description  
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position,
increasing/reducing a
long/short position

Number of reference securities

Price per unit
(GBP)

5p ordinary

TRS

Increasing Short Position

25

1.7704

5p ordinary

TRS

Increasing Short Position

1,580

1.7654

5p ordinary

TRS

Reducing Long Position

29,856

1.7625

5p ordinary

TRS

Increasing Long Position

143

1.7717

5p ordinary

TRS

Increasing Long Position

947

1.7662

5p ordinary

TRS

Increasing Short Position

7,447

1.7620

5p ordinary

TRS

Increasing Short Position

1,423

1.7739

5p ordinary

TRS

Increasing Short Position

1,283

1.7662

5p ordinary

TRS

Increasing Short Position

266,244

1.7664

5p ordinary

TRS

Increasing Short Position

41,608

1.7657

5p ordinary

TRS

Increasing Long Position

253

1.7647

5p ordinary

TRS

Increasing Short Position

25

1.7704

5p ordinary

TRS

Increasing Short Position

1,106

1.7741

5p ordinary

TRS

Increasing Long Position

212

1.7710

5p ordinary

TRS

Increasing Short Position

1

1.7700

5p ordinary

TRS

Increasing Short Position

1,485

1.7654

5p ordinary

TRS

Increasing Short Position

408

1.7630

5p ordinary

TRS

Increasing Short Position

19,153

1.7617

5p ordinary

TRS

Increasing Short Position

537

1.7641

5p ordinary

TRS

Increasing Short Position

1,988

1.7695

5p ordinary

TRS

Increasing Short Position

433

1.7630

5p ordinary

TRS

Increasing Short Position

344,974

1.7709

5p ordinary

TRS

Increasing Short Position

22

1.7632

5p ordinary

TRS

Increasing Short Position

215

1.7658

5p ordinary

TRS

Increasing Short Position

82

1.7654

5p ordinary

TRS

Increasing Short Position

28

1.7639

5p ordinary

TRS

Increasing Long Position

847

1.7706

5p ordinary

TRS

Increasing Short Position

2,152

1.7657

5p ordinary

TRS

Increasing Short Position

21,667

1.7687

5p ordinary

TRS

Increasing Long Position

88

1.7738

5p ordinary

TRS

Increasing Short Position

505

1.7641

5p ordinary

TRS

Increasing Short Position

66

1.7662

5p ordinary

TRS

Reducing Long Position

7

1.7643

5p ordinary

TRS

Increasing Short Position

1,206

1.7662

5p ordinary

TRS

Increasing Short Position

39,108

1.7657

5p ordinary

TRS

Reducing Long Position

5,207

1.7625

5p ordinary

TRS

Reducing Short Position

124,686

1.7625

5p ordinary

TRS

Reducing Short Position

7,740

1.7654

5p ordinary

TRS

Increasing Long Position

354

1.7688

5p ordinary

TRS

Reducing Short Position

33,622

1.7625

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description  
e.g. call option

Writing, purchasing,
selling,
varying etc.

Number of securities to
which option relates

Exercise price per unit

Type
e.g. American,
European etc.

Expiry date

Option money paid/ received per unit

  

  

  

  

  

  

  

  

 

 

(ii) Exercise

 

 

Class of relevant security

Product description  
e.g. call option

Exercising/ exercised against

Number of
securities

Exercise price per unit

  

  

  

  

  

 

(d) Other dealings (including subscribing for new securities)

 

 

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit
(if applicable)

  

  

  

  

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with
a party to the offer:

 

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

 

If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

15 August 2017

Contact name:

Connor McLaughlin

Telephone number:

+44 (2895) 955328

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERMMGMRLKDGNZG

Top of Page