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Form 8.5 (EPT/RI)

Related Companies

By LSE RNS

RNS Number : 5174V
Citigroup Global Markets Limited
03 November 2017
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Citigroup Global Markets Limited

(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree

Tesco Plc

(c) Name of the party to the offer with which exempt
principal trader is connected:

Tesco Plc

(d) Date dealing undertaken:

2 November 2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"

YES
BOOKER GROUP PLC

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received
(GBP)

Lowest price per unit paid/received
(GBP)

5p ordinary

Purchase

2,799,331

1.8075

1.7770

5p ordinary

Sale

5,302,361

1.8120

1.7780

 

(b) Cash-settled derivative transactions

 

 

Class of relevant security

Product description  
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position,
increasing/reducing a
long/short position

Number of reference securities

Price per unit
(GBP)

5p ordinary

TRS

Increasing Short Position

60,956

1.7954

5p ordinary

TRS

Increasing Short Position

65,462

1.7934

5p ordinary

TRS

Increasing Short Position

77,017

1.7797

5p ordinary

TRS

Increasing Short Position

8,389

1.7961

5p ordinary

TRS

Increasing Long Position

43,021

1.7966

5p ordinary

TRS

Increasing Short Position

1,895

1.7890

5p ordinary

TRS

Increasing Short Position

125,379

1.7941

5p ordinary

TRS

Increasing Short Position

20

1.7770

5p ordinary

TRS

Increasing Long Position

8,958

1.7885

5p ordinary

TRS

Reducing Short Position

39,911

1.7960

5p ordinary

TRS

Increasing Long Position

48,559

1.7928

5p ordinary

TRS

Increasing Short Position

86,683

1.7961

5p ordinary

TRS

Increasing Long Position

24,049

1.7905

5p ordinary

TRS

Increasing Short Position

4,344

1.7779

5p ordinary

TRS

Reducing Long Position

2,534

1.7960

5p ordinary

TRS

Increasing Short Position

866

1.8060

5p ordinary

TRS

Increasing Short Position

200,000

1.7949

5p ordinary

TRS

Increasing Short Position

2,015

1.7814

5p ordinary

TRS

Increasing Short Position

3,520

1.7779

5p ordinary

TRS

Increasing Long Position

758,094

1.7943

5p ordinary

TRS

Increasing Long Position

60,047

1.7937

5p ordinary

TRS

Increasing Short Position

57,522

1.7941

5p ordinary

TRS

Reducing Short Position

2,075

1.8067

5p ordinary

TRS

Increasing Short Position

2,954

1.7860

5p ordinary

TRS

Increasing Short Position

3,614

1.7883

5p ordinary

TRS

Increasing Short Position

27,928

1.7797

5p ordinary

TRS

Increasing Short Position

3,978

1.7800

5p ordinary

TRS

Increasing Short Position

31,829

1.7795

5p ordinary

TRS

Increasing Short Position

95,635

1.7795

5p ordinary

TRS

Increasing Short Position

35,861

1.7920

5p ordinary

TRS

Increasing Short Position

20,038

1.7955

5p ordinary

TRS

Increasing Long Position

92,905

1.7947

5p ordinary

TRS

Increasing Short Position

367

1.7995

5p ordinary

TRS

Increasing Long Position

55,580

1.8002

5p ordinary

TRS

Increasing Long Position

1,003

1.8120

5p ordinary

TRS

Increasing Short Position

1,409

1.7858

5p ordinary

TRS

Increasing Long Position

50,674

1.7947

5p ordinary

TRS

Increasing Short Position

1,442

1.7800

5p ordinary

TRS

Increasing Short Position

9,709

1.7779

5p ordinary

TRS

Increasing Short Position

7,881

1.7960

5p ordinary

TRS

Increasing Long Position

103,559

1.7944

5p ordinary

TRS

Increasing Short Position

1,215

1.7871

5p ordinary

TRS

Increasing Short Position

48,464

1.7947

5p ordinary

TRS

Increasing Short Position

58,978

1.7918

5p ordinary

TRS

Increasing Short Position

82,176

1.7944

5p ordinary

TRS

Increasing Short Position

1,781

1.7800

5p ordinary

TRS

Reducing Short Position

1,906

1.8066

5p ordinary

TRS

Increasing Long Position

63,116

1.8018

5p ordinary

TRS

Increasing Short Position

31,622

1.7944

5p ordinary

TRS

Increasing Short Position

34,465

1.7797

5p ordinary

TRS

Increasing Short Position

136,025

1.7949

5p ordinary

TRS

Increasing Short Position

31,476

1.7795

5p ordinary

TRS

Increasing Long Position

4,222

1.7960

5p ordinary

TRS

Opening Short Position

2,457,505

1.7938

5p ordinary

TRS

Reducing Short Position

53,295

1.7928

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description  
e.g. call option

Writing, purchasing,
selling,
varying etc.

Number of securities to
which option relates

Exercise price per unit

Type
e.g. American,
European etc.

Expiry date

Option money paid/ received per unit

  

  

  

  

  

  

  

  

 

 

(ii) Exercise

 

 

Class of relevant security

Product description  
e.g. call option

Exercising/ exercised against

Number of
securities

Exercise price per unit

  

  

  

  

  

 

(d) Other dealings (including subscribing for new securities)

 

 

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit
(if applicable)

  

  

  

  

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with
a party to the offer:

 

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

 

If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

3 November 2017

Contact name:

Damian Flanagan

Telephone number:

+44 (28) 9040-9676

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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