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Form 8.3 - Tesco Plc

Related Companies

By LSE RNS

RNS Number : 7422W

Citadel Group

16 November 2017

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%

OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:	Citadel Group
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	TESCO PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	15 November, 2017
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"	BOOKER GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Common Stock ISIN GB0008847096
	Interests		Short Positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	0	0.00	1,807,717	0.02
(2) Cash-settled derivatives:	81,494,962	0.99	468,538	0.01
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	491,000	0.01	256,000	0.00
TOTAL:	81,985,962	1.00	2,532,255	0.03

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security ISIN GB0008847096	Purchase/sale	Number of securities	Price per unit
Common Stock	Purchase	2,100	1.8355 GBP
Common Stock	Purchase	29,684	1.8365 GBP
Common Stock	Purchase	2,838	1.8375 GBP
Common Stock	Purchase	1,200	1.838 GBP
Common Stock	Purchase	18,404	1.8385 GBP
Common Stock	Purchase	19,993	1.839 GBP
Common Stock	Purchase	24,671	1.8395 GBP
Common Stock	Purchase	49,167	1.84 GBP
Common Stock	Purchase	132,737	1.8405 GBP
Common Stock	Purchase	58,056	1.841 GBP
Common Stock	Purchase	85,962	1.8415 GBP
Common Stock	Purchase	38,625	1.842 GBP
Common Stock	Purchase	104,047	1.8425 GBP
Common Stock	Purchase	145,036	1.843 GBP
Common Stock	Purchase	305,711	1.8435 GBP
Common Stock	Purchase	142,607	1.844 GBP
Common Stock	Purchase	138,053	1.8445 GBP
Common Stock	Purchase	191,428	1.845 GBP
Common Stock	Purchase	354,348	1.8455 GBP
Common Stock	Purchase	121,320	1.846 GBP
Common Stock	Purchase	140,934	1.8465 GBP
Common Stock	Purchase	56,720	1.847 GBP
Common Stock	Purchase	32,991	1.8475 GBP
Common Stock	Purchase	14,483	1.848 GBP
Common Stock	Purchase	33,535	1.8485 GBP
Common Stock	Purchase	20,777	1.849 GBP
Common Stock	Purchase	39,281	1.8495 GBP
Common Stock	Purchase	131,444	1.85 GBP
Common Stock	Purchase	67,875	1.8505 GBP
Common Stock	Purchase	87,551	1.851 GBP
Common Stock	Purchase	62,078	1.8515 GBP
Common Stock	Purchase	43,596	1.852 GBP
Common Stock	Purchase	17,213	1.8525 GBP
Common Stock	Purchase	4,112	1.85275 GBP
Common Stock	Purchase	45,702	1.853 GBP
Common Stock	Purchase	175	1.85325 GBP
Common Stock	Purchase	31,817	1.8535 GBP
Common Stock	Purchase	61,759	1.854 GBP
Common Stock	Purchase	102,624	1.8545 GBP
Common Stock	Purchase	89,812	1.855 GBP
Common Stock	Purchase	1,265	1.8555 GBP
Common Stock	Purchase	12,152	1.856 GBP
Common Stock	Purchase	30,214	1.8565 GBP
Common Stock	Purchase	30,714	1.857 GBP
Common Stock	Purchase	37,350	1.8575 GBP
Common Stock	Purchase	36,633	1.858 GBP
Common Stock	Purchase	4,005	1.8585 GBP
Common Stock	Purchase	9,058	1.859 GBP
Common Stock	Purchase	959	1.8595 GBP
Common Stock	Purchase	49,061	1.86 GBP
Common Stock	Purchase	1,750	1.8605 GBP
Common Stock	Purchase	1,000	1.8615 GBP
Common Stock	Purchase	1,280	1.8635 GBP
Common Stock	Purchase	2,703	1.864 GBP
Common Stock	Purchase	633	1.8645 GBP
Common Stock	Purchase	1,700	1.8655 GBP
Common Stock	Purchase	10,721	1.868 GBP
Common Stock	Purchase	1,250	1.8685 GBP
Common Stock	Purchase	1,900	1.8695 GBP
Common Stock	Purchase	2,700	1.87 GBP
Common Stock	Purchase	2,000	1.8705 GBP
Common Stock	Purchase	6,100	1.871 GBP
Common Stock	Purchase	3,800	1.8725 GBP
Common Stock	Purchase	29,816	1.873 GBP
Common Stock	Purchase	5,840	1.8735 GBP
Common Stock	Purchase	8,715	1.874 GBP
Common Stock	Purchase	10,776	1.8745 GBP
Common Stock	Purchase	36,219	1.875 GBP
Common Stock	Purchase	66,785	1.8755 GBP
Common Stock	Purchase	1,335	1.87575 GBP
Common Stock	Purchase	46,274	1.876 GBP
Common Stock	Purchase	20,999	1.8765 GBP
Common Stock	Purchase	1,850	1.87675 GBP
Common Stock	Purchase	35,518	1.877 GBP
Common Stock	Purchase	5,873	1.87725 GBP
Common Stock	Purchase	27,209	1.8775 GBP
Common Stock	Purchase	2,450	1.878 GBP
Common Stock	Purchase	1,029	1.8785 GBP
Common Stock	Purchase	22,379	1.879 GBP
Common Stock	Purchase	22,449	1.8795 GBP
Common Stock	Purchase	21,952	1.88 GBP
Common Stock	Purchase	30,886	1.8805 GBP
Common Stock	Purchase	11,255	1.881 GBP
Common Stock	Purchase	27,901	1.8815 GBP
Common Stock	Purchase	47,439	1.882 GBP
Common Stock	Purchase	19,902	1.8825 GBP
Common Stock	Purchase	46,403	1.883 GBP
Common Stock	Purchase	85,246	1.8835 GBP
Common Stock	Purchase	66,944	1.884 GBP
Common Stock	Purchase	49,100	1.8845 GBP
Common Stock	Purchase	26,127	1.885 GBP
Common Stock	Purchase	12,104	1.8855 GBP
Common Stock	Purchase	24,411	1.886 GBP
Common Stock	Purchase	45,277	1.8865 GBP
Common Stock	Purchase	88,197	1.887 GBP
Common Stock	Purchase	69,835	1.8875 GBP
Common Stock	Purchase	116,101	1.888 GBP
Common Stock	Purchase	86,628	1.8885 GBP
Common Stock	Purchase	90,577	1.889 GBP
Common Stock	Purchase	127,956	1.8895 GBP
Common Stock	Purchase	130,674	1.89 GBP
Common Stock	Purchase	40,597	1.8905 GBP
Common Stock	Purchase	34,513	1.891 GBP
Common Stock	Purchase	2,598	1.8915 GBP
Common Stock	Sale	-234	1.8345 GBP
Common Stock	Sale	-13,823	1.835 GBP
Common Stock	Sale	-5,210	1.8355 GBP
Common Stock	Sale	-17,583	1.836 GBP
Common Stock	Sale	-439,767	1.8365 GBP
Common Stock	Sale	-6,447	1.837 GBP
Common Stock	Sale	-1,919	1.8375 GBP
Common Stock	Sale	-11,766	1.838 GBP
Common Stock	Sale	-24,055	1.8385 GBP
Common Stock	Sale	-21,719	1.839 GBP
Common Stock	Sale	-2,400	1.83925 GBP
Common Stock	Sale	-108,174	1.8395 GBP
Common Stock	Sale	-21,120	1.83975 GBP
Common Stock	Sale	-197,699	1.84 GBP
Common Stock	Sale	-2,144	1.84025 GBP
Common Stock	Sale	-73,219	1.8405 GBP
Common Stock	Sale	-68,261	1.841 GBP
Common Stock	Sale	-72,393	1.8415 GBP
Common Stock	Sale	-52,276	1.842 GBP
Common Stock	Sale	-214,812	1.8425 GBP
Common Stock	Sale	-166,809	1.843 GBP
Common Stock	Sale	-98,693	1.8435 GBP
Common Stock	Sale	-160,957	1.844 GBP
Common Stock	Sale	-5,100	1.84425 GBP
Common Stock	Sale	-178,391	1.8445 GBP
Common Stock	Sale	-202,429	1.845 GBP
Common Stock	Sale	-89,650	1.8455 GBP
Common Stock	Sale	-59,695	1.846 GBP
Common Stock	Sale	-52,874	1.8465 GBP
Common Stock	Sale	-45,456	1.847 GBP
Common Stock	Sale	-43,940	1.8475 GBP
Common Stock	Sale	-67,417	1.848 GBP
Common Stock	Sale	-28,006	1.8485 GBP
Common Stock	Sale	-126,519	1.849 GBP
Common Stock	Sale	-141,814	1.8495 GBP
Common Stock	Sale	-12,220	1.84975 GBP
Common Stock	Sale	-147,871	1.85 GBP
Common Stock	Sale	-61,855	1.8505 GBP
Common Stock	Sale	-69,523	1.851 GBP
Common Stock	Sale	-56,109	1.8515 GBP
Common Stock	Sale	-55,308	1.852 GBP
Common Stock	Sale	-24,485	1.8525 GBP
Common Stock	Sale	-51,603	1.853 GBP
Common Stock	Sale	-7,560	1.85325 GBP
Common Stock	Sale	-178,578	1.8535 GBP
Common Stock	Sale	-148,640	1.854 GBP
Common Stock	Sale	-34,698	1.8545 GBP
Common Stock	Sale	-38,384	1.855 GBP
Common Stock	Sale	-87,483	1.8555 GBP
Common Stock	Sale	-68,408	1.856 GBP
Common Stock	Sale	-55,582	1.8565 GBP
Common Stock	Sale	-2,587	1.85675 GBP
Common Stock	Sale	-44,917	1.857 GBP
Common Stock	Sale	-21,466	1.8575 GBP
Common Stock	Sale	-12,993	1.858 GBP
Common Stock	Sale	-11,026	1.8585 GBP
Common Stock	Sale	-21,575	1.859 GBP
Common Stock	Sale	-2,000	1.863 GBP
Common Stock	Sale	-2,000	1.8635 GBP
Common Stock	Sale	-2,089	1.864 GBP
Common Stock	Sale	-19,981	1.8645 GBP
Common Stock	Sale	-4,000	1.865 GBP
Common Stock	Sale	-2,234	1.867 GBP
Common Stock	Sale	-11,588	1.8685 GBP
Common Stock	Sale	-10,815	1.869 GBP
Common Stock	Sale	-11,650	1.8695 GBP
Common Stock	Sale	-3,916	1.8705 GBP
Common Stock	Sale	-16,760	1.8725 GBP
Common Stock	Sale	-13,644	1.873 GBP
Common Stock	Sale	-20,033	1.8735 GBP
Common Stock	Sale	-10,235	1.874 GBP
Common Stock	Sale	-59,723	1.8745 GBP
Common Stock	Sale	-107,127	1.875 GBP
Common Stock	Sale	-60,867	1.8755 GBP
Common Stock	Sale	-56,123	1.876 GBP
Common Stock	Sale	-2,062	1.87625 GBP
Common Stock	Sale	-18,404	1.8765 GBP
Common Stock	Sale	-19,890	1.877 GBP
Common Stock	Sale	-24,712	1.8775 GBP
Common Stock	Sale	-28,337	1.878 GBP
Common Stock	Sale	-16,923	1.8785 GBP
Common Stock	Sale	-29,225	1.879 GBP
Common Stock	Sale	-45,674	1.8795 GBP
Common Stock	Sale	-82,366	1.88 GBP
Common Stock	Sale	-64,133	1.8805 GBP
Common Stock	Sale	-1,137	1.88075 GBP
Common Stock	Sale	-85,523	1.881 GBP
Common Stock	Sale	-114,384	1.8815 GBP
Common Stock	Sale	-3,336	1.88175 GBP
Common Stock	Sale	-160,835	1.882 GBP
Common Stock	Sale	-179,496	1.8825 GBP
Common Stock	Sale	-71,718	1.883 GBP
Common Stock	Sale	-66,420	1.8835 GBP
Common Stock	Sale	-2,551	1.88375 GBP
Common Stock	Sale	-28,938	1.884 GBP
Common Stock	Sale	-4,981	1.8845 GBP
Common Stock	Sale	-11,519	1.885 GBP
Common Stock	Sale	-10,769	1.8855 GBP
Common Stock	Sale	-18,624	1.886 GBP
Common Stock	Sale	-59,492	1.8865 GBP
Common Stock	Sale	-37,711	1.887 GBP
Common Stock	Sale	-4,571	1.88725 GBP
Common Stock	Sale	-57,626	1.8875 GBP
Common Stock	Sale	-86,267	1.888 GBP
Common Stock	Sale	-28,648	1.8885 GBP
Common Stock	Sale	-96,029	1.889 GBP
Common Stock	Sale	-174,023	1.8895 GBP
Common Stock	Sale	-144,229	1.89 GBP
Common Stock	Sale	-10,707	1.8905 GBP
Common Stock	Sale	-7,495	1.891 GBP
Common Stock	Sale	-10,403	1.8915 GBP

(b) Cash-settled derivative transactions

Class of relevant security ISIN GB0008847096	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Common Stock	CFD	Increasing long position	1,096	1.840137 GBP
Common Stock	CFD	Increasing long position	3,470	1.840137 GBP
Common Stock	CFD	Increasing long position	4,390	1.840137 GBP
Common Stock	CFD	Increasing long position	13,883	1.840137 GBP
Common Stock	CFD	Increasing long position	74,564	1.840327 GBP
Common Stock	CFD	Increasing long position	235,823	1.840335 GBP
Common Stock	CFD	Increasing long position	25,344	1.840889 GBP
Common Stock	CFD	Increasing long position	80,152	1.840895 GBP
Common Stock	CFD	Increasing long position	93,354	1.841024 GBP
Common Stock	CFD	Increasing long position	295,254	1.841024 GBP
Common Stock	CFD	Increasing long position	1,003	1.841173 GBP
Common Stock	CFD	Increasing long position	3,169	1.841173 GBP
Common Stock	CFD	Increasing long position	4,007	1.841173 GBP
Common Stock	CFD	Increasing long position	12,674	1.841173 GBP
Common Stock	CFD	Increasing long position	26,804	1.842478 GBP
Common Stock	CFD	Increasing long position	84,773	1.842478 GBP
Common Stock	CFD	Increasing long position	39,890	1.842598 GBP
Common Stock	CFD	Increasing long position	19,955	1.844417 GBP
Common Stock	CFD	Increasing long position	245,016	1.844417 GBP
Common Stock	CFD	Increasing long position	463,784	1.858848 GBP
Common Stock	CFD	Increasing long position	589,165	1.863422 GBP
Common Stock	CFD	Increasing short position	-718,939	1.861662 GBP
Common Stock	CFD	Reducing long position	-1,846	1.845272 GBP
Common Stock	CFD	Reducing long position	-4,711	1.8455 GBP
Common Stock	CFD	Reducing long position	-30,074	1.846292 GBP
Common Stock	CFD	Reducing long position	-15,082	1.846292 GBP
Common Stock	CFD	Reducing long position	-7,460	1.846292 GBP
Common Stock	CFD	Reducing long position	-672	1.846292 GBP
Common Stock	CFD	Reducing long position	-19,868	1.861662 GBP
Common Stock	CFD	Reducing short position	250,401	1.861128 GBP

(i) Writing, selling, purchasing or varying

Class of relevant security ISIN GB0008847096	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
Common	Put Option	Purchasing	-35,000	1.6 GBP	American	19/01/2018	0.015 GBP
Common	Put Option	Purchasing	-35,000	1.65 GBP	American	19/01/2018	0.0175 GBP
Common	Call Option	Purchasing	2,000	1.95 GBP	American	19/01/2018	0.04 GBP
Common	Call Option	Purchasing	4,000	1.9 GBP	American	19/01/2018	0.065 GBP
Common	Put Option	Writing	9,000	1.85 GBP	American	17/11/2017	0.0225 GBP
Common	Call Option	Writing	-5,000	1.85 GBP	American	17/11/2017	0.04 GBP

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:	16 November, 2017
Contact name:	Alasdair Putt
Telephone number:	020 7645 9700

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:	Citadel Group
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	TESCO PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security ISIN GB0008847096	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
Common	Put Option	Written	16000	1.8 USD	American	17/11/2017
Common	Call Option	Purchased	2000	1.7 USD	American	15/12/2017
Common	Put Option	Purchased	-2000	1.8 USD	American	19/01/2018
Common	Call Option	Purchased	3000	1.9 USD	American	15/12/2017
Common	Call Option	Purchased	20000	1.85 USD	American	15/12/2017
Common	Put Option	Written	3000	2 USD	American	16/03/2018
Common	Put Option	Purchased	-30000	1.6 USD	American	15/12/2017
Common	Call Option	Purchased	10000	2 USD	American	16/03/2018
Common	Call Option	Purchased	5000	1.8 USD	American	15/12/2017
Common	Put Option	Purchased	-35000	1.6 USD	American	19/01/2018
Common	Call Option	Purchased	335000	1.9 USD	American	17/11/2017
Common	Call Option	Purchased	2000	1.95 USD	American	17/11/2017
Common	Call Option	Purchased	7000	1.9 USD	American	19/01/2018
Common	Call Option	Written	-49000	1.95 USD	American	19/01/2018
Common	Put Option	Purchased	-30000	1.85 USD	American	17/11/2017
Common	Put Option	Purchased	-12000	1.7 USD	American	17/11/2017
Common	Put Option	Purchased	-30000	1.7 USD	American	19/01/2018
Common	Call Option	Purchased	132000	1.85 USD	American	17/11/2017
Common	Put Option	Purchased	-6000	1.7 USD	American	16/03/2018
Common	Call Option	Purchased	4000	1.9 USD	American	16/03/2018
Common	Call Option	Purchased	20000	1.95 USD	American	16/03/2018
Common	Put Option	Purchased	-60000	1.75 USD	American	17/11/2017
Common	Put Option	Purchased	-35000	1.5 USD	American	16/03/2018
Common	Put Option	Purchased	-35000	1.65 USD	American	19/01/2018
Common	Call Option	Purchased	500000	75 USD	American	15/12/2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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